Nerd's Eye View

MAY 5, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week’s edition kicks off with the news that the House Financial Services Committee unanimously passed a bill that would direct the SEC to conduct a study and carry out a rulemaking on the definition of a "small entity" to reduce the compliance burden on small businesses, (..)

Financial Planner 191

Financial Planner Financial Services Electronics Compliance 191

Nerd's Eye View

MARCH 4, 2024

Welcome to the March 2024 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!

Startup 188

Startup Wealth Management Clients Portfolio 188

The Big Picture

OCTOBER 28, 2023

He manages a diversified portfolio of late-stage growth equity in technology, consumer, health care, and financial services sectors. Wellington is one of the world’s top 20 asset managers, was founded in 1933, and runs $1.2 trillion in client assets. What Is Your Biological Age?

Wealth Management 268

Wealth Management Financial Services Banking Management 268

MarketWatch

MARCH 17, 2023

The financial services and discount brokerage giant said Friday that it has seen “strong” inflows from clients in the past week, as it added a net $16.5 billion in new assets. SCHW looked to reassure investors amid the crisis of investor confidence in the banking sector, saying it remained “a safe port in a storm.”

Assets 75

Assets Financial Services Banking Accounting 75

Zoe Financial

APRIL 4, 2023

A diversified portfolio means investing in a variety of asset classes. Let’s discuss asset classes in terms of something everyone understands – shoes. Like asset classes, they each serve a purpose, and it is a good idea for your closet, and your portfolio, to have some of each. Boat Shoes – U.S.

Assets 52

Assets Portfolio Taxes Financial Services 52

Abnormal Returns

FEBRUARY 13, 2023

standarddeviationspod.com) Peter Lazaroff talks with Dasarte Yarnway about the importance of diversity in financial services and how to increase it. tonyisola.com) Advisers RIAs continue to take share of IRA assets. Podcasts Daniel Crosby talks with Tom Howard about behavioral finance vs. behavioral investing.

Clients 209

Clients Retirement Financial Services Taxes 209

Nerd's Eye View

DECEMBER 6, 2023

Over the past several years, the financial services industry has undergone a tremendous evolution in how financial advisers deliver and charge for their services. While commission-based models remain in use, fee-for-service models (including AUM, hourly, retainer, and subscription) have become increasingly popular.

Investing 238

Investing Investments Financial Advising Retirement Planning 238

Nerd's Eye View

SEPTEMBER 13, 2022

Carolyn is the President of Thrivent Advisor Network, an RIA platform that offers partnership and affiliate models for financial advisors and oversees $6.5 billion in assets managed by over 20 affiliated independent advisor businesses.

Financial Advisor 160

Financial Advisor Financial Services Ethics Recruitment 160

Million Dollar Round Table (MDRT)

APRIL 25, 2024

By Bryce Sanders It is easy to think the financial services industry is engaged in a race to the bottom when there are ads telling people they can trade stocks “for free.” Many people — especially those who are quality clients — are willing to pay more for a trusted financial advisor they can build an enduring relationship with.

Risk Tolerance 80

Risk Tolerance Financial Advisor Asset Allocation Advertising 80

Nationwide Financial

FEBRUARY 14, 2023

To advance actionable solutions and contribute to lasting change, Nationwide partnered in September 2020 with leading financial services organizations, associations and historically Black colleges and universities (HBCUs ) to form The Financial Alliance for Racial Equity℠, or FARE.

Financial Services 98

Financial Services CFP Certified Financial Planner Certification 98

Nerd's Eye View

JULY 12, 2022

Kamila is the CEO and Founder of Collective Wealth Partners, an independent RIA based in Atlanta, Georgia, that oversees nearly $25 million in assets under management for almost 175 client households. My guest on today's podcast is Kamila Elliott.

Financial Advisor 246

Financial Advisor CFP Clients Financial Planning 246

Trade Brains

MARCH 8, 2024

This benefited multiple companies that earn from activities in the financial markets. Both of them have millions of clients and offer financial services. Through its innovative approach and digital prowess, Angel One Limited continues to play a pivotal role in shaping the financial landscape for millions of Indians.

Planning 59

Planning Financial Services Retail Distribution 59

The Big Picture

NOVEMBER 1, 2023

He manages a diversified portfolio of late-stage growth equity in technology, consumer, health care, and financial services sectors. Wellington is one of the world’s top 20 asset managers, was founded in 1933, and runs $1.2 trillion in client assets.

