Walkner Condon Financial Advisors

APRIL 17, 2023

They are compensated only by the fee the client pays. Some advisors are primarily paid directly by the client, but then also might receive some compensation from insurance policies they sell to their clients or other investment products they recommend, like a specific fund or annuity.

Fee Only 52

Fee Only Financial Advisor Certified Financial Planner Commission 52

Walkner Condon Financial Advisors

APRIL 21, 2023

They are compensated only by the fee the client pays. Some advisors are primarily paid directly by the client, but then also might receive some compensation from insurance policies they sell to their clients or other investment products they recommend, like a specific fund or annuity.

Certified Financial Planner 52

Certified Financial Planner Financial Advisor Fee Only Financial Planner 52

Zoe Financial

OCTOBER 9, 2023

Rule of thumb for ten-year treasury yield – there is a relationship between nominal GDP growth and the ten-year treasury yield. Stay tuned for next week. – Andres Disclosure: This material provided by Zoe Financial is for informational purposes only. Coming up next week: CPI and PPI data.

Marketing 52

Marketing Marketing Financial Advisor Economics 52

Sara Grillo

JANUARY 8, 2024

By the way, if you happen to be a small investor looking for financial advice, I have a list of advisors who are open to serving such clients. I have no formalized business relationship with any of the firms listed on this list at the present time. There is a special emphasis on clear disclosure of services and their related fees.

Financial Planning 64

Financial Planning Accounting Planning Financial Advisor 64

Ballast Advisors

JULY 7, 2023

I also know from working with clients that aging can be expensive. The Journal of Social and Personal Relationships found that older couples experience greater satisfaction and positive experiences with each other. Your relationships get deeper and richer. Your marriage gets better. Copyright © 2022 FMeX. All rights reserved.

Retirement 40

Retirement Distribution Investment Advisor Planning 40

Envision Wealth Planning

MAY 23, 2022

I want to be very clear that I was not paid to feature any of these advisors; no monetary relationship exists with any of them. In one case, Investopedia named an advisor to one of the “top lists” who was banned for her non-disclosure of commissions earned in a Ponzi scheme. I mean, I just don’t know what else to say.

Ethics 52

Ethics Financial Advisor Financial Planning Clients 52

Sara Grillo

APRIL 21, 2022

I want to be very clear that I was not paid to feature any of these advisors; no monetary relationship exists with any of them. In one case, Investopedia named an advisor to one of the “top lists” who was banned for her non-disclosure of commissions earned in a Ponzi scheme. I mean, I just don’t know what else to say.

Ethics 52

Ethics Financial Advisor Clients Management 52

Sara Grillo

AUGUST 14, 2023

The fiduciary standard is important because it defined parameters for behaviors impacting the way that financial advisors treat their clients. A fiduciary provides advice and counsel that is solely in the best interest of the client. It’s confusing to the client and unfortunately that confusion is waged onto them on purpose.

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

International College of Financial Planning

MAY 30, 2023

These principles ensure that individuals and institutions act with integrity, fairness, and transparency, prioritizing the interests of clients, investors, and the financial system. Transparency and disclosure Transparency and disclosure involve providing accurate, timely, and comprehensive information to clients, investors, and regulators.

Ethics 40

Ethics Compliance Education Clients 40

James Hendries

FEBRUARY 23, 2023

Your Client List As a financial services professional, you’ve probably spent years building up your book of business. This client list plays a significant role in the value of your business. Brand Identity Have you been working with clients as an individual financial professional?

Valuation 40

Valuation Retirement Financial Services Commission 40

Diamond Consultants

MAY 9, 2023

Overall, advisors care deeply about their clients and view all decisions through the lens of how best to serve them. In full disclosure, this article will not be able to answer that question definitively. Plus, a firm’s “deep pockets” can give clients comfort that in the event of a regulatory issue, they are taken care of.

Compliance 52

Compliance Wealth Management Clients Estate Planning 52

Sara Grillo

DECEMBER 22, 2023

Often these people are focused on marketing at the expense of client relationships and client service. Find a financial advisor whose sole focus is serving their clients, and be wary of anything that implies distraction. Check out this blog I wrote about all the BS financial advisor awards. link] Stettner, Morey. (9

Financial Advisor 52

Financial Advisor Fiduciary Duty Compliance Financial Advice 52

James Hendries

JULY 13, 2023

Working with a financial professional who you feel has experience and knowledge is key to setting up your family for a long-term relationship on the road toward pursuing your philanthropic goals. LPL Financial Representatives offer access to Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial.

