Wealth Management

JANUARY 17, 2025

The SEC claims Vanguard made misleading statements about capital gains distributions and tax consequences to retail investors who held target date funds in retirement accounts.

Retirement 249

Retirement Distribution Retail Accounting 249

Nerd's Eye View

JUNE 27, 2025

Which could ultimately lead to a virtuous cycle of attracting more new clients as well as talented advisors who seek to work at growing firms.

Financial Planner 130

Financial Planner Financial Advisor Estate Planning Clients 130

Abnormal Returns

OCTOBER 7, 2024

wsj.com) ETFs Cambria and Alpha Architect are teaming up for the Cambria Tax Aware ETF ($TAX). wealthmanagement.com) Derivatives-based ETFs are booming, with retail piling in. (ft.com) Pfizer ($PFE) has an activist in Starboard Value. ft.com) Jane Street needs more office space.

Investing 273

Investing Investments Financial Advising Retail 273

Calculated Risk

MARCH 7, 2024

Tax refunds have picked up over the last two weeks, with the average refund now 4% higher than 2023 levels at this time. This has put money into consumers’ pockets, and retail purchase activity is increasing. emphasis added Click on graph for larger image.

Consulting 344

Consulting Retail Taxes Economics 344

The Big Picture

JUNE 17, 2023

Morgenson explains how PE was originally an institutional type of product aimed at Pensions, Foundations, Endowments and other perpetual investment capital, but has recently moved into high-net-worth retail customers. We discuss the Carried Interest tax loophole, a tax dodge that benefits a few 1000 people in the country but cost U.S.

Taxes 324

Taxes Retail Economy Economics 324

Abnormal Returns

DECEMBER 19, 2023

indexologyblog.com) Inflation makes tax efficiency all the more important. quantpedia.com) Retail attention is a mixed blessing for stocks. (klementoninvesting.substack.com) Historical performance doesn't really help pick outperforming managers. advisorperspectives.com) Can you use alternative measures to invest across countries?

Investing 284

Investing Investments Valuation Retail 284

Harness Wealth

MARCH 7, 2025

This weeks Tax Advisor news roundup covers key updates for financial professionals. Last but not least, we have a rundown of the IRSs ‘Dirty Dozen’ tax scams for 2025. Wealth Taxes in Europe, 2025 ( Cristina Enache , Tax Foundation) Net wealth taxes are recurrent taxes on an individuals wealth, net of debt.

Taxes 52

Taxes Retirement Financial Advisor Retirement Planning 52

A Wealth of Common Sense

MAY 22, 2025

We also discussed why investors are buying the dip more often, the future of retail trading, how tax-deferred retirement accounts will evolve and how AI will change the wealth management landscape.

Wealth Management 95

Wealth Management Retail Retirement Accounting 95

Abnormal Returns

JULY 23, 2024

theblock.co) The Grayscale Ethereum Mini Trust ($ETH) is designed for the retail crowd. leads the world in low corporate tax rates. (blockworks.co) What happens when you at Ethererum to a 60/40 portfolio. morningstar.com) Not surprisingly spot Ethereum ETFs are trading like crazy. apolloacademy.com) The U.S.

Financial Advising 274

Financial Advising Retail Media Economy 274

Abnormal Returns

FEBRUARY 26, 2024

morningstar.com) Alts managers are gearing up to get in front of retail investors. kitces.com) How advisers should work with tax professionals. (riaintel.com) How XYPN's new corporate RIA, Sapphire, will roll out. riabiz.com) Alts How to talk to your clients about alternative investments.

Wealth Management 284

Wealth Management Financial Services Retail Insurance 284

Your Richest Life

FEBRUARY 27, 2023

Whether you’re preparing to file , waiting on a refund , or have already paid your tax bill, you might notice some differences this year. First of all, many taxpayers are noticing smaller refunds or higher tax bills this year than in the previous two years. This credit is up to $7,500, and is set to expire in 2032 unless renewed.

Taxes 105

Taxes Fee Only CFP Financial Planning 105

Wealth Management

JUNE 23, 2025

Forty-four percent cited both access to institutional-grade products and help navigating crypto tax regulations and reporting requirements. She has over 20 years of experience as a business reporter and editor, including for Retail Traffic and National Real Estate Investor magazines.

Assets 278

Assets Wealth Management Financial Advisor Estate Planning 278

Nerd's Eye View

NOVEMBER 15, 2023

One of these was the Employee Retention Credit (ERC), a tax credit that eligible small businesses could take against their employment taxes. To stave off a wave of business closures and a subsequent surge in unemployment, the U.S.