Retail 130

Retail Economy Engineering Financial Services 130

The Big Picture

OCTOBER 30, 2023

He manages a diversified portfolio of late-stage growth equity in technology, consumer, health care, and financial services sectors. Wellington is one of the world’s top 20 asset managers, was founded in 1933, and runs $1.2 trillion in client assets. Does the Confidence Index Say We’re in a Recession?

Financial Services 130

Financial Services Food Assets Insurance 130

Random Roger's Retirement Planning

MAY 1, 2024

The quick and dirty on them is that they annuitize fund assets when holders turn 80 years old. The funds pay out like an annuity and then at age 100, the remaining assets are split among fundholders who are still alive. Please note that annuitizing assets is not the same as buying annuities.

Assets 52

Assets Retirement Commission Distribution 52

The Big Picture

SEPTEMBER 14, 2022

For the bulk of this story as in most financial services stories, I will quote from a series of famous blowhards, all of whom predicted that this bull market would top out at 7500. Some of the young bucks think that markets only go up, and not down, opines Seymour Kaufman of Dean-Witter-Marcus-Garvey.

Marketing 339

Marketing Marketing Financial Services Accounting 339

Trade Brains

AUGUST 28, 2023

High Promoter Holding Stocks Under Rs 50 For our study, we’ll read about the business and operations of five companies from various industries such as power generation, financial services, and textiles. Furthermore, we’ll briefly talk about their financials. So without further ado, let us jump in. 50,074 EPS (TTM) ₹3.9

Financial Services 111

Financial Services Banking Government Manufacturing 111

Nerd's Eye View

SEPTEMBER 4, 2023

Onramp Invest, the platform that aimed to solve the challenges of cryptocurrency investing for financial advisors, was acquired by Securitize, a platform specializing in blockchain-based tokenization of private market investments, suggesting that advisors' interest in recommending digital assets for their clients – already limited during previous (..)

Startup 223

Startup Financial Advisor Clients Financial Planning 223

Carson Wealth

NOVEMBER 14, 2023

Carson Wealth is proud to announce the addition of two new locations in Milton, Georgia, and Billings, Montana, further expanding its commitment to delivering personalized financial solutions to clients across the U.S. Reinker is a 25-year industry veteran who manages over $85 million in assets.

Financial Services 52

Financial Services Wealth Advisor Clients CFP 52

MarketWatch

MARCH 9, 2023

Signature Bank SBNY stock is down 11% in premarket trades as carnage from the announced wind-down of digital currency financial services company Silvergate Capital Corp. As a component of the S&P 500, Signature Bank has a relatively diversified banking business but it also holds digital asset deposits. SI impacted the company.

Banking 75

Banking Financial Services Assets Marketing 75

Steve Sanduski

DECEMBER 5, 2023

On today’s show, James Conole explains how he coordinated his YouTube channel, podcast, and website to create a lead-generating machine that in 12 months has attracted nearly 700 prospects with at least $500,000 of investable assets and generated $120 million in new AUM.

Financial Services 59

Financial Services CFP Retirement Clients 59

SEI

AUGUST 19, 2022

22, 2022 – SEI (NASDAQ:SEIC) today announced the launch of SEI Data Cloud through a strategic partnership with Snowflake , the Data Cloud company, to address the financial services industry’s demand for more advanced data integration. trillion in assets. .

Financial Services 52

Financial Services Commission Clients Banking 52

MarketWatch

MAY 22, 2023

A financial services company mostly focused on investment banking and asset management, MMTec has a market cap of $66.4 MMTec is one of a number of small-cap Chinese stocks, such as Hong Kong-based financial services provider Magic Empire Global Ltd. MEGL, that have been attracting attention recently.

Financial Services 40

Financial Services Banking Numbers Assets 40

Good Financial Cents

DECEMBER 12, 2022

M1 Finance is a personal finance company that offers a variety of financial services, including investment management, portfolio analysis, and stock trading. M1 Finance is a legitimate financial services company that is regulated by both FINRA and SIPC. trillion in customer assets. trillion in customer assets.

