Sara Grillo

JULY 10, 2023

I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” He asked for help and found a support community Right now Thomas is a fee-only fiduciary financial advisor. He puts a symbol next to his name to convey his topic. And now onto the blog!

Financial Advisor 72

Financial Advisor Media Communication Fee Only 72

Walkner Condon Financial Advisors

AUGUST 13, 2022

However, the “tax-free” piece of it refers to the capital appreciation, dividends, and earnings that can be tax-free if you follow the IRS rules. For the sake of keeping this a blog post vs. an all-out white paper, I decided to pick a few of the common topics that come up frequently in my conversations. IRAs do not allow this.

Taxes 52

Taxes Financial Advisor Retirement Retirement Planning 52

Good Financial Cents

DECEMBER 26, 2022

Before we answer your question, let’s do a quick refresher on the Roth IRA rules. While there are some exceptions to this rule, such as for certain qualified education expenses or first-time home purchases, it’s important to understand the potential costs of taking money out of your Roth IRA before you are eligible to do so.

Retirement 85

Retirement Taxes Risk Tolerance Accounting 85

Sara Grillo

JUNE 12, 2023

I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” It’s impossible to figure out from the illustration – it can only be determined based upon this supplemental report that is usually not asked for by the fiduciary financial advisor or the client.

Insurance 59

Insurance Clients Financial Advisor Math 59

Brown Advisory

APRIL 16, 2018

This specificity helps guide the nonprofit’s board and investment committee members as they carry out their fiduciary duty. In addition to broad parameters regarding desired/ undesired investments, the IPS is often used to define screening rules for the portfolio.

Nonprofit 52

Nonprofit Portfolio Distribution Clients 52

Brown Advisory

APRIL 16, 2018

This specificity helps guide the nonprofit’s board and investment committee members as they carry out their fiduciary duty. In addition to broad parameters regarding desired/ undesired investments, the IPS is often used to define screening rules for the portfolio.

Nonprofit 52

Nonprofit Portfolio Distribution Clients 52

The Big Picture

JANUARY 9, 2024

But you are the exception to that rule. There was a practice that was like spotting issues and sort of thinking through rules and thinking like how we could get through the rules in a way that advantaged us in addition to like sort of standard financing stuff. Barry Ritholtz : 00:07:33 Seems very legalistic.

Retail 130

Retail Banking Math Management 130

Sara Grillo

APRIL 10, 2023

I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” Giles: Banks do have to follow rules and regulations. He has presented papers at conferences on topics such as investment fraud, risk management, and retirement planning. Lee holds a Ph.D.

Investing 52

Investing Investments CFP Financial Advisor 52

The Big Picture

AUGUST 29, 2022

Bill McNabb, the previous Vanguard CEO, told a fascinating story on that topic. The thing with the other ETF companies, you — what you’re essentially saying is that there are fiduciaries and then there are really fiduciaries. BALCHUNAS: Everybody else did it because they had to. And that’s the Vanguard effect.

Assets 161

Assets Management Marketing Marketing 161

Brown Advisory

MARCH 28, 2019

The “5% rule” was instituted in 1981 by the IRS; this rule requires private foundations to distribute at least 5% of portfolio assets each year, and over time this rule has been voluntarily adopted by nonprofits of all types. Note that the 5% rule was intended to be a high hurdle.

Asset Allocation 52

Asset Allocation Portfolio Assets Clients 52

Brown Advisory

MARCH 28, 2019

The “5% rule” was instituted in 1981 by the IRS; this rule requires private foundations to distribute at least 5% of portfolio assets each year, and over time this rule has been voluntarily adopted by nonprofits of all types. Note that the 5% rule was intended to be a high hurdle. 31, 2018.). SOURCE: Brown Advisory. *We

Asset Allocation 52

Asset Allocation Portfolio Assets Clients 52

Inside Information

JANUARY 31, 2022

I was talking with Knut Rostad, founder of the Institute for the Fiduciary Standard, about his recent conversations with people at the SEC. Having a revenue incentive involved in the recommendation doesn’t sound very fiduciary to me. I’m honestly not sure what I would recommend to the SEC or state regulators on this topic.

Commission 40

Commission Clients Sales Fee Only 40

Sara Grillo

JUNE 2, 2022

I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” What about fiduciary standard? For those of you who are new to my blog/podcast, my name is Sara. I am a CFA® charterholder and financial advisor marketing consultant. So please subscribe!

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Sara Grillo

SEPTEMBER 12, 2022

I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” Not only were the guests lively and insightful, but the topic is one central to who we are as an industry – and not that I said, “industry”, not “profession.”

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Sara Grillo

SEPTEMBER 11, 2023

I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” The government is changing the rules Here are the rules that you should know because the government is changing them. #1 Dan McGrath thinks these reports are a fiduciary breach.

Planning 111

Planning Financial Advisor Taxes Consulting 111

Sara Grillo

SEPTEMBER 26, 2022

I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” . That lead him to start Quest Asset Management, with the novel idea of putting investor interests first as a fiduciary, which was practically unheard of at the time. Get ready for a rumble, folks!

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

AUGUST 22, 2023

So with respect to fiduciary obligations, let’s say of a fiduciary, what do they have to tell people and what do they have to make clear to people and not just tell people? Or it might mean we might think that we’re going to adopt a rule. Those are the three broad topics, which seem to cover a lot of human behavior.

Economics 245

Economics Media Government Numbers 245