Nerd's Eye View

NOVEMBER 1, 2022

In this episode, we talk in-depth about why Mindy attributes the success of her practice’s structure to the realization that she does not enjoy selling products or investment management (or dealing with compliance that goes with them) and could more efficiently scale with an advice-only approach to one-year financial planning engagements that (..)

Fee Only 130

Fee Only Clients Financial Planning Financial Advisor 130

Carson Wealth

DECEMBER 11, 2023

The table below shows that assets are as high as they’ve ever been, while liabilities are near the same levels they’ve been for decades. The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services.

Marketing 143

Marketing Marketing Economy Compliance 143

Inside Information

APRIL 1, 2024

You may have read, in passing, that the Financial Services Institute—the broker-dealer lobbying organization—has filed a lawsuit in the U.S. The BDs don’t set work hours, but their compliance regime does supervise client communications—but not the planning advice given or the way portfolios are managed.

Compliance 40

Compliance Commission Sales Financial Services 40

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 154

Compliance Clients Wealth Management Management 154

Carson Wealth

JANUARY 16, 2024

An unloved asset class for all of 2022 and most of 2023, the broad aggregate bond index was negative for the year as recently as the beginning of November, only to rally 8.5% The chart below is our version of the industry staple Quilt Chart of asset class returns. Even more surprising was the huge turnaround in the bond market.

Investing 96

Investing Investments Marketing Marketing 96

Trade Brains

MARCH 11, 2024

Operating Profit Margin (%) 49.67% Net Profit Margin (%) 44.36% Large Cap Stocks With High NPM #2 – Oracle Financial Services Oracle Financial Services Software Limited is a subsidiary of Oracle, a world leader in providing financial technology solutions across retail banking, corporate banking, risk, financial crime, and compliance management.

Banking 59

Banking Financial Services Consulting Retail 59

Sara Grillo

MARCH 22, 2024

Steven Kampschmidt Home Freedom Found Financial Andy Panko [link] Tenon Financial New Mexico Jose Sanchez [link] Flat fee financial planning for families living with and through Alzheimer’s New York State Laura Rotter www.trueabundanceadvisors.com I am an annual retainer, flat fee advisor.

Financial Planning 52

Financial Planning Fee Only Financial Planner Financial Advisor 52

Sara Grillo

AUGUST 25, 2023

I created this list of financial advisors for small accounts (less than $300,000 in assets) because there are alot of schmucks out there hawking crap products to people with portfolio of this size, and I don’t think it’s fair. I am an irreverent and fun marketing consultant for financial advisors.

Financial Advisor 52

Financial Advisor Accounting License Financial Planning 52

Trade Brains

SEPTEMBER 17, 2023

Techknowgreen Solutions IPO Review: About the Company Techknowgreen Solutions Limited was incorporated in 2001, it is an environment consulting firm that provides environment consulting services. Techknowgreen Solutions IPO Review – Financials If we look at the financials of Techknowgreen Solutions, it has reported assets worth 11.81

Consulting 59

Consulting Compliance Government Clients 59

Sara Grillo

DECEMBER 11, 2023

Interview with a low fee financial advisor In this podcast, we talk about: How Paul structured his practice to where he is now serving over 47 households and managing assets of over $60 million His business philosophy and hyper focus on low fee financial advice. For advise on such matters, contact a legal or compliance advisor.

Financial Advisor 59

Financial Advisor Financial Advice Wealth Management Consulting 59

Trade Brains

SEPTEMBER 22, 2023

(JPM) is a financial holding corporation that, through its subsidiaries, provides solutions for consumer and commercial banking, investment banking, processing financial transactions, and asset management. The amount of assets under management was $3 trillion. Stock P/E (%) 19.53 ROE (%) 16.01 ROCE (%) 18.21 EPS (Rs) 65.12

Portfolio Analysis 115

Portfolio Analysis Portfolio Healthcare Banking 115

Trade Brains

OCTOBER 31, 2023

As of 2023, it operates through a network of 700 banking outlets, 767 customer service centres, and 559 ATMs across 21 states and two union territories, serving 7.15 The bank manages assets worth 16,331Cr. The total assets of the public and private banking sectors increased significantly since 2020. million customers.

Banking 59

Banking Retail Financial Services Assets 59

AdvicePay

JULY 7, 2022

The financial services industry is constantly evolving, and one of the evolutions underway right now is the rapid growth of the fee-for-service financial planning business model. Here are several ways advisors have adopted the fee-for-service business model in their financial planning and wealth management businesses.

