Conneqtor

APRIL 27, 2023

Whether you’re just starting out in the industry or have been in the business for years, effective practice management is essential for success. So, what exactly is financial advisor practice management?

Financial Advisor 52

Financial Advisor Management Clients 52

Wealth Management

FEBRUARY 15, 2024

These new full-time executives will help Choreo's advisors network and build relationships with CPAs in their market.

Management 108

Management Marketing Marketing 108

Risk Management Guru

JANUARY 11, 2022

Risk management can be defined as the “process which aims to help organizations understand, evaluate and take action on all their risks with a view to increasing the probability of success and reducing the likelihood of failure” (Hopkin, 2010, p. The second part will focus on recommendations that could improve such practice.

Risk Management 52

Risk Management Management Risk Analysis Education 52

Advisor Perspectives

DECEMBER 23, 2022

As is our custom, we conclude the year by reflecting on the 10 most-read practice management articles over the past 12 months. Tomorrow, we will highlight the 10 best articles you probably missed.

Management 52

Management 52

Nationwide Financial

DECEMBER 1, 2022

Mark Hackett, Chief of Investment Research for Nationwide’s Investment Management Group. The post Best practices for managing cash on the sidelines to mitigate inflation appeared first on Nationwide Financial. Putting your clients’ money to work for them.

Management 97

Management Clients Retirement Retail 97

Abnormal Returns

APRIL 22, 2024

youtube.com) Larry Sprung talks with Josh Brown about his path to wealth management. riaintel.com) Practice management Fidelity has launched a new 'Growth Hub' for advisers. Podcasts Brian Portnoy talks human-centric advice with Kelsey McKenna and Zachary Conway of Seeds Investor.

Financial Advising 220

Financial Advising Wealth Management Management Taxes 220

Abnormal Returns

FEBRUARY 13, 2024

caia.org) Fund management How should we assess 'pedigree' when it comes to investment managers? capitalgains.thediff.co) Research Nicolas Rabener, "Theoretically, interest rates matter for stock prices, but practically they do not matter much." Private equity What does the research say about private equity performance?

Accounting 298

Accounting Assets Management Investing 298

Norman Marks

NOVEMBER 6, 2023

In October, 2023 they published “2023 Global State of Risk Oversight Report: Managing the Rapidly Evolving Risk Landscape”[2]. The two authors, Professors Mark […]

Risk Management 49

Risk Management Management Government 49

Wealth Management

MARCH 15, 2023

As advisors scale and grow their business, they constantly have to toggle between strategic, big picture thinking and tactical doing.

Management 87

Management 87

Abnormal Returns

MARCH 4, 2024

Retirement JP Morgan Asset Management's 'Guide to Retirement.' advisorperspectives.com) Practice management Why RIAs need to focus on organic growth. fa-mag.com) Alts Should RIAs recommend funds managed by their PE-backers? am.jpmorgan.com) How longevity literacy affect financial wellness in retirement.

Recruitment 271

Recruitment Estate Planning Financial Planning Retirement 271

Abnormal Returns

DECEMBER 4, 2023

Ali is a corporate marketing advisor who has seen many sides of the wealth management business. theirrelevantinvestor.com) The lastest in adviser fintech including new CEOs at Tifin and Nitrogen. (investmentnews.com) Everyone seemingly agrees that wealth management needs more women. Podcasts Daniel Crosby talks with Ali McCarthy.

Wealth Management 212

Wealth Management Financial Advice Financial Advising Communication 212

Nerd's Eye View

JANUARY 9, 2024

Kimberly is the Lead Financial Planner and Managing Partner of Enders Wealth Management, a hybrid advisory firm based in Sterling Heights, Michigan, that oversees $50M in assets under management for 85 client households. My guest on today's podcast is Kimberly Enders.

Financial Advisor 216

Financial Advisor Financial Planner Clients Food 216

Wealth Management

DECEMBER 22, 2022

While the marketing rule went into effect last year, advisors had until November 2022 to get into compliance.

