David Nelson

JANUARY 3, 2023

By David Nelson, CFA CMT All branches of the military use ORM or their own Operational Risk Management system. At the very least we have to operate under a high probability threat. It’s an imperative before launching any mission and commonly used by pilots in making go no go decisions. Where could the above prove wrong?

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Risk Management Portfolio Management Valuation 98

Wealth Management

SEPTEMBER 12, 2022

Publicly-traded REIT funds from operations hit a new record at $19.6 billion in the second quarter and are now 22 percent higher than pre-COVID levels.

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MarketWatch

MARCH 14, 2023

LUV on Tuesday unveiled a three-part Tactical Action Plan that aims to booster operational resiliency across the company. The carrier is now planning to accelerate operations investments of more than $1.3 The carrier is now planning to accelerate operations investments of more than $1.3 Southwest Airlines Co. The stock rose 1.6%

Planning 98

Planning Management Investing Investments 98

Wealth Management

FEBRUARY 20, 2024

AdvisorEngine announces it's the first company to complete an integration with the new Schwab iRebal® platform.

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MarketWatch

MARCH 15, 2023

VORB tumbled after hours on Wednesday after CNBC reported that the developer of space-launch systems was halting operations for a week and furloughing all but a small portion of its staff as it seeks funding to prop up the company. Shares of Virgin Orbit Holdings Inc. Shares sank 32% after hours.

Marketing 97

Marketing Marketing 97

MarketWatch

MARCH 22, 2023

in premarket trading, to bounce off the previous session’s record-low close, after the launch and space solutions company said it would initiate an “incremental resumption” of operations. VORB skyrocketed 64.9%

Planning 75

Planning Marketing Marketing 75

MarketWatch

JUNE 6, 2023

COIN with operating an unregistered national securities exchange, brokerage and clearing agency. The Securities and Exchange Commission charged digital-asset exchange Coinbase Global Inc. The SEC also charged the company for offering its crypto staking service without registering with the agency. “We

Commission 76

Commission Assets Marketing Marketing 76

MazumaBusinessAccounting

MAY 2, 2021

What Are Operating Costs? Operating costs can fluctuate, but knowing what they are and tracking them month to month can do a lot when it comes to running your business. So what are operating costs? Operating costs are one of two types of business expenses. How Does Knowing Your Operating Costs Help?

Accounting 52

Accounting Manufacturing Taxes Clients 52

MarketWatch

JUNE 29, 2023

Thrift-store operator Savers Value Village Inc.’s s stock SVV soared 37% in its trading debut Thursday, after the deal priced above its proposed range. The company sold 18.8 million shares to raise $338.4 million at a valuation of $2.9 The stock is trading on the New York Stock Exchange under the symbol SVV.

Valuation 76

Valuation Planning Marketing Marketing 76

MarketWatch

MARCH 30, 2023

VORB reportedly plans to cease operations and lay off roughly 90% of its staff, according to a Thursday afternoon CNBC report. Virgin Orbit Holdings Inc. Its shares were plunging 47% in after-hours trading after declining 16% in Thursday’s regular session.

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Planning Marketing Marketing 75

MarketWatch

JANUARY 24, 2023

The New York Stock Exchange, in a market status update, said all systems were operational at 9:48 a.m. Eastern after dozens of stocks were earlier halted. The NYSE didn’t immediately respond to a request for comment. Market Pulse Stories are Rapid-fire, short news bursts on stocks and markets as they move.

Marketing 75

Marketing Marketing 75

Wealth Management

JANUARY 24, 2024

Best practices to avoid estate tax inclusion and unforeseen liabilities

Taxes 101

Taxes 101

MarketWatch

JUNE 22, 2023

SPR said that its unionized workers have voted for a strike, which is causing Spirit to suspend factory operations. BA were off 3% in Thursday’s premarket action after the Spirit AeroSystems Holdings Inc.

Manufacturing 75

Manufacturing Accounting Marketing Marketing 75

Wealth Management

NOVEMBER 9, 2023

Via a “pass through” arrangement, Bank of Hawai‘i’s $23.5 billion broker/dealer subsidiary will gain access to Atria’s proprietary technology, including Clear1, Unio, and Contour, as well as home office support.

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Banking 111

Advisor Perspectives

DECEMBER 15, 2023

Non-profit hospital systems have faced significant operational pressures, and may continue to experience challenges in the near-term. Macroeconomic uncertainty remains elevated. We believe a recession in 2024 is more likely than not.

Economics 52

Economics Portfolio 52

Calculated Risk

OCTOBER 28, 2022

Today, in the Calculated Risk Real Estate Newsletter: Lawler: Selected Operating Results, Large Home Builders Excerpt: Below are some selected operating results from some large home builders for last quarter. Deliveries and Average Sales Price.

Sales 52

Sales Numbers 52

Nerd's Eye View

SEPTEMBER 12, 2023

Welcome back to the 350th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Jason Wenk. Jason is the CEO of Altruist, a relatively new RIA custodian that has quickly grown to serve more than 3,500 advisory firms across the country, making it the 4th-largest independent RIA custodian by firm count.