Financial Planning 52

Financial Planning Planning Wealth Management Financial Services 52

SEI

SEPTEMBER 21, 2022

Auditors increasingly request institutions to complete the assessment to demonstrate compliance, making CAT widely used across financial services. Over two decades ago, SEI built a cybersecurity program to protect its own assets. Domain 5: Cyber incident management and resilience. Inheriting SEI’s maturity.

Financial Services 52

Financial Services Compliance Risk Management Clients 52

Good Financial Cents

DECEMBER 14, 2022

After all, people will always need financial services, whether investing their money , taking out loans, or managing their taxes. Employment numbers for Financial Managers are expected to rise by 17% over the next decade, faster than the average for all occupations. Chief Compliance Officer. Financial Examiner.

Compliance 87

Compliance Budgeting Accounting Insurance 87

Zoe Financial

APRIL 4, 2023

Financial Tips to Keep in Mind Published April 5th, 2023 Reading Time: 6 minutes Written by: Kevin Ostergaard, CFP®, CIMA® & Mishkin Santa, J.D., TEP Zoe Financial Services Partner Retiring Abroad? international tax professional, expats can optimize their tax situation and avoid potential compliance issues.

Retirement 52

Retirement Taxes Compliance CFP 52

WiserAdvisor

MARCH 13, 2024

It is instrumental in diversifying your portfolio , capitalizing on market opportunities, and safeguarding your financial future against the erosive effects of inflation. Inflation erodes the purchasing power of your money over time, which is why it is essential to invest in assets that offer the scope for real growth and income generation.

Retirement Planning 105

Retirement Planning Retirement Planning Estate Planning 105

The Big Picture

MAY 9, 2023

He is the Chief Investment Officer of Asset and Wealth Management at Goldman Sachs. He co-chairs a number of the asset management investment committees. trillion in assets under supervision. JULIAN SALISBURY, CHIEF INVESTMENT OFFICER OF ASSET AND WEALTH MANAGEMENT, GOLDMAN SACHS: Thanks, Barry. And I think you will also.

Assets 290

Assets Clients Investing Investments 290

Sara Grillo

OCTOBER 31, 2022

Look at this right away because you need to know how the advisor charges as this has a huge impact on the service you receive. Salaske, Chief Executive Officer and Chief Compliance Officer is Firstmetric’s principal owner and is the sole Member and Manager of Firstmetric, LLC.” This should be consistent with what the advisor has said.

Financial Advisor 110

Financial Advisor Commission Clients Compliance 110

FMG

OCTOBER 28, 2022

Video is one of the most powerful formats for creating effective marketing content for financial service professionals. If you are a financial services professional interested in creating videos for your marketing campaign, you may want to consider creating one of these four types of videos. . That’s a lot of words! .

Financial Advisor 64

Financial Advisor Marketing Marketing Communication 64

Indigo Marketing Agency

DECEMBER 18, 2019

That’s why top advisors outsource their marketing to proven professionals that understand our industry and compliance. . But which marketing companies for financial advisors will help you grow your assets under management (AUM) and which are a waste of money? Branding and Communications for Financial Advisors.

Financial Advisor 52

Financial Advisor Compliance Marketing Marketing 52

Trade Brains

NOVEMBER 15, 2023

Some of the company’s competitors include Power Finance Corporation Limited, India Infradebt Limited, REC Limited, Tata Cleantech Capital Limited and PTC India Financial Services Limited. Such non-compliance in the future can adversely affect the company’s reputation, cash flows and results of operations.

Government 59

Government Compliance Commission Banking 59

Inside Information

APRIL 26, 2024

The Financial Services Institute would tell regulators that they would be ‘forced’ to give up their smaller accounts if they were regulated as fiduciaries. Examples abound. They also argue, over and over again, that regulation would reduce ‘choice’ in the marketplace. (In

Fee Only 40

Fee Only Professional Services Clients Compliance 40

Inside Information

MAY 30, 2023

In the more comprehensive surveys, you will see the percentage or dollar revenues collected by each BD on annuity, life insurance and other product sales, vs. fees (defined by asset management fees, shared between the reps and the broker-dealer). The compliance people have to pre-approve their communications.