Clients 246

Clients Taxes Government Startup 246

Nerd's Eye View

MAY 1, 2023

This month's edition kicks off with the news that robo-advisor Betterment entered into a $9M settlement with the SEC for misrepresenting its tax-loss harvesting practices in its client agreements and marketing materials compared with its actual practices (e.g.,

Taxes 245

Taxes Retirement Planning Advertising Retirement 245

Nerd's Eye View

NOVEMBER 12, 2024

Larry is the Chairman of Measured Risk Portfolios, an RIA based in San Diego, California, that oversees $350 million in assets under management for a combination of internal retail clients and external financial advisor clients.

Clients 130

Clients Financial Advisor Marketing Marketing 130

The Big Picture

OCTOBER 15, 2022

Instead of paying dividends to shareholders, it is more tax efficient to lower fees of the funds held by their investors aka owners. Retail Gangster: The Insane, Real-Life Story of Crazy Eddie by Gary Weiss. The mere threat of Vanguard moving into a space drive prices lower. The firm manages directly or advises on $249.4B

Financial Advisor 300

Financial Advisor Education Retail Management 300

The Big Picture

NOVEMBER 25, 2022

Billions of Dollars at Stake in a Puzzling Holiday Shopping Season : It promises to be unpredictable, with retailers and consumers still figuring out how much will be spent and on what kinds of goods. ( That will cause a drop in property taxes and strain city budgets. Businessweek ). New York Times ). • New York Times ).

Commission 308

Commission Budgeting Economics Retail 308

Abnormal Returns

JULY 23, 2023

(ft.com) How Schwab ($SCHW) plans to profit from integrating TD Ameritrade retail customers. npr.org) Social Security Raise Social Security taxes now before it becomes too painful. riabiz.com) Global Johanna Chisholm, "Recovering the land will be a massive part of Ukraine’s reconstruction."

Financial Advising 246

Financial Advising Insurance Economy Retail 246

Abnormal Returns

DECEMBER 23, 2022

nytimes.com) Goldman Sachs' ($GS) retail banking push is getting derailed. on.ft.com) ETFs The Vanguard Short-Term Tax-Exempt Bond ETF ($VTES) is the firm's first ETF launch in 20 months. (aaronrupar.substack.com) Finance Wall Street bonuses are expected to be down 30-50% in 2022.

Financial Advising 243

Financial Advising Media Economy Retail 243

The Big Picture

FEBRUARY 17, 2023

Banning Wall Street’s biggest municipal bond underwriters has foisted a hidden tax on their residents totaling hundreds of millions of dollars. January retail surge: finding the signal in the noise Source: BofA Sign up for our reads-only mailing list here. Here’s your investing playbook.

Math 284

Math Advertising Food Retail 284

Your Richest Life

JUNE 30, 2023

If you were surprised at tax time this year, then you’re not alone. 2022 tax refunds were about 10 percent smaller than they were last year, and for those who owed money, they tended to owe more than they expected. Taking the time now to make some strategic moves can lead to some significant savings on your taxes for the year.

Taxes 78

Taxes Retirement Accounting Financial Planner 78

Nerd's Eye View

OCTOBER 25, 2023

So in April 2023, SEC staff released a Staff Bulletin (which, although not an 'official' pronouncement of the SEC, does represent the views of the staff who actually conduct adviser examinations and pursue enforcement of the SEC's regulations) to further explain the investment adviser's duty of care, particularly as it regards to working with retail (..)

Fiduciary Duty 246

Fiduciary Duty Commission Clients Accounting 246

Trade Brains

JUNE 10, 2025

Their ability to expand their loan books improves, as does their margin profile—especially for institutions already carrying large pools of high-yielding retail credit. Add to that the post-tax impact. Interest earned on FDs is taxed according to the investor’s income slab. In addition to regular coupon returns (typically 6.5–7%),

Banking 59

Banking Taxes Economics Valuation 59

Zoe Financial

JUNE 23, 2025

Retail Sales (May): Overall sales were affected by a sharp drop in auto sales (post-March tariff surge). Core retail sales (control group) : up 0.4%, rebounding from April’s decline. Revised outlook: Growth expectations trimmed. Unemployment forecast raised to 4.5%. Core PCE inflation forecast increased to 3.1%.