Financial Advisor 210

Financial Advisor Investing Investments Financial Advice 210

Hubly

AUGUST 31, 2022

Operational excellence is crucial for your wealth management firm's success and imperative to scale. Learn the benefits that operational excellence can have on your firm and why you can't afford to avoid it.

Wealth Management 52

Wealth Management Management 52

MarketWatch

MAY 23, 2023

VORWQ is winding down operations after selling facilities, some equipment and other assets to at least three aerospace companies, including Rocket Lab USA Inc.RKLB, CNBC reported late Tuesday, citing a statement it obtained from Virgin Orbit. Bankrupt satellite-launch company Virgin Orbit Holdings Inc.

Assets 40

Assets Marketing Marketing 40

MarketWatch

MARCH 20, 2023

SWK on Monday announced moves to consolidate or discontinue facility operations in some parts of the country, potentially affecting more than 300 employees in one way or another. operations to its facilities in Jackson and Gallatin, Tenn., and discontinuing operations in Fort Worth, Texas.

Distribution 40

Distribution Economics Marketing Marketing 40

Wealth Management

JUNE 29, 2023

Checklists serve as a great starting point for systematizing your business.

Financial Advisor 115

Financial Advisor 115

Wealth Management

APRIL 6, 2023

The investigations by state regulators looked into Robinhood's compliance shortfalls and more, spanning years, according to a Texas consent order and the North American Securities Administrators Association.

Compliance 103

Compliance 103

SEI

JANUARY 25, 2024

If private really is the new active, the competition for assets will only get fiercer.

Marketing 52

Marketing Marketing Assets 52

SEI

MARCH 27, 2024

SEI to Provide Enterprise-Wide Managed Security Services for Multi-National Manufacturer

Manufacturing 59

Manufacturing Management 59

Nerd's Eye View

MAY 1, 2024

Specifically, the amendment clarifies that an interactive website (which now also includes mobile applications or similar digital platforms) must be "operational" at "all times ", save for temporary outages due to periodic maintenance or factors outside the adviser's control.

Investing 174

Investing Investments Compliance Clients 174

MarketWatch

JUNE 28, 2023

operations, which at the time was 30% more than the $150 million Fanatics Betting and Gaming agreed to pay. DKNG slipped 0.7% in premarket trading Wednesday, after the online sports-betting and digital sports entertainment company said overnight that it is no longer pursuing the acquisition of Australia-based PointsBet Holdings Ltd.’s

Marketing 40

Marketing Marketing 40

Hubly

SEPTEMBER 20, 2022

A guide to taking the first steps towards creating operational excellence within your financial advisory firm.

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The Big Picture

JANUARY 12, 2024

 This week, we speak with Cathy Marcus , co-chief executive officer and global chief operating officer of PGIM Real Estate , which manages over $200 billion in assets. As co-CEO, Marcus develops and leads the company’s global strategy; as global COO, she is responsible for overseeing business and investment operations globally.

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Startup Portfolio Management Valuation Assets 289

MarketWatch

MAY 25, 2023

APD announced Thursday an agreement to buy and operate a natural gas-to-syngas facility in Uzbekistan for $1 billion. The industrial gases company’s stock was still inactive in premarket trading. The energy facility is part of the state-owned Uzbekneftegaz JSC’s (UNG) gas-to-liquid (GTL) facility.

Marketing 40

Marketing Marketing 40

MarketWatch

MARCH 13, 2023

of its total cash and cash equivalents was in an operating account at SVB Financial Group’s SIVBSilicon Valley Bank, which was shut down last week. the company does not believe that the issues faced by SVB will impact its operations or liquidity,” Jounce said in a statement. “the JNCE bounced 6.6% million, or 1.4%

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Accounting Banking Marketing Marketing 40

MarketWatch

JUNE 22, 2023

s stock SPR tumbled 9% premarket Thursday, after the aerospace company said it’s suspending factory operations after unionized workers voted to strike. Spirit AeroSystems Holdings Inc.’s

Marketing 40

Marketing Marketing 40

Abnormal Returns

MAY 2, 2024

wapo.st) A Q&A withJoseph Cox who is the author of "Dark Wire: The Incredible True Story of the Largest Sting Operation Ever." Books An excerpt from “Rebellion: How Antiliberalism is Tearing America Apart — Again” by Robert Kagan. theatlantic.com) Real estate Everyone agrees turning office buildings into housing makes sense.

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Wealth Management

APRIL 11, 2023

The Fed said last month that it recorded a deferred asset of $16.6 billion in 2022 after ceasing remittances to the Treasury. In its audited financial statement for 2022, the US central bank said payments to Treasury totaled $76 billion before they were ended, compared with $109 billion for the year before.

Banking 52

Banking Assets 52

Wealth Management

OCTOBER 4, 2022

Cavalieri, who built Advisor I/O’s marketing platform, will bring his content and digital marketing chops to alternatives investment platform CAIS.

Marketing 98

Marketing Marketing Investing Investments 98

The Reformed Broker

MARCH 12, 2023

Financial conditions are now contracting hard due in part to the events of this week but also because monetary policy operates on a lag – and the first Fed Funds hike of the cycle. It’s not going any higher than it’s been because there’s no reason for it to. The post Top. appeared first on The Reformed Broker.

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Marketing Marketing 361