Distribution 98

Distribution Taxes Assets Accounting 98

James Hendries

JUNE 29, 2022

Read client reviews and see if the Better Business Bureau has anything to say about them. Determine what fiduciary role the provider will assume in the relationship and what protection from fiduciary liability they offer. Starting Checklist for Evaluating 401(k) Providers. Know who they are and the role(s) they will play.

Certification 52

Certification Retirement Planning Planning Retirement 52

James Hendries

DECEMBER 25, 2022

Disclose strategic corporate relationships. Who are your clients? Important Disclosure. This is your opportunity to effectively summarize your company’s history and articulate your mission: Briefly explain the employee and management structure. Describe your location and facilities. Provide relevant financial information.

Business Planning 52

Business Planning Planning Startup Engineering 52

Brown Advisory

APRIL 20, 2022

To help meet this return objective, we find that our clients’ investment portfolios are becoming increasingly complex as a result of their reliance on private equity, real estate and other less liquid “alternatives” to sustain their growth objectives and, ultimately, their charitable objectives. Confirm the role of your board of directors.

Investment Advisor 52

Investment Advisor Investing Investments Nonprofit 52

Zoe Financial

NOVEMBER 22, 2023

Powering Up Your Career Gratitude can be key to building strong work relationships and increasing a mutual willingness to help each other. Disclosure: This blog by Zoe Financial is for informational purposes only. Those who were feeling happy and neutral were more willing to forgo the bigger payout to get money on that same day.

Wealth Management 52

Wealth Management Taxes Consulting License 52

The Big Picture

JULY 11, 2023

And so you saw this shift from kind of fees embedded in say the mutual fund vehicle to being external on the client statement and so then advisors wanted things like ETFs and SMAs and other things because the client was seeing that they were paying their advisor every month. RITHOLTZ: Right. RITHOLTZ: Right. RITHOLTZ: Right.

Management 211

Management Investing Investments Assets 211

Nerd's Eye View

AUGUST 24, 2022

Advisory agreements for Registered Investment Advisers (RIAs) contain many sections that are important both for the purposes of complying with SEC and state securities regulations, and for constituting a valid agreement between the RIA and the client. The agreement should also lay out some acknowledgments for the client to review.

Electronics 175

Electronics Clients Retirement Planning Financial Advice 175

Nerd's Eye View

AUGUST 24, 2022

Advisory agreements for Registered Investment Advisers (RIAs) contain many sections that are important both for the purposes of complying with SEC and state securities regulations, and for constituting a valid agreement between the RIA and the client. The agreement should also lay out some acknowledgments for the client to review.

Electronics 166

Electronics Clients Retirement Planning Financial Advice 166

Zoe Financial

APRIL 3, 2023

Building Generations of Trust One of my first clients in this new role was just as unique as the company. It helps strengthen relationships through transparency into the financial health, plan, and objectives of the family, creating and sustaining family unity. I walked into our first meeting room, expecting a few individuals.

CFP 52

CFP Financial Planning Financial Advisor Planning 52

Ballast Advisors

JUNE 12, 2023

Both Parnell and Mattaini have been in the financial services industry for over 20 years, and each has seen the evolution of how interest rates impact their clients. Disclosure: The opinions expressed herein are those of Ballast Advisors, LLC and are subject to change without notice.

Financial Planning 52

Financial Planning Planning Investing Investments 52

Sara Grillo

MAY 8, 2023

Listen to this if you are a financial advisors or consumer who wants to see through the crap and make better decisions about whether IUL is good for you (or your client) or NOT. We have seen scenarios where clients go into it expecting to earn 6-8% and the policy earns 3-4%. For those of you who are new to my blog, my name is Sara.

Insurance 59

Insurance Clients Financial Advisor Accounting 59

Sara Grillo

APRIL 11, 2022

We’re going to talk about how he provides high value as an hourly financial advisor by saving investors from the “Humpty Dumpty portfolio” and the lessons other advisors can learn about serving clients with simplicity, transparency, and integrity, whether they choose to adopt the hourly fee model or not.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

Brown Advisory

DECEMBER 14, 2017

Similarly, Facebook has secured its position as the social relationship platform for most internet users in the world. For example, the fallout from Facebook’s challenges regarding the integrity of its advertising could spread far beyond the cost of complying with new disclosure requirements.