Investing 82

Investing Investments Portfolio Analysis Insurance 82

MarketWatch

FEBRUARY 9, 2023

The New York Department of Financial Services is reportedly investigating stablecoin issuer Paxos, according to a report by CoinDesk Thursday. Stablecoins refers to cryptocurrencies whose prices are pegged with other assets, often fiat currencies such as U.S. Securities and Exchange Commission.

Commission 52

Commission Financial Services Assets Marketing 52

Calculated Risk

MARCH 13, 2023

as Successor to Signature Bank, New York, NY Signature Bank, New York, NY, was closed today by the New York State Department of Financial Services, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. a full-service bank that will be operated by the FDIC as it markets the institution to potential bidders.

Banking 52

Banking Financial Services Insurance Assets 52

Advisor Websites

JUNE 24, 2022

The financial services industry can seem like just a world of transactions but at its core are relationships. Expertise aside, trustworthiness is a critical quality of a financial advisor. After all, it’s not just tangible assets you’re managing. It’s your clients’ goals and dreams.

Financial Advisor 52

Financial Advisor Financial Services Assets Clients 52

MarketWatch

APRIL 17, 2023

in premarket trading Monday, after the discount broker and financial services company reported first-quarter profit that beat expectations, while revenue came up a bit shy. Total interest-earnings assets dropped 20.2% year to date through Friday, while the Financial Select Sector SPDR exchange-traded fund XLF has slipped 3.9%

Financial Services 75

Financial Services Economics Assets Marketing 75

Nerd's Eye View

AUGUST 22, 2023

Cary is the Senior Vice President & Director of Women and Wealth Services for Advisor Capital Management, an independent RIA with offices around the country and headquartered in Charlotte, North Carolina, that oversees more than $6 billion in assets under management for 1,700 client families.

Financial Advisor 180

Financial Advisor Media Sales Clients 180

Don Connelly & Associates

OCTOBER 16, 2023

There was a time in the not-so-distant past when the only skill you needed to succeed in financial services was how to sell. The business of selling investments was almost entirely transactional, and all a financial advisor needed to do was shake the bushes for prospects and close them on a product sale.

Financial Advisor 52

Financial Advisor Financial Services Sales Assets 52

Nerd's Eye View

OCTOBER 18, 2022

equivalent of nearly $60 million in assets under management for 115 client households. My guest on today's podcast is Louis van der Merwe. Louis is the Director of WealthUp, an independent advice practice based in Cape Town, South Africa, that oversees the U.S.

Financial Planning 130

Financial Planning Planning Management Investing 130

Nerd's Eye View

NOVEMBER 29, 2022

Read More.

Estate Planning 230

Estate Planning Financial Advisor Financial Services Clients 230

Nerd's Eye View

JANUARY 24, 2023

Jennifer is the CEO and a Senior Advisor for Milestone Financial Planning, an independent RIA based in Bedford, New Hampshire, that oversees $360 million in assets under management for 225 client households. My guest on today's podcast is Jennifer Climo.

Management 218

Management Financial Advisor Planning Retirement 218

Nerd's Eye View

SEPTEMBER 6, 2022

Welcome back to the 297th episode of the Financial Advisor Success Podcast ! Andy is the owner of Tenon Financial, a virtual independent RIA that oversees $70 million in assets under management for 43 retired client households. My guest on today's podcast is Andy Panko.

Tax Planning 246

Tax Planning Financial Advisor Financial Planner Retirement 246

Nerd's Eye View

FEBRUARY 21, 2023

Danqin is a Lead Advisor for Austin Asset, an independent RIA based in Austin, Texas that oversees more than $1.3 billion in assets under management for nearly 400 client households. My guest on today's podcast is Danqin Fang.

Financial Advisor 130

Financial Advisor CFP Financial Planner Education 130

AdvicePay

JULY 7, 2022

The financial services industry is constantly evolving, and one of the evolutions underway right now is the rapid growth of the fee-for-service financial planning business model. Here are several ways advisors have adopted the fee-for-service business model in their financial planning and wealth management businesses.

Financial Planning 52

Financial Planning Planning Wealth Management Financial Services 52

MarketWatch

MAY 11, 2023

Bank, MUFG Union Bank and Elavon Financial Services — to “A+” from “AA-“. S&P said its outlook for the bank was “stable.” The credit-rating firm also lowered its ratings on U.S. Bancorp’s subsidiaries — including U.S. Shares of U.S. Bancorp were unchanged after hours.

Financial Services 52

Financial Services Banking Assets Marketing 52