Don Connelly & Associates

APRIL 8, 2024

If it's like the last couple of elections, financial advisors are sure to see some clients wringing their hands over which candidate will win the White House and how that will impact the financial markets and their investments. The post Should FAs Allow Clients’ Political Opinions to Influence Their Investment Decisions?

Clients 52

Clients Investing Investments Financial Advisor 52

Fortune Financial

SEPTEMBER 25, 2023

How to Choose the Right Wealth Management Firm in Kansas City Managing your wealth is a crucial aspect of financial success and security. Let’s look at key factors to consider when selecting the ideal wealth management firm in the Kansas City metro area. But with many options available, how do you choose the right one?

Wealth Management 59

Wealth Management Management Risk Tolerance Retirement Planning 59

Fortune Financial

SEPTEMBER 25, 2023

How to Choose the Right Wealth Management Firm in Kansas City Managing your wealth is a crucial aspect of financial success and security. Let’s look at key factors to consider when selecting the ideal wealth management firm in the Kansas City metro area. But with many options available, how do you choose the right one?

Wealth Management 52

Wealth Management Management Risk Tolerance Retirement Planning 52

Sara Grillo

AUGUST 14, 2023

Why is the fiduciary standard important in financial advice? The fiduciary standard is important because it defined parameters for behaviors impacting the way that financial advisors treat their clients. Someone who has a conflict of interest can not operate as a fiduciary. Federal statutory law: Section 206.

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

Tobias Financial

JULY 11, 2023

We hold our advisors to this rigorous requirement, ensuring that those who lead client relationships and provide investment advisory services possess this designation. It signifies a commitment to professionalism, ethics, and a fiduciary duty to act in our clients’ best interests.

Certified Financial Planner 40

Certified Financial Planner Financial Planner Fiduciary Duty CFP 40

Ron A. Rhodes

AUGUST 6, 2023

I have increasingly witnessed registered investment adviser (RIA) firms, as well as brokerage firms, generally disavow (often in their client services agreement) any duty to manage the investment portfolios of…

Portfolio 61

Portfolio Management Taxes Clients 61

Sara Grillo

DECEMBER 22, 2023

Often these people are focused on marketing at the expense of client relationships and client service. Find a financial advisor whose sole focus is serving their clients, and be wary of anything that implies distraction. Read about the six core fiduciary duties. Six Core Fiduciary Duties for Financial Advisors.

Financial Advisor 52

Financial Advisor Fiduciary Duty Compliance Financial Advice 52

Brown Advisory

DECEMBER 5, 2023

Yet a whole slew of relevant environmental, social, and governance-related information has been panned by political agendas that are far removed from the purview of investment managers. Here is an attempt to invoke fundamental investing basics to clarify exactly what we aspire to deliver for our clients.

Fiduciary Duty 52

Fiduciary Duty Government Clients Investing 52

WiserAdvisor

JUNE 12, 2022

The advisor can also help you create a well-diversified investment portfolio , plan your expenses and liabilities, and also help you manage your overall finances smoothly. For example, some financial advisors charge a rough percentage of the total assets they manage, while others have a fixed rate.

Financial Advisor 52

Financial Advisor Fiduciary Duty Commission Financial Planning 52

Brown Advisory

JANUARY 3, 2023

The “mainstreaming” of sustainable investing has been the story of the decade in investment management. Notably, higher levels of scrutiny from regulators have already ratcheted up expectations for funds and managers that wish to assert their environmental, social, and governance or “ESG” research credentials.

Fiduciary Duty 52

Fiduciary Duty Management Portfolio Investing 52

Brown Advisory

JANUARY 3, 2023

The “mainstreaming” of sustainable investing has been the story of the decade in investment management. Notably, higher levels of scrutiny from regulators have already ratcheted up expectations for funds and managers that wish to assert their environmental, social, and governance or “ESG” research credentials.

Fiduciary Duty 52

Fiduciary Duty Management Portfolio Investing 52

Brown Advisory

JANUARY 3, 2023

The “mainstreaming” of sustainable investing has been the story of the decade in investment management. Notably, higher levels of scrutiny from regulators have already ratcheted up expectations for funds and managers that wish to assert their environmental, social, and governance or “ESG” research credentials.

Fiduciary Duty 52

Fiduciary Duty Management Portfolio Investing 52

Walkner Condon Financial Advisors

APRIL 17, 2023

They are compensated only by the fee the client pays. Some advisors are primarily paid directly by the client, but then also might receive some compensation from insurance policies they sell to their clients or other investment products they recommend, like a specific fund or annuity. What does it mean to be a fiduciary?

Fee Only 52

Fee Only Financial Advisor Certified Financial Planner Commission 52

Walkner Condon Financial Advisors

APRIL 21, 2023

They are compensated only by the fee the client pays. Some advisors are primarily paid directly by the client, but then also might receive some compensation from insurance policies they sell to their clients or other investment products they recommend, like a specific fund or annuity. What does it mean to be a fiduciary?

Certified Financial Planner 52

Certified Financial Planner Financial Advisor Fee Only Financial Planner 52

Park Place Financial

NOVEMBER 29, 2022

Trustees manage the funds wisely and ensure they are distributed to the beneficiaries, according to the grantor’s wishes. General financial planners provide wealth management services, helping their clients establish goals and evaluating and tweaking their strategies on the path to financial freedom. . Create a Trust .

Estate Planning 52

Estate Planning Economics Planning Financial Planner 52

WiserAdvisor

NOVEMBER 21, 2022

In addition to knowledge and experience, another noteworthy benefit a CFP brings to the table is that of being a trusted fiduciary. This implies that the advisor is obligated by law and ethics to serve the interests of a client above their own, binding them to demonstrate loyalty and advise clients to the best of their ability.

Certified Financial Planner 52

Certified Financial Planner Financial Planner CFP Financial Planning 52

WiserAdvisor

AUGUST 18, 2023

Instead, they charge fees directly to their clients for the services they provide. These fees can be based on various methods, such as an hourly rate, a flat fee for specific projects, a percentage of Assets under Management (AUM), or a combination of these approaches.

Financial Advisor 52

Financial Advisor Commission Fee Only Financial Planning 52

Truemind Capital

SEPTEMBER 10, 2019

Investment management is never a part-time activity but a full-time job. Quality investment management is much more than selecting schemes from star-rating websites or buying a stock based on little insights. Fiduciary duty should be on the top of the mind of any genuine adviser. 🔊 Play Audio.

Investing 52

Investing Investments Asset Allocation Fiduciary Duty 52

WiserAdvisor

AUGUST 8, 2022

Moreover, these high-net-worth values are not calculated on physical assets but on liquid ones, which may be relatively more volatile to manage. Managing vast sums of money, and investments like venture capital, non-fungible tokens (NFTs), and others, can be confusing. For instance, you can hire a fiduciary.

Wealth Management 52

Wealth Management Financial Planning Financial Advisor Taxes 52

Sara Grillo

MARCH 11, 2024

He’s taking the world by storm as an hourly financial planner, not managing any assets just giving out powerful financial planning guidance that clients love. Why he chose to become an hourly planner Kevin noticed that there is usually more time spent in the early years in a client relationship. Good for you, bro.

Financial Planner 105

Financial Planner Fiduciary Duty Financial Advisor Communication 105

Brown Advisory

SEPTEMBER 12, 2019

Put simply, trustees serve as fiduciaries with investment authority over assets that are intended to benefit another person or persons; trustees should use every device at their disposal in an effort to maximize the investment returns of the trust they oversee.

Investing 52

Investing Investments Fiduciary Duty Portfolio 52

Brown Advisory

SEPTEMBER 12, 2019

Put simply, trustees serve as fiduciaries with investment authority over assets that are intended to benefit another person or persons; trustees should use every device at their disposal in an effort to maximize the investment returns of the trust they oversee. ESG AND FIDUCIARY RESPONSIBILITY.

Investing 52

Investing Investments Fiduciary Duty Portfolio 52

Good Financial Cents

JUNE 11, 2023

Then there’s Blueleaf, which I subscribe to for my clients and find to be excellent on both accounts, but it’s not available to the DIY investor. You see, financial advisors that focus primarily on wealth management can be costly to keep around. Personal Capital to the rescue. I know what you’re thinking.

Management 80

Management Investing Investments Wealth Management 80

WiserAdvisor

MAY 31, 2022

You can reach out to a professional financial advisor to help you in safely managing and growing your finances and avoiding offers/investments that may seem risky or fishy. As a Registered Investment Advisor (RIA) firm with the SEC, they are fiduciaries who put clients’ interests ahead of everything else.

Investing 52

Investing Investments License Accounting 52

Inside Information

SEPTEMBER 28, 2021

This first petition also touches on dually-registered individuals, recommending that, if they hold themselves out as advisors, they be required to disclose precisely when their work as an advisor ends and their efforts to effect a sale begins—something that is far from clear in current client engagements. Historical precedent.

Financial Planner 40

Financial Planner Financial Planning Commission Sales 40

Brown Advisory

APRIL 16, 2018

Developing Sustainable Investment Plans Standard Process, Added Layers of Thought In our work with all of our endowment and foundation clients, we follow a disciplined process to ensure that we: Discover and fully understand the nonprofit’s long-term objectives. Also, clients differ on which issues they view as purely programmatic (i.e.,

Nonprofit 52

Nonprofit Portfolio Distribution Clients 52

Brown Advisory

APRIL 16, 2018

In our work with all of our endowment and foundation clients, we follow a disciplined process to ensure that we: Discover and fully understand the nonprofit’s long-term objectives. Implement a diversified portfolio that conforms to the nonprofit’s investment policy, using carefully selected funds and managers within each asset class.

Nonprofit 52

Nonprofit Portfolio Distribution Clients 52

Brown Advisory

NOVEMBER 29, 2022

For our part, as an investment firm, we must view climate decisions through the lens of our fiduciary duty to generate attractive investment returns that help our clients achieve their goals over the long term. We also describe our initial plans under the Net Zero Asset Managers initiative (NZAMi).

Investing 52

Investing Investments Fiduciary Duty Portfolio Management 52

Carson Wealth

JANUARY 14, 2023

CFP ® , Director of Consumer Investment Research  Being a fiduciary is holding a duty to a client that a financial advisor will act in the best interests of the client rather than the best interests of the advisor, the advisor’s employer, or any other entity. This may sound simple. Craig Lemoine, Ph.D.,

Financial Advisor 52

Financial Advisor CFP Certified Financial Planner Risk Tolerance 52

Brown Advisory

NOVEMBER 29, 2022

For our part, as an investment firm, we must view climate decisions through the lens of our fiduciary duty to generate attractive investment returns that help our clients achieve their goals over the long term. We also describe our initial plans under the Net Zero Asset Managers initiative (NZAMi).

Investing 52

Investing Investments Fiduciary Duty Assets 52

Park Place Financial

JANUARY 9, 2023

Discover some components to bear in mind with your wealth management goals as we enter 2023. If you are unsure how changes will affect your wealth management strategy in 2023, or would simply like ideas for enhancing your financial planning, turn to Park Place Financial for expert guidance. Retirement Savings Accounts .

Financial Planning 52

Financial Planning Taxes Planning Certified Financial Planner 52

Sara Grillo

NOVEMBER 14, 2022

Financial advisors have many options at their hands to solve it, from financial planning and investment management services to fixed products such as annuities. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Do advisors breach fiduciary duty when they fail to recommend annuities?

Insurance 59

Insurance Financial Advisor Retirement License 59

International College of Financial Planning

AUGUST 31, 2023

Diversifying your investment portfolio is a vital strategy for managing risk, optimizing returns, and achieving your financial goals. It’s all about spreading your investments across different asset classes, like stocks, bonds, and real estate, to manage risk and maximize returns.

Portfolio 52

Portfolio Certified Financial Planner Investing Investments 52

Sara Grillo

JUNE 12, 2023

It’s impossible to figure out from the illustration – it can only be determined based upon this supplemental report that is usually not asked for by the fiduciary financial advisor or the client. Fiduciary financial advisors need to analyze: Are costs justified relative to values? And , you have to do the math by hand.

Insurance 59

Insurance Clients Financial Advisor Math 59

The Big Picture

JULY 4, 2023

.” It’s really helpful to have had five other meetings with people who sit at analogous funds that had losses that were just as big, and in fact, they may have contributed to those losses more and be able to tell him, first off, your fund, just by my math, has a $250 million management fee. WEINSTEIN: Much more. RITHOLTZ: Really?

Management 141

Management Recruitment Numbers Banking 141

Brown Advisory

SEPTEMBER 15, 2017

Every year, we see more and more of our clients looking for ways they can use ESG investment principles to potentially boost returns, align their investments and values and make an impact on the world. Brown Advisory has managed its Sustainable Core Fixed Income strategy for several years.

Portfolio Management 52

Portfolio Management Portfolio Management Fiduciary Duty 52

Brown Advisory

SEPTEMBER 15, 2017

Conversation with the Portfolio Manager: Sustainable Core Fixed Income Strategy. As of the end of 2015, $1 out of every $5 under professional management was invested in accordance with some sort of social, environmental and governance (ESG) consideration, according to the Forum for Sustainable and Responsible Investment (US SIF).

Portfolio Management 52

Portfolio Management Portfolio Management Fiduciary Duty 52