Adjusted for Risk: Despite the Known Benefits and Growth of SMAs, Questions Remain
Wealth Management
OCTOBER 31, 2023
Revisor's Landon Jones and Ethan Dunbar answer hot topic questions regarding separately managed accounts.
topic separately-managed-accounts 
Compliance Calendar For A Solo RIA: Staying On Top Of Compliance Tasks While Serving Clients
Nerd's Eye View
APRIL 26, 2023
One of the most intimidating aspects of launching a solo advisory firm is the question of how to manage compliance. Creating a compliance calendar for a solo RIA can help to systematize and manage compliance tasks, requirements and deadlines.
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Crafting An Annual Compliance Calendar For A (Solo) RIA: Staying On Top Of Compliance Tasks While Serving Clients
Nerd's Eye View
APRIL 26, 2023
One of the most intimidating aspects of launching a solo advisory firm is the question of how to manage compliance. accounting reports, client contract templates, and a surety bond) and filing an annual renewal fee near the end of the year.
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Navigating Finances Together: A Guide for Newlyweds and Engaged Couples
Walkner Condon Financial Advisors
APRIL 26, 2024
Additionally, couples that manage their money independently from each other are five times more likely to separate due to money issues. Discuss what accounts the two of you already have and how they are funded. Priorities can be viewed as smaller financial commitments that you account for on an ongoing basis.
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Finances In Marriage: How To Make It Work In 9 Steps
Clever Girl Finance
AUGUST 15, 2022
Good communication is key to managing finances successfully with your spouse. You can choose weekly or monthly meeting times and even plan in advance what money topics you're going to discuss. The spending limits method works because it gives you both freedom and flexibility to refine your budget process separately and jointly.
How To Manage Your Money: 19 Tips To Do It Right
Clever Girl Finance
OCTOBER 14, 2022
Although money cannot buy you happiness, it can bring a sense of security if you know how to manage your money correctly. Without a handle on money management, you may always feel like your life is one step away from a financial cliff. Let’s dive into how to manage your money the right way. Set up the right bank accounts.
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Crypto SMAs – The Easy Onramp For Financial Advisors
Gemini BITRIA
DECEMBER 19, 2021
Managing client assets is time-consuming – and particularly challenging when working with a new asset class you’re less familiar with, like Bitcoin and other digital assets.
Job Loss Financial Checklist
Walkner Condon Financial Advisors
JUNE 27, 2023
Note that not every topic below will be relevant to your situation, nor is this an exhaustive list. It is common for a separation agreement to be signed before you are able to collect your severance pay. Related to health care costs, you will likely lose any unused Flexible Spending Account (FSA) funds that you have.
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Job Loss Financial Checklist
Walkner Condon Financial Advisors
JUNE 27, 2023
Note that not every topic below will be relevant to your situation, nor is this an exhaustive list. It is common for a separation agreement to be signed before you are able to collect your severance pay. Related to health care costs, you will likely lose any unused Flexible Spending Account (FSA) funds that you have.
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The Wealth Management Digest
Zoe Financial
DECEMBER 12, 2023
The Wealth Management Digest Featuring Zoe CEO & Founder, Andres Garcia-Amaya, CFA December 12, 2023 Watch Time: 4 minutes Transcript: Welcome to this week’s Wealth Management Digest. We have three topics to cover, so let’s get started. It’s pretty crazy how some trends could go on for decades.
How To Start A Side Hustle In 10 Steps
Clever Girl Finance
AUGUST 2, 2023
Then, create your side hustle time management plan. Below are some topics you should include and some questions to get you thinking as you create your business plan. It allows you to manage your business finances properly and stay on top of your expenses. So, the business is managed based on the agreement you set up.
ISAs – should U.S. taxpayers living in the U.K. use them?
Brown Advisory
MARCH 20, 2023
Contact Us The Individual Savings Account (or ISA as it is better known) is a very efficient savings vehicle for U.K. Introduced in 1999, it allows individuals to contribute cash savings (post tax) into an account that grows free from income and capital gains tax, forever (or until death). Unfortunately, for those who also have a U.S.
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7 Financial Literacy Basics We All Need To Know
Clever Girl Finance
MARCH 28, 2023
For example, only 57% of adult Americans are financially literate and able to manage their money. So, whatever life stage you're at, now's the right time to explore the basics of money management. Better money management Do you feel that your finances manage you rather than the other way around?
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Employee Benefits Optimization for a Positive Workplace Culture
Fortune Financial
JANUARY 11, 2024
For human resource (HR) managers, curating a benefits package that resonates with the workforce boosts talent attraction, enhances employee retention and fosters a thriving organizational culture. The strategic management of employee benefits is vital in creating an outstanding workplace.
Blended Family Finances: What to Consider When Getting Remarried
Carson Wealth
AUGUST 3, 2023
Day-to-Day Budget Management Finances are complicated even among traditional families, and it becomes magnified when you bring in new people and perspectives. Is your income going just to your kids via separate accounts or are you combining it for one umbrella budget in a joint account?