Valuation 52

Valuation Advertising Clients Investing 52

Brown Advisory

DECEMBER 14, 2017

Similarly, Facebook has secured its position as the social relationship platform for most internet users in the world. For example, the fallout from Facebook’s challenges regarding the integrity of its advertising could spread far beyond the cost of complying with new disclosure requirements.

Valuation 52

Valuation Advertising Clients Investing 52

Tobias Financial

JULY 19, 2023

Your relationship with Tobias Financial Advisors will not change. Your relationship with Tobias Financial Advisors remains the same. ET on September 5th (the day your transition is complete) you can log in to the Schwab Alliance client portal to access your account. On that date, Schwab will become the custodian of your account.

Accounting 52

Accounting Numbers Distribution Taxes 52

Brown Advisory

NOVEMBER 12, 2019

On the other hand, based on the normal relationship of earnings multiples to interest rates, stocks are meaningfully undervalued relative to bonds and appear to be one of the few asset classes offering the prospect of inflation-beating returns. Census Bureau estimates that population growth in 2018 (0.6%) was the lowest since the 1930s.

Investing 52

Investing Investments Assets Economics 52

Brown Advisory

NOVEMBER 12, 2019

On the other hand, based on the normal relationship of earnings multiples to interest rates, stocks are meaningfully undervalued relative to bonds and appear to be one of the few asset classes offering the prospect of inflation-beating returns. Census Bureau estimates that population growth in 2018 (0.6%) was the lowest since the 1930s.

Investing 52

Investing Investments Assets Economics 52

Brown Advisory

OCTOBER 11, 2021

The relationship team will customize portfolios to meet the guidelines, requirements and risk tolerance of our clients. The estimated volatility is based on the historical volatility of the indexes presented and defined on the disclosures page at the end of this presentation. Estimated returns as of June 30, 2021.

Portfolio 52

Portfolio Assets Risk Tolerance Asset Allocation 52

Brown Advisory

OCTOBER 11, 2021

The relationship team will customize portfolios to meet the guidelines, requirements and risk tolerance of our clients. The estimated volatility is based on the historical volatility of the indexes presented and defined on the disclosures page at the end of this presentation. Estimated returns as of June 30, 2021. Mixing it Up.

Portfolio 52

Portfolio Assets Risk Tolerance Asset Allocation 52

Brown Advisory

JULY 23, 2019

Buffett agreed that precision railroading had been beneficial for its adopters over time, but it created disruption—sometimes substantial—to client service as it was implemented. Buffett said the consumer packaged food business had gotten tougher because of changing relationships with retailers.

Insurance 52

Insurance Investing Investments Management 52

Brown Advisory

JULY 23, 2019

Buffett agreed that precision railroading had been beneficial for its adopters over time, but it created disruption—sometimes substantial—to client service as it was implemented. Buffett said the consumer packaged food business had gotten tougher because of changing relationships with retailers.

Insurance 52

Insurance Investing Investments Management 52

Envision Wealth Planning

MARCH 17, 2022

You may have read that many “so-called” financial advisors do not work in the best interest of their clients (as a fiduciary does). To find out if you are working with an actual investment adviser representative, go to the Securities Exchange Commission’s Investment Adviser Public Disclosure database.

Certified Financial Planner 52

Certified Financial Planner Investing Investments Financial Planner 52

The Big Picture

JANUARY 30, 2024

Full disclosure, my firm, OLTs Wealth Management, works with Betterment, which powers our digital investment platform. And so they have Paramount Plus, which is a 00:07:53 [Speaker Changed] We’re a client, we’re A subscriber 00:07:54 [Speaker Changed] Okay, there you go. This is a relationship.

Media 140

Media Wealth Management Investing Investments 140

Inside Information

JANUARY 31, 2022

SEC examiners crawl all over independent advisor offices looking at the fine print of their disclosures, the nuances of their fee structures and whether they’re complying with rules yet unwritten about testimonials. Start with TAMP relationships and preferential services offered by custodians. What would be an appropriate remedy?

Commission 40

Commission Clients Sales Fee Only 40

James Hendries

FEBRUARY 23, 2023

Your client, partner or customer is king. And you have to do all of these while not compromising the service the existing clients received. A bad relationship has the potential to sabotage your business. The same applies to your relationships with suppliers, vendors, contractors or even clients. Remember your king.

Planning 40

Planning Startup Taxes Clients 40