Communication 40

Communication Sales Compliance Insurance 40

Diamond Consultants

JULY 7, 2022

These are the purists: Those who believe that true independence means having your own RIA and working directly with a third-party asset custodian to set it up. These advisors might outsource some compliance or back-office functions, but for the most part, they handle everything in-house—from the tech stack to marketing to investments.

Compliance 52

Compliance Wealth Management Management Clients 52

Harness Wealth

MARCH 17, 2023

An Introduction to DeFi Decentralized Finance (DeFi) is a rapidly evolving space, offering blockchain-based financial applications that enable individuals and businesses to access various financial services, including lending, borrowing, trading, and earning interest without traditional financial institutions as intermediaries.

Taxes 59

Taxes Government Assets Accounting 59

Carson Wealth

MARCH 25, 2024

We like this definition from Forbes: A stock market bubble — also known as an asset bubble or a speculative bubble — is when prices for a stock or an asset rise exponentially over a period of time, well in excess of its intrinsic value. Eventually, prices hit a wall and then fall very far, very fast, as the bubble “pops.”

Marketing 97

Marketing Marketing Economy Manufacturing 97

Carson Wealth

APRIL 22, 2024

The chart above shows how we view allocating among asset classes depending on the macroeconomic regime. At the same time, a high-capacity economy that is likely to see inflationary pressures from time to time makes the case for diversifying away from bonds and into asset classes such as managed futures.

Marketing 96

Marketing Marketing Economy Government 96

Fortune Financial

SEPTEMBER 25, 2023

Your risk tolerance will influence your investment strategy and asset allocation. Incomes and Expenses Evaluate your current financial situation. Regulatory Compliance Ensure the wealth management firm is registered and compliant with relevant regulatory authorities. Let’s take a look at how Finance Strategists break these down.

Wealth Management 59

Wealth Management Management Risk Tolerance Retirement Planning 59

Fortune Financial

SEPTEMBER 25, 2023

Your risk tolerance will influence your investment strategy and asset allocation. Incomes and Expenses Evaluate your current financial situation. Regulatory Compliance Ensure the wealth management firm is registered and compliant with relevant regulatory authorities. Let’s take a look at how Finance Strategists break these down.

Wealth Management 52

Wealth Management Management Risk Tolerance Retirement Planning 52

FMG

FEBRUARY 3, 2023

It’s not only incredibly beneficial to financial advisors but something we consider a necessity. This is because Google Business Profile (GBP) is your company’s most visible asset for local search. However, they offer plenty of specific categories for the financial services industry.

Financial Services 52

Financial Services Media Accounting Financial Advisor 52

Sara Grillo

DECEMBER 12, 2022

What is the value of the services provided, and how is this determined? This can get complicated when services are bundled and provided for one inclusive fee, which in certain cases (AUM advisors) is calculated off the amount of assets the advisor is managing. See you in the next one! Participant Bios. Michael Pinkans.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Trade Brains

FEBRUARY 28, 2024

Let us look at what form of intangible assets/platforms are they developing and what potential these assets have. The Company has been investing in the creation of a responsible AI that emphasizes responsibility, security, and compliance. of the revenue, followed by South Africa which brings in 11.2%.

Engineering 89

Engineering Government B2B Clients 89

Carson Wealth

APRIL 8, 2024

One important way to view valuations is through earnings of various asset classes relative to the broader market and their own history. Globally, the same methodology can be applied to broad equity asset classes relative to the global index. We can view this at several levels — company, sector, index, or country.

Marketing 96

Marketing Marketing Valuation Economy 96

The Big Picture

NOVEMBER 14, 2023

Eventually leading her to a point where she’s managing quants, running about a hundred billion dollars in assets. 00:02:59 [Speaker Changed] I was not, I was waitressing one summer, my final summer after my senior year and a friend called and said, I just interviewed with the financial services company.

Math 130

Math Management Insurance Assets 130

Carson Wealth

JANUARY 2, 2024

Source: FactSet 12/18/2023 Yields Back Where They Started Barry Gilbert, VP and Asset Allocation Strategist Nothing tells the story of the 2023 markets like yields, and the 10-year Treasury yield is a great reference point. The year 2022 was painful across asset classes (sorry to bring it up!), economy, despite the skeptics.

Marketing 89

Marketing Marketing Economy Manufacturing 89

Carson Wealth

JUNE 12, 2023

It was developed a decade ago and is a key input into our asset allocation decisions. The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services. We believe our proprietary leading economic index better captures the dynamics of the U.S.

Marketing 52

Marketing Marketing Economy Manufacturing 52