Marketing 40

Marketing Marketing Retail Sales 40

Trade Brains

JUNE 14, 2025

His Portfolio choices are closely tracked by retail and institutional investors alike. They have a wide touchpoint network and SaaS products like payroll and tax software in their portfolio. As per the latest corporate shareholdings filed, Ashish Kacholia publicly holds 48 stocks with a net worth of over Rs.

Medicine 82

Medicine Manufacturing Healthcare Medical 82

The Big Picture

NOVEMBER 26, 2024

And find the entire musical playlist of At the Money on Spotify Responsible Crypto Investing Matt Hougan How should retail investors responsibly think about crypto? I’m Barry Ritholtz, and on today’s edition of At the Money , we’re going to discuss how retail investors can responsibly invest in crypto.

Investing 144

Investing Investments Assets Retail 144

Zoe Financial

NOVEMBER 11, 2024

Retail sales data, which give us a sense of how the consumer spending is looking. Nothing in these materials is intended to serve as personalized tax and/or investment advice since the availability and effectiveness of any strategy is dependent upon your individual facts and circumstances. Stay tuned for next week.

Marketing 52

Marketing Marketing Taxes Financial Advisor 52

Zoe Financial

MARCH 3, 2025

Economic Update: Retail Sales: Weaker than expected in January. Nothing in these materials is intended to serve as personalized tax and/or investment advice since the availability and effectiveness of any strategy is dependent upon your individual facts and circumstances. PMI (Business Activity): Slowed more than anticipated.

Marketing 52

Marketing Marketing Economics Taxes 52

Abnormal Returns

FEBRUARY 16, 2023

theatlantic.com) Finding a good retail CEO is tough these days. axios.com) Funds Tax efficiency is the secret sauce of ETFs. Everything else it built in-house has crashed and burned." nytimes.com) AI requires a lot of semiconductors. howardlindzon.com) Private assets Why private equity needs much better valuations.

Financial Advising 144

Financial Advising Engineering Valuation Retail 144

Zoe Financial

JUNE 16, 2025

Next Week: Retail Sales data. Nothing in these materials is intended to serve as personalized tax and/or investment advice since the availability and effectiveness of any strategy is dependent upon your individual facts and circumstances. Outlook: Despite encouraging inflation data, oil’s sharp rise adds new inflation risk to watch.

Marketing 40

Marketing Marketing Taxes Economics 40

Validea

OCTOBER 18, 2022

In a year when roughly 416 stocks have declined, most investors will likely have something to sell when tax season rolls around, contends an article in Barron’s. Quick Links Validea Special Discount Offer Top Value Stocks in Today’s Market Screen for Stocks Using Peter Lynch’s GARP Method.

Taxes 105

Taxes Healthcare Retail Banking 105

Trade Brains

JANUARY 2, 2024

However, there is an expectation that these funds will also become accessible to midsize retail investors in the future. What are some Tax Benefits of AIFs? In simple terms, capital gains tax applies to profits or losses made from the fund. Types of Alternative Investment Funds (AIF)?

Taxes 64

Taxes Investing Investments Retail 64

Zoe Financial

MARCH 24, 2025

Retail Sales (February): Headline number: rose 0.2% (below expectations of up 0.7%). Nothing in these materials is intended to serve as personalized tax and/or investment advice since the availability and effectiveness of any strategy is dependent upon your individual facts and circumstances.

Marketing 52

Marketing Marketing Economics Taxes 52

Zoe Financial

FEBRUARY 24, 2025

Retail Sales Report : Previous week’s data showed signs of weakness. Nothing in these materials is intended to serve as personalized tax and/or investment advice since the availability and effectiveness of any strategy is dependent upon your individual facts and circumstances. consumer spending.

Marketing 52

Marketing Marketing Healthcare Taxes 52

Harness Wealth

MAY 12, 2025

The tax arena may be in a constant state of flux, however, 2025 is proving to be a year of major upheavals. Alongside the widely anticipated sunset of the Tax Cuts and Jobs Act (TCJA), 39 states have implemented notable tax changes this year. These reductions aimed at enhancing business competitiveness and attracting investment.

Taxes 52

Taxes Sales Retail Insurance 52

Cornerstone Financial Advisory

NOVEMBER 18, 2024

4,5 Stocks dropped again on Friday as strong October retail sales seemed to reinforce Powell’s comments about Fed rate adjustments. Tug-O-War The inflation data that came in last week—retail and wholesale—show that the path to the Fed’s stated goal of 2 percent inflation may prove bumpy. 6 Source: YCharts.com, November 16, 2024.

Marketing 52

Marketing Marketing Economics Taxes