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Standing Out in the Herd of Predators
Inside Information
OCTOBER 29, 2023
If you’re looking for sound financial advice on any important topic, come in and let us see if we can help you. They will give every excuse in the world not to sign that piece of paper, but the real, simple reason is that their firms’ attorneys won’t let them lie about their real intentions on a written contract.
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Good Preparation Leads to a Good Audit Experience: What to Expect from Your Investment Advisor
Brown Advisory
APRIL 20, 2022
1 For NFPs of all kinds, collaborating effectively with your investment advisor is a critical component to managing this complexity when preparing for your annual audit. In either case, it is always a best practice to separate finance committee and audit committee functions to help ensure proper segregation of duties and oversight.
Crypto – just a rock, or a good investment? (debate got wild)
Sara Grillo
APRIL 10, 2023
I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” Wright: We should separate custody from the ability to provide investment advice on those assets. If you don’t want fraud to go on, you have to separate out all the responsibilities.
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14 Easy Side Hustles From Home To Try Today!
Clever Girl Finance
JUNE 21, 2023
Market research companies also want to know people’s opinions on different products and topics—and they’ll pay you to answer surveys. You can start answering surveys by making an account with User Interviews , Survey Junkie , or Dscout. For help finding clients, try signing up for an account with Rover or Wag.
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Elevating The "G" In ESG
Brown Advisory
MAY 10, 2022
But the lion’s share of the attention, passion and discussion has revolved around environmental topics like climate change and social topics like racial injustice. Governance—the “G” in ESG—gets very little attention in comparison. This cannot stand! I get it, I do. But they are now, and fiduciary oversight needs to adapt accordingly.
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7 Steps For How To Start A Side Hustle
Clever Girl Finance
MARCH 24, 2022
Below are some topics you should include and some questions to get you thinking as you create your business plan. It allows you to manage your business finances properly and stay on top of your expenses. Be sure to talk to your accountant about the tax implications of each of these entities. LLC owners are called members.
This broker vs. financial advisor debate got ABSOLUTELY crazy!
Sara Grillo
DECEMBER 12, 2022
In the absence of a securities account, what value do you provide to your clients? I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.”. Here’s where the debate hit on a critical topic, which is the question of value. The debaters are: Charles King.
12 Key Tips For Staying Out Of Debt
Clever Girl Finance
JANUARY 25, 2023
In fact, a recent Mind over Money survey from CNBC found that 45% of Americans are worried about how to manage their debts. If you haven't started an emergency fund yet, start with a few thousand in a separate savings account. That’s why money can be a difficult topic.
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How To Create A Family Budget That Works For Your Family
Clever Girl Finance
SEPTEMBER 7, 2023
A family budget is a tool that makes managing money for an entire household easier. For example, think of your budget as a filter, separating needs from wants. For instance, to include these special occasions in your budget, set aside a separate category for the “Special Occasions Fund.” What is a family budget?
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Transcript: Marta Norton
The Big Picture
OCTOBER 24, 2022
The transcript from this week’s, MiB: Marta Norton, Morningstar Investment Management , is below. BARRY RITHOLTZ, BLOOMBERG RADIO HOST: This week on the podcast, I have an extra special guest, Marta Norton is the Chief Investment Officer for Morningstar Investment Management. ? ?. Transcript: Marta Norton. NORTON: Right.
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We Built a Crypto Index
The Irrelevant Investor
DECEMBER 3, 2021
Today, the RWM WisdomTree Crypto Index is only available for Ritholtz Wealth Management clients using separately managed accounts on Gemini. You need someone to translate complex topics into plain English. Onramp is working hard to bring this index to financial advisors across the country.
How To Stop Worrying About Money
Clever Girl Finance
APRIL 24, 2023
Fluctuating earnings can be tricky to manage, too, as you don’t know what you will be earning from one month to the next. Signs that money is having a serious negative effect on your life include: Physical symptoms Do you get a headache or experience tightness in your chest whenever you look at your bank account?
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Family Matters: New Considerations for Structuring Family Offices
Brown Advisory
OCTOBER 22, 2019
Many families have created family offices to manage these complex affairs, and many others are considering the option. Prior to 2017, families could deduct investment management fees from their income taxes, but the 2017 Tax Act eliminated that deduction. Do they have the resources to support a high-quality operation?
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Family Matters: New Considerations for Structuring Family Offices
Brown Advisory
OCTOBER 22, 2019
Many families have created family offices to manage these complex affairs, and many others are considering the option. Prior to 2017, families could deduct investment management fees from their income taxes, but the 2017 Tax Act eliminated that deduction. Do they have the resources to support a high-quality operation? The 2017 Tax Act.