Compliance 117

Compliance Management Marketing Marketing 117

Norman Marks

OCTOBER 17, 2022

Guest blogger Marinus de Pooter highlights some good points and areas of weakness. == A steering group drawn from the Institutes of Internal Auditors for the Nordic and Baltic countries issued the ‘Good practice guidelines for […].

Risk Management 98

Risk Management Management 98

The Big Picture

AUGUST 11, 2023

You will network with the best practitioners in the RIA/Asset management space while learning about how the latest cutting-edge fintech can help you manage your practice. If you want to run a better shop or practice, do an even better job for your clients, and have some fun along the way, well then this is the event for you.

Food 242

Food Media Management Assets 242

Abnormal Returns

NOVEMBER 27, 2023

riabiz.com) Practice management How to build your site to optimize conversions. thinkadvisor.com) The case for managing income more closely in retirement. (riabiz.com) Vanguard Personal Advisor Services is big, really big. kitces.com) 5 legal steps in an RIA sale or merger.

Financial Advising 255

Financial Advising Retirement Management Sales 255

Nerd's Eye View

AUGUST 22, 2023

Cary is the Senior Vice President & Director of Women and Wealth Services for Advisor Capital Management, an independent RIA with offices around the country and headquartered in Charlotte, North Carolina, that oversees more than $6 billion in assets under management for 1,700 client families.

Financial Advisor 193

Financial Advisor Media Sales Clients 193

The Big Picture

JANUARY 25, 2023

He points to a research note from Kings College where the authors surveyed active managers about how they were responding to the shift in favor from active to passive fund management over the past decade or two. But they also asked questions about how these managers invested their own monies.

Management 291

Management Investing Investments Financial Market 291

Abnormal Returns

MARCH 8, 2024

theringer.com) Russ Roberts talks with Jeremy Weber, author of "Statistics for Public Policy: A Practical Guide to Being Mostly Right (or at Least Respectably Wrong)." podcasts.apple.com) Matt Reustle talks with James Wilson, who is a fund manager at Phoenix Asset Management, about CNX Resources ($CNX).

Economy 212

Economy Media Management Banking 212

Abnormal Returns

APRIL 1, 2024

Podcasts Kevin Thompson, CEO of 9i Capital Group LLC, discusses the RIA industry's impact on advisors' autonomy with Josh Brown, CEO of Ritholtz Wealth Management. techcrunch.com) Practice management Joe Duran on three keys to building a sustainable RIA brand. citywire.com) What RIAs would benefit from a shared backoffice model?

Wealth Management 213

Wealth Management Math Retirement Retirement Planning 213

SEI

NOVEMBER 2, 2023

Communities in action—takeaways from SEI’s Advisor Summit

Management 52

Management 52

Abnormal Returns

AUGUST 14, 2023

humansvsretirement.com) Corey Hoffstein talks with Martin Tarlie, a Portfolio Manager at GMO, about bridging the gap between financial planning and portfolio management. thinkadvisor.com) Practice management What operational issues are holding back small and mid-sized RIAs?

Portfolio Management 224

Portfolio Management Compliance Portfolio Financial Planning 224

Abnormal Returns

MAY 8, 2023

Podcasts Michael Kitces talks with Jake Northrup, Founder of Experience Your Wealth, about scaling his practice. about building 'financial empathy.' (citywire.com) Dynasty Financial Partners has formed Dynasty Investment Bank to provide services related to mergers and acquisitions in wealth management.

Wealth Management 232

Wealth Management Estate Planning Taxes Valuation 232

Abnormal Returns

DECEMBER 19, 2023

Factors Timing returns factors is tempting, but difficult in practice. klementoninvesting.substack.com) Historical performance doesn't really help pick outperforming managers. alphaarchitect.com) The high quality anomaly shows up across asset classes. tdmgrowthpartners.com) Profit margins are high, debt refinancings are coming.

Investing 271

Investing Investments Valuation Retail 271

Abnormal Returns

JANUARY 30, 2023

Podcasts Daniel Crosby talks with Jamie Hopkins, Managing Partner of Wealth Solutions at Carson Group, about understanding our money stories. standarddeviationspod.com) Michael Kitces talks Jennifer Climo, the CEO and a Senior Advisor for Milestone Financial Planning, about the logistics of merging two practices in just 7 years.

