Nerd's Eye View

MAY 5, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week’s edition kicks off with the news that the House Financial Services Committee unanimously passed a bill that would direct the SEC to conduct a study and carry out a rulemaking on the definition of a "small entity" to reduce the compliance burden on small businesses, (..)

Financial Planner 193

Financial Planner Financial Services Electronics Compliance 193

Wealth Management

OCTOBER 11, 2022

The new platform bundles content generation and analytics, social media management and compliance features, among others.

Compliance 103

Compliance Clients Media Management 103

Nerd's Eye View

AUGUST 7, 2023

This month's edition kicks off with the news that estate planning platform Wealth.com has launched Ester, an AI-driven 'legal assistant' that uses machine learning to help advisors quickly review and extract the key information from clients' estate planning documents, as it joins FP Alpha in the competition to become 'Holistiplan for estate planning (..)

Estate Planning 200

Estate Planning Wealth Management Financial Advisor Planning 200

Nerd's Eye View

JUNE 7, 2023

Which makes it all the more important for IARs to ensure Form U4 is up to date and that the way they are presenting themselves to current and potential clients in public – including content on their website, advertisements, and social media post – aligns with their (also publicly available) regulatory disclosures!

Compliance 200

Compliance Advertising Media Investing 200

Nerd's Eye View

JANUARY 13, 2023

In the advisor world, where noncompete agreements are fairly common, a ban on the practice could incentivize firms to reassess their employee value proposition and to consider ways to establish their clients’ relationships with the firm, and not just with their advisors. Enjoy the ‘light’ reading! Read More.

Financial Planner 167

Financial Planner Retirement Planning Compliance Retirement 167

Nerd's Eye View

NOVEMBER 7, 2022

Hearsay Systems rolls out a new small-to-mid-sized RIA platform for social media compliance and website design. Riskalyze signals an intent to rebrand itself away from ‘just’ risk tolerance assessments to a broader focus on helping advisors grow clients and assets.

Risk Tolerance 166

Risk Tolerance Compliance Startup Clients 166

Nerd's Eye View

JUNE 26, 2023

And when the acquiring firm is much larger than the selling firm, the much more rigid structure of the larger firm (particularly relating to compliance and personnel management) will almost inevitably conflict with a previously independent firm owner who is used to making their own decisions.

Compliance 227

Compliance Sales Planning Media 227

Truemind Capital

MARCH 6, 2024

RIAs are competent professionals offering unbiased and optimum investment advice to their clients. It therefore entails a high responsibility for decision-making, directly affecting the clients’ lives. Their only source of revenue is the fees received directly from their clients.

Commission 52

Commission Investing Investments Compliance 52

Sara Grillo

MARCH 1, 2024

Financial advisor cold calling tips Get rid of imposter syndrome and head trash Financial advisor technology tips Getting stuff through compliance without going nuts Handling DIY prospects And that’s all the financial planner marketing tips I’ve got for ya! Here are some financial planner marketing blogs for you! Alright that’s all for now.

Financial Planner 52

Financial Planner Financial Advisor Marketing Marketing 52

Indigo Marketing Agency

APRIL 28, 2023

They often have trouble writing about themselves and the benefits they offer clients. Here’s an example of my LinkedIn tagline: Why Do Clients Choose You Over Competitors? Your LinkedIn profile summary is where you dig deep and think about why your clients choose to work with you, rather than a competitor that offers similar services.

Financial Advisor 98

Financial Advisor Clients Compliance Wealth Management 98

Sara Grillo

OCTOBER 21, 2022

Fee-only advisor – This is an advisor that does not charge commissions and hence is believed to be more aligned with the client’s best interests. A financial paraplanner is a junior wealth management professional who supports the research, operations, and client service activities of a financial planner. Was this helpful?

Insurance 98

Insurance Fee Only Financial Planner Financial Advisor 98

Diamond Consultants

DECEMBER 5, 2023

Increasing bureaucracy, rising compliance restrictions, diminishing freedom over investments, and client communications—just a few of the issues we hear about from advisors every day. For some, it may result from not having ready access to the holistic and high-end resources needed to land and retain HNW and UHNW clients.

Compliance 52

Compliance Clients Retirement Recruitment 52

Indigo Marketing Agency

MARCH 21, 2023

With this tool, the bank’s 16k+ advisors can access an expansive pool of research and data to give clients reliable advice on financial matters—as if they had an expert at their side. Your clients can enjoy a beautiful sunset while networking and socializing. It’s a great way to get clients active and having fun. Pete Beach.