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Family Matters: New Considerations for Structuring Family Offices
Brown Advisory
OCTOBER 22, 2019
Many families have created family offices to manage these complex affairs, and many others are considering the option. Prior to 2017, families could deduct investment management fees from their income taxes, but the 2017 Tax Act eliminated that deduction. Do they have the resources to support a high-quality operation? The 2017 Tax Act.
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Transcript: Matt Levine
The Big Picture
JANUARY 9, 2024
And so the thing we were doing was sort of solving like often securities law or tax or accounting problems for people with like derivatives. Like, like the, you know, like the accounting standards. You know, it was all this like structuring and like tax and legal and accounting stuff. And it’s, it’s kind of a mess.
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How To Stop Worrying About Money
Clever Girl Finance
APRIL 24, 2023
Fluctuating earnings can be tricky to manage, too, as you don’t know what you will be earning from one month to the next. Signs that money is having a serious negative effect on your life include: Physical symptoms Do you get a headache or experience tightness in your chest whenever you look at your bank account?
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How To Stop Worrying About Money
Clever Girl Finance
APRIL 24, 2023
Fluctuating earnings can be tricky to manage, too, as you don’t know what you will be earning from one month to the next. Signs that money is having a serious negative effect on your life include: Physical symptoms Do you get a headache or experience tightness in your chest whenever you look at your bank account?
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Saving investors from the “Humpty Dumpty portfolio” with hourly financial advisor Rick Ferri, CFA
Sara Grillo
APRIL 11, 2022
I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” These services often include recommendations on investments, financial planning, retirement, Social Security, Medicare, tax planning, and other wealth-related topics. So please subscribe!
The Traditional IRA vs. the 401(k) Plan – Which Plan Wins?
Good Financial Cents
APRIL 1, 2023
Ad The best time to open a Roth account is today. Married filing separately, contribution phases out up to a MAGI of $10,000, beyond which it completely disappears(no change from 2018 to 2019). Married filing separately, contribution phases out up to a MAGI of $10,000, beyond which he completely disappears. Account Trustee.
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Roth IRA vs Traditional IRA: Understand the Difference
Good Financial Cents
JANUARY 24, 2023
While they do share some similarities, there are enough distinct differences between the two where they can just as easily qualify as completely separate and distinct retirement plans. Though they can’t legally own an account, an IRA can be set up as a custodial account. in a taxable account (assuming a 25% tax rate).
Uniting Around a Legacy: Generational Wealth Transfer
Brown Advisory
FEBRUARY 13, 2017
We work regularly with clients in their 20s and 30s, helping them make good decisions about starting new business ventures, funding their educations, managing inherited wealth and tackling other challenges unique to the time in their lives when they are first charting their long-term path.
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Uniting Around a Legacy: Generational Wealth Transfer
Brown Advisory
FEBRUARY 13, 2017
We work regularly with clients in their 20s and 30s, helping them make good decisions about starting new business ventures, funding their educations, managing inherited wealth and tackling other challenges unique to the time in their lives when they are first charting their long-term path.
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2019 Berkshire Hathaway Annual Shareholder Meeting
Brown Advisory
JULY 23, 2019
It doesn’t manage for quarter-to-quarter earnings, provide earnings guidance, court investors with quarterly earnings calls and management meetings, or even have budgets and strategic plans at the parent company. Wells Fargo Buffett was asked why he had not been more outspoken about the fake account issues at Wells Fargo.
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2019 Berkshire Hathaway Annual Shareholder Meeting
Brown Advisory
JULY 23, 2019
It doesn’t manage for quarter-to-quarter earnings, provide earnings guidance, court investors with quarterly earnings calls and management meetings, or even have budgets and strategic plans at the parent company. The first question of the day, one of several on the topic, was about Berkshire repurchasing its own shares.
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Blunt, unfiltered truth about Indexed Universal Life
Sara Grillo
MAY 8, 2023
I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” IUL call options tutorial: Suppose you have 100k cash value in your account on January 1 st. The insurance company makes 5% on their general account. How do call options work in a IUL policy?
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How To Grow Your Retirement Business In The 2020 Economic Crisis (Webinar)
Indigo Marketing Agency
MAY 5, 2020
Now that you’ve contacted your clients, rebalanced accounts, and communicated your plans, it’s time to think about growing your business during this crisis. They’re rebalancing accounts. Also analyzing and seeing if plans have after tax 401k accounts. We also have the advent here or the coming on of Reg BI.
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Transcript: Ramit Sethi
The Big Picture
JUNE 6, 2023
I think he’s really a fascinating guy, and I’m glad we finally managed to get him in to the studio for a podcast. He’s not like that at all, which probably accounts for a lot of his success. Manage it yourself.” Have I managed my asset allocation and my investment fees? You could do it.
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20 Money Questions To Ask Your Partner In A Relationship
Clever Girl Finance
JUNE 15, 2023
How can you make the topic of finance more fun with your partner? Not sure how to bring up the topic? Knowing how each of you spends money will allow you to determine how to manage your money together. For instance, if your parents managed money together, it may be important for you to do the same with your partner.
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