Commission Related Topics 
NAIFA Advisor Today
AUGUST 1, 2023
Enrollment, quoting, customer management and engagement, and commissions are handled by disparate platforms that lack communication and may not be tailored to the industry's specific needs.
Wealth Management
JULY 5, 2023
The membership organization for fee-only advisors will now allow for a de minimis amount of commission business, as long as it's relinquished.
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Advisor Perspectives
JUNE 12, 2024
Then any commissions earned from the sale of products, usually insurance products, are credited back to the client, offsetting and reducing the annual fee by the amount of the commission. A planner using a fee-offset model sets an annual fixed fee for their services.
Wealth Management
JULY 11, 2023
Raymond James will pay more than $12 million to settle charges of 'unreasonable commissions' on transactions, according to state regulators.
Nerd's Eye View
MAY 9, 2023
Liz is the co-owner of Pleasant Wealth, a hybrid advisory firm based in Canton, Ohio that oversees $146 million in assets under management for 522 client households.
MarketWatch
MAY 25, 2023
New York City’s banking commission voted to freeze deposits at Capital One Financial Corp. All three members of the banking commission — which include the comptroller, mayor and finance commissioner — voted to take the action against Capital One and KeyCorp, which respectively held $7.2
Advisor Perspectives
APRIL 10, 2024
But for nearly a century, there’s been one part of the process where haggling doesn’t fly: the 5% to 6% standard commission charged by US realtors. Negotiation is an essential part of buying or selling a home.
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