Wealth Management 52

Wealth Management Clients Financial Advisor Media 52

Sara Grillo

JULY 8, 2022

No joke, there are alot of morons in the business who are salespeople in disguise and just sit around golfing all day while earning trailing commissions off their clients to whom they sold whole life insurance 20 years ago. I have any emails from clients routed to a specific folder so that I can address those first. hours of it.

Financial Advisor 59

Financial Advisor Financial Planner Clients Compliance 59

Sara Grillo

DECEMBER 22, 2023

Many of these are awards they paid for, or that they got by being active and visible on social media or having a certain size book of business. Be wary if they brag about their media success. Often these people are focused on marketing at the expense of client relationships and client service.

Financial Advisor 52

Financial Advisor Fiduciary Duty Compliance Financial Advice 52

Indigo Marketing Agency

MAY 3, 2021

We update your website and social media profiles for you. We create custom content each month that speaks directly to your ideal clients. We upload that content to your website, push it out on your social media channels, and blast it to your email lists. If you need to submit something to compliance, we do that too.

Financial Advisor 59

Financial Advisor Compliance Media Clients 59

FMG

SEPTEMBER 29, 2022

As technology evolves, so does the best way to reach clients and potential prospects. Some might argue posting it to social media as is and others might suggest cutting out the best parts for multiple posts. Some might argue posting it to social media as is and others might suggest cutting out the best parts for multiple posts.

Marketing 72

Marketing Marketing Media Advertising 72

Diamond Consultants

AUGUST 9, 2022

Many advisors dream of going independent for the freedom and flexibility to control their business, client service model, and bottom line. The notion of taking on the task of managing compliance, technology, HR, and finance is often what stops advisors from going independent. Support & Resources.

Compliance 59

Compliance Recruitment Clients Retirement 59

Sara Grillo

MARCH 22, 2024

James Schwarz www.ClearRetirementAdvice.com Flat fee; to be more precise — Equal Flat Fee (every client pays the same amount). I also offer AUM for clients who do not want planning. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. Also, there is selection bias inherent in this list.

Financial Planning 52

Financial Planning Fee Only Financial Planner Financial Advisor 52

FMG

SEPTEMBER 7, 2022

Like any business, we here at FMG love it when our clients give us reviews whether they be negative or positive. One client sent me a response that he really appreciated the card. I am thrilled to have creative ways to reach clients and prospects. “FMG has positively impacted my communications with clients and prospects.”

Communication 52

Communication Financial Planning Clients Wealth Advisor 52

FMG

OCTOBER 2, 2023

That’s right – not only are you providing content in the format your clients and prospects want most when you create a YouTube channel – but you are highly increasing the possibility that completely new prospects (who have never heard of your firm before) – will find you online. Each time they ask you a question, write it down!

Financial Planner 52

Financial Planner Financial Advisor Engineering Clients 52

Indigo Marketing Agency

OCTOBER 13, 2021

At Indigo Marketing Agency, we’ve developed a framework for helping financial advisors get more clients—and it starts with building a strong marketing foundation. Step 4: Set Up Your Social Media Marketing Even if you already use social media, your profiles may not be optimized to connect and engage with prospects.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Diamond Consultants

OCTOBER 10, 2023

When it comes to the services they provide to clients, advisors layer in activities such as tax preparation, estate planning, and concierge services to not only satisfy growing client requirements but also to justify a fee increase or generate new sources of revenue.

Math 52

Math Recruitment Consulting Estate Planning 52

Trade Brains

SEPTEMBER 22, 2023

It also offers comprehensive health check-up packages for men, women, senior citizens, young people, and corporate clients. The company has over 1,400 active global clients, over 2,50,000 employees and a company presence in 66 counties. The company has 3,500+ clients across 60+ Industries and 20+ Training & Hiring Centers.

Portfolio Analysis 116

Portfolio Analysis Portfolio Healthcare Banking 116

Indigo Marketing Agency

DECEMBER 18, 2019

Not only are they busy running their business and serving their clients, marketing may not be their expertise or interest. That’s why top advisors outsource their marketing to proven professionals that understand our industry and compliance. . Twenty Over Ten has a free 14-day trial for new clients. .

Financial Advisor 52

Financial Advisor Compliance Marketing Marketing 52

Indigo Marketing Agency

JUNE 16, 2021

You’ve decided that a webinar is just what you need to warm up prospects and convert them into clients. That’s why it’s worthwhile to do some research ahead of time to determine what topic will resonate most with your ideal clients. Once you and compliance give the green light, we’ll hit the “go” button and make everything live.

Financial Advisor 52

Financial Advisor Compliance Communication Retirement 52

Sara Grillo

APRIL 21, 2022

I feel that to proclaim that somebody is a top advisor based on AUM or Twitter followers is an abridgement of morality, and it is my goal to overshadow any media voice that claims as such. I did not interview all the hundreds of thousands of advisors out there, I conducted research using Google and posted on social media.

Ethics 52

Ethics Financial Advisor Clients Management 52

Carson Wealth

JULY 12, 2022

She reviewed two types of annuity contracts often used for retirement and helped determine which one is the best fit for her client.” . Financial service professionals like Tammy climb a competence stairway to work with clients. The first step in the competency stairway is regulatory compliance. . Life Insurance.

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

Trade Brains

FEBRUARY 28, 2024

Top AI Stocks with High FII Holdings #1 – Coforge Coforge is a leader in product engineering, that designs, consults, operates, and modernizes client systems across the world. It Leverages Cloud, Integration, and automation tech that transforms its client businesses into digital and high-growth enterprises. Stock P/E (TTM) 53.39

Engineering 100

Engineering Government B2B Clients 100

FMG

SEPTEMBER 21, 2022

You’ll want to cover a topic relevant to your clients. You may need to send your script over to compliance before you film. If you are starting a video strategy for the first time, consult with your compliance officer to learn their specifications and approval process. Share It On Social Media. Publishing Your Video.

Financial Advisor 59

Financial Advisor Marketing Marketing Distribution 59

BlueMind

FEBRUARY 24, 2022

It has been well proven that many benefits come from CRM automation into our daily lives especially for businesses where efficiency, client satisfaction, and revenue returns are paramount. In addition, financial advisors are often required to stay up to date with client social media pages or work with various trading and marketing software.

Financial Advisor 52

Financial Advisor Clients Consulting Management 52

Sara Grillo

DECEMBER 12, 2022

We talked about: What is the best, fairest fee model for the client? Does the way you are paid dictate how you serve clients? Are clients capable of determining when your fees are too high or should there be some other standard that fees are measured against (e.g. Does it matter that clients know the fees they are paying?

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Brown Advisory

DECEMBER 5, 2023

Our use-case at Brown Advisory for environmental, social and governance information, however, can be vastly different from how some clients, regulators, and other stakeholders use the term. Here is an attempt to invoke fundamental investing basics to clarify exactly what we aspire to deliver for our clients.

Fiduciary Duty 52

Fiduciary Duty Government Clients Investing 52

FMG

FEBRUARY 3, 2023

By categorizing your business appropriately, you are increasing your chances of appearing in the top results for relevant searches, which can aid in gaining new clients. This includes GBP, your website, and social media. Set Your Service Areas We get this question a lot: “I’m virtual and can serve clients throughout the U.S.”

Financial Services 52

Financial Services Media Accounting Financial Advisor 52

AdvisorPR

MAY 13, 2020

Your prospective clients have dramatically shifted their behavior in record time. Your live presentations, appointment process, onboarding and ongoing client communication processes call all be done virtually, with the adaption of technology. Explain what benefits your client can enjoy because of your Digital Storefront Policy.

Communication 52

Communication Accounting Financial Advice Clients 52

Trade Brains

JULY 7, 2023

Over the past several years, the technology company has built several in-house platforms to service its clients. Tata Elxsi has three key verticals: automotive, media, broadcast & communications, and healthcare. It employs over 11,000 people and has a strong presence in more than 16 countries.

Planning 52

Planning Healthcare Sales Electronics 52

Indigo Marketing Agency

FEBRUARY 12, 2020

The financial advisor technology tools your firm uses can make or break the client experience. A slow website, complicated financial planning software, irrelevant emails—these can all leave a sour taste in your clients’ mouths and leave them searching for someone else. . But the right technology has the opposite effect.

Financial Advisor 52

Financial Advisor Financial Planning Clients Planning 52