Management 199

Management Nonprofit Financial Planning Communication 199

Nerd's Eye View

APRIL 18, 2024

For over a decade, the financial advice industry has been bracing for an "any-minute-now" tsunami of advisor retirements and concomitant sales of financial planning practices.

Planning 130

Planning Valuation Sales Financial Advice 130

The Reformed Broker

NOVEMBER 10, 2023

As an advisor, you’re going to spend time, money and energy implementing new technology and asset management solutions into your practice. It’s a brand new show we’ve created and you can be there virtually to watch the pilot episode live. You may as well get good at it.

Financial Advisor 195

Financial Advisor Assets Management 195

Abnormal Returns

MAY 1, 2023

(financialadvisoriq.com) Three United Capital alumni have launched Modern Wealth Management. riabiz.com) First Republic ($FRC) has seen a wealth management staff exodus. financial-planning.com) Practice managment There is a big difference between being a good adviser and managing a RIA. investmentnews.com)

Wealth Management 233

Wealth Management CFP Education Clients 233

Abnormal Returns

MARCH 25, 2024

etf.com) Practice management RIA acquisitions without integration are a value bust. (standarddeviationspod.com) The biz Goldman Sachs ($GS) wants its place at the model portfolio table. investmentnews.com) Vanguard is not budging in its negative view on crypto products. etf.com) Are ETFs going to find their way into 401(k) plans?

Insurance 147

Insurance Retirement Portfolio Management 147

Nerd's Eye View

OCTOBER 19, 2023

Much of the marketing and practice management advice in the financial advisory space comes back to 1 recommendation: Specialize in a niche. tech employees who need help managing equity compensation options), stage of life (e.g., tech employees who need help managing equity compensation options), stage of life (e.g.,

Clients 197

Clients Financial Advisor Financial Advice Financial Services 197

Nerd's Eye View

JANUARY 22, 2024

In the early days of wealth management, a financial advisor's value proposition was relatively explicit, typically focusing on a limited range of portfolio management activities (e.g., selling and trading) or on sales-oriented advice that centered on implementing insurance products.

Financial Advisor 201

Financial Advisor Insurance Coverage Charitable Planning Estate Planning 201

Advisor Perspectives

JANUARY 11, 2023

My firm’s leader had a major unexpected undiagnosed medical issue. He walked out of the office one day and I haven’t seen him for four weeks.

Management 52

Management Medical 52

Nerd's Eye View

JULY 10, 2023

Gary Siperstein, Jason's father, had built a successful investment management firm exclusively focused on managing portfolios of small-cap value stocks. Jason's next move was to shift the firm away from pure investment management by incorporating comprehensive financial planning for his clients. Read More.

Financial Planning 240

Financial Planning Retirement Planning Clients 240

Wealth Management

JULY 20, 2023

One of the most influential people in the financial planning and investment management profession discusses what fueled his firm’s growth, the importance of financial education, the value of embracing technology and more.

Wealth Management 75

Wealth Management Management Education Financial Planning 75

Abnormal Returns

AUGUST 28, 2023

investmentnews.com) Practice management How choosing an advisory niche makes for better marketing efforts. thinkadvisor.com) There is no one-size-fits-all for managing a couple's finances. (investmentnews.com) Pro bono planning Does financial planning have a pro bono problem? kitces.com) The SEC is focusing on RIA marketing.

Tax Planning 224

Tax Planning CFP Financial Planning Planning 224

Abnormal Returns

DECEMBER 20, 2023

nytimes.com) Three ways for couples to manage their combined finances. moneywithkatie.com) How Mint.com helped one person manage their spending. wsj.com) How a life estate deed works in practice. thomaskopelman.com) Spending Consumerism is exhausting. impersonalfinances.com) Money Money is more about emotions than spreadsheets.

Retirement 277

Retirement Portfolio Taxes Accounting 277