article thumbnail

Weekend Reading For Financial Planners (May 18-19)

Nerd's Eye View

Also in industry news this week: The SEC this week announced a proposed rule that would require RIAs to collect and verify their clients' personal information in an effort to prevent illicit activity, though many firms likely are taking many of these steps already Why larger RIAs and those that have been acquired tend to have worse client and staff (..)

article thumbnail

$570B Mutual Fund Manager Moves into ETF Space

Wealth Management

Allspring Global Investments plans to start offering actively managed ETFs.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

Adviser links: diverse talent

Abnormal Returns

Podcasts Brendan Frazier talks with Sten Morgan, the founder of Legacy Investment Planning, about better communicating with clients. wiredplanning.com) Michael Kitces talks with David Savir who is the Co-Founder and CEO of Element Pointe Family Office, about crafting an employee equity program.

article thumbnail

What Are I-Bonds? Plus Creative Ways To Include Them In Your Investment Plan

Gen Y Planning

Plus Creative Ways To Include Them In Your Investment Plan appeared first on Gen Y Planning. There are many ways you could use I-bonds to help you reach your money goals. If you have any questions about them, let’s talk! The post What Are I-Bonds?

article thumbnail

Weekend Reading For Financial Planners (May 25-26)

Nerd's Eye View

Also in industry news this week: Why the Federal government is proposing new rules targeting the use of donor-advised funds that could impact financial advisors who work closely with them A recent report indicates that while financial advisory firms prioritize their client experience, they often make such decisions without consulting their clients (..)

article thumbnail

Wealth Management EDGE Podcast: Retirement, Annuities and Regulation Unveiled

Wealth Management

Protecting the average retiree in a confusing landscape of investment planning vs. financial planning.

article thumbnail

CFA Makes 'Most Significant Changes to Program in 60 Years'

Wealth Management

Among other changes, the association will add a wealth management specialization, with additional content on client management, investment planning and the duty of care.