MarketWatch

APRIL 6, 2023

Morgan Stanley MS has hired First Republic Bank FRC wealth advisor Steven Levine in another departure from the troubled bank, Barron’s reported late Wednesday. The publication reported that Levine was ranked in the Barron’s Top 1,200 Financial Advisors for 2023, with a four-person team that managed $2.3 billion as of Sept.

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Wealth Management

SEPTEMBER 22, 2023

NFP grew its wealth and retirement business in Utah, R&R left Avantax for Commonwealth, tru Independence launched its 4th firm of 2023 and Johnson Financial, LPL and Kestra all made announcements this week.

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Wealth Management

MARCH 15, 2024

Advisors are increasingly relying on technology to become more efficient and streamline operations. Urs Bolt details what's driving this shift.

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Carson Wealth

APRIL 17, 2023

Paul West and Michael David of Carson Wealth have been recognized in the 2023 Forbes Best-in-State Wealth Advisors list. This prestigious accolade recognizes outstanding financial advisors who have demonstrated excellence in their field and are committed to providing exceptional service to their clients. “It

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Wealth Management

FEBRUARY 5, 2024

Avantax filed another lawsuit against Mariner Wealth, as well as Molly Nelson, an advisor who left the firm (and filed her own suit against Avantax).

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Wealth Management

DECEMBER 19, 2023

Exencial has picked up a $500 million Austin firm in its 3rd-ever acquisition.

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FMG

JULY 14, 2022

For today’s Advisor Website Showcase, we are joined by Letizia Carlisto of Navis Wealth Advisors. Making use of FMG’s website engine, Navis Wealth Advisor took aim at creating a website themed around its logo – the compass. Modernize Your Website.

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Wealth Management

APRIL 16, 2024

KKR logged $3 billion in sales in products aimed for the private wealth channel—up from $400 million in sales per quarter in 2022. These are among the investment must reads we found this week for wealth advisors. Morningstar published an explainer on the growing world of interval funds.

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Wealth Management

NOVEMBER 13, 2023

Convergence and the growth of new plans are beyond what RPAs can handle.

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Wealth Management

APRIL 20, 2023

It's more than industry knowledge and financial goals. It's about connecting clients with top-notch professionals of all types.

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Wealth Management

APRIL 24, 2023

Despite some high-profile departures, the bank says the exiting teams accounted for less than 20% of total wealth management assets.

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Wealth Management

NOVEMBER 29, 2023

Wealth management should be as well. Money is personal.

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Wealth Management

SEPTEMBER 29, 2022

The move establishes EP Wealth's presence on the East Coast, and marks milestone in the firm's planned national expansion.

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Wealth Management

FEBRUARY 17, 2023

The RIA space was on fire this week—eight acquisitions were announced, along with three newly created roles, one rebranding and a new head of NAPFA.

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Wealth Management

DECEMBER 1, 2022

In uncertain times, bad advisors hide from their clients; good advisors put themselves out there—and that’s how they take market share.

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Wealth Management

AUGUST 2, 2023

It's the third firm the RIA has "acquihired" in 2023.

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Wealth Management

MARCH 25, 2024

The trio of Sarah, William and Dexter Grafton will form Grafton Wealth Advisors by joining LPL's independent broker/dealer channel for advisors from wirehouses or full-service firms.

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Wealth Management

MARCH 28, 2024

Boston-based KinneyMunro Wealth Advisors seeks to deliver "a differentiated investing experience." "

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Wealth Management

APRIL 6, 2023

EP Wealth scooped up a billion-dollar firm in its second acquisition of the year while a handful of other deals representing almost $900 million in assets were announced this week and Private Advisor Group added a new role.

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Wealth Management

DECEMBER 14, 2023

Silicon Valley Wealth Advisors and Hall Private Wealth Advisors represent Allworth's sixth and seventh deals of 2023 and mark its entry into Southern California.

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Wealth Management

APRIL 9, 2024

These are among the investment must reads we found this week for wealth advisors. Blackrock’s bitcoin ETF now has almost $18 billion in assets, putting it in the top 3% of all ETFs ever launched.

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Wealth Management

MARCH 19, 2024

Partners Group is dipping its toes into royalties investing with plans to debut a fund for the wealth channel eventually. These are among the investment must reads we found this week for wealth advisors.

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Wealth Management

SEPTEMBER 22, 2022

In October, the first cohort of 49 advisors will graduate from the new program, part of the firm's strategic emphasis on expanding resources for advisors to clients with more than $5 million in assets,

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Wealth Management

APRIL 2, 2024

These are among the investment must reads we found this week for wealth advisors. Fidelity has imposed a new $100 fee on ETFs issued by nine firms in order to account for the cost of listing the funds on its platform. Some asset managers are raising the alarm on the booming private credit market, reports FundFire.

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Wealth Management

OCTOBER 13, 2023

Steward Partners adds the first team to its IAR-only channel, Allworth Financial names a new CEO and other news from Wealth Enhancement Group, EP Wealth Advisors, Kestra PWS, Gaddis Premier Wealth Advisors and Pitcairn.

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Wealth Management

MARCH 20, 2024

Meath Wealth Advisors represents the 7th team to join Journey since its inception in 2021 and the RIA’s first Minneapolis office.

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Wealth Management

FEBRUARY 27, 2024

Among other developments, ABL Tech will provide the firm’s wealth advisors with mortality data that can help them identify wealth transfers within their client base.

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Wealth Management

MARCH 12, 2024

These are among the investment must reads we found this week for wealth advisors. Publicly listed REITs are trading at a 15% discount to their consensus NAVs, based on S&P Global Market Intelligence data.

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Wealth Management

DECEMBER 12, 2022

The merger represents Hightower’s seventh deal this year and third merger it has facilitated between firms.

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Wealth Management

SEPTEMBER 20, 2022

The Pittsburgh office will become Mariner’s 77th US location, and its seventh acquisition so far this year.

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Wealth Management

NOVEMBER 10, 2023

A host of ‘strategic’ hires and promotions were announced this week, as firms continue to focus on growth.

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Wealth Management

FEBRUARY 27, 2024

These are among the investment must reads we found this week for wealth advisors. Non-traded alternative managers raised $7.6 billion in January, according to data from Robert A. Retail investor activity helped drive the crypto market rally in January, says JP Morgan.

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Wealth Management

DECEMBER 1, 2022

EP Wealth picks up its second East Coast firm, adding $274M in assets.

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Wealth Management

FEBRUARY 6, 2024

Morningstar profiled the 15 funds that have destroyed the most wealth over the past 10 years. These are among the investment must reads we found this week for wealth advisors. Investors who lost money on a deal are trying to shut down a real estate crowdfunding site.

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Wealth Management

MARCH 5, 2024

These are among the investment must reads we found this week for wealth advisors. PIMCO has filed for its first mutual fund to ETF conversion on a mutual fund focused on mortgage-backed securities.

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Wealth Management

APRIL 13, 2023

The four who registered with Cynosure this week join a growing number of SVB advisors who have departed the beleaguered bank.

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Wealth Management

FEBRUARY 20, 2024

These are among the investment must reads we found this week for wealth advisors. Ethereum prices are rising with the anticipation that spot ETFs could emerge in the space. Opportunity Zone fundraising waned in 2023, according to data from Novogradac.

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