Sara Grillo

AUGUST 14, 2023

Why is the fiduciary standard important in financial advice? The fiduciary standard is important because it defined parameters for behaviors impacting the way that financial advisors treat their clients. Someone who has a conflict of interest can not operate as a fiduciary. Federal statutory law: Section 206.

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WiserAdvisor

AUGUST 18, 2023

Fee-only financial advisors Average cost: $200 to $400 an hour/ $1,000 to $3,000 per plan/ 1.18% to 0.59% of AUM Fee-only financial advisors are professionals who do not receive commissions from selling financial products. Instead, they charge fees directly to their clients for the services they provide.

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Brown Advisory

JANUARY 3, 2023

The “mainstreaming” of sustainable investing has been the story of the decade in investment management. Notably, higher levels of scrutiny from regulators have already ratcheted up expectations for funds and managers that wish to assert their environmental, social, and governance or “ESG” research credentials.

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Fiduciary Duty Management Portfolio Investing 52

Brown Advisory

JANUARY 3, 2023

The “mainstreaming” of sustainable investing has been the story of the decade in investment management. Notably, higher levels of scrutiny from regulators have already ratcheted up expectations for funds and managers that wish to assert their environmental, social, and governance or “ESG” research credentials.

Fiduciary Duty 52

Fiduciary Duty Management Portfolio Investing 52

Brown Advisory

JANUARY 3, 2023

The “mainstreaming” of sustainable investing has been the story of the decade in investment management. Notably, higher levels of scrutiny from regulators have already ratcheted up expectations for funds and managers that wish to assert their environmental, social, and governance or “ESG” research credentials.

Fiduciary Duty 52

Fiduciary Duty Management Portfolio Investing 52

Truemind Capital

SEPTEMBER 10, 2019

Investment management is never a part-time activity but a full-time job. Quality investment management is much more than selecting schemes from star-rating websites or buying a stock based on little insights. Fiduciary duty should be on the top of the mind of any genuine adviser. 🔊 Play Audio.

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Inside Information

SEPTEMBER 28, 2021

Then came Reg BI, in 2019, where the Commission decided that adopting a separate rule restricting these terms was ‘unnecessary.’. 202(a)(11)(c) of the Advisers Act,” the petition says, “the Commission can increase investor protection by (re-)asserting a distinction between product sales and stand-alone investment advice.”.

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Financial Planner Financial Planning Commission Sales 40

WiserAdvisor

MAY 31, 2022

According to the Federal Trade Commission (FTC), in 2021, American consumers lost over $5.8 You can reach out to a professional financial advisor to help you in safely managing and growing your finances and avoiding offers/investments that may seem risky or fishy. However, the numbers tell a different story. In 2021, over 2.8

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Investing Investments License Accounting 52

Good Financial Cents

JUNE 11, 2023

Then there’s Blueleaf, which I subscribe to for my clients and find to be excellent on both accounts, but it’s not available to the DIY investor. You see, financial advisors that focus primarily on wealth management can be costly to keep around. Personal Capital to the rescue. I know what you’re thinking.

Management 80

Management Investing Investments Wealth Management 80

Sara Grillo

NOVEMBER 14, 2022

Financial advisors have many options at their hands to solve it, from financial planning and investment management services to fixed products such as annuities. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Do advisors breach fiduciary duty when they fail to recommend annuities?

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Insurance Financial Advisor Retirement License 59

Sara Grillo

JUNE 12, 2023

It’s impossible to figure out from the illustration – it can only be determined based upon this supplemental report that is usually not asked for by the fiduciary financial advisor or the client. Fiduciary financial advisors need to analyze: Are costs justified relative to values? And , you have to do the math by hand.

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Insurance Clients Financial Advisor Math 59

The Big Picture

JUNE 20, 2023

But we talk about some really fascinating things, 30% of operating rooms are managed and run by doctors employed by private equity. MORGENSON: Plus they’re presumably very good at managing and they know what they’re doing and they have a goal of selling it at a profit later. That’s a shocking number. RITHOLTZ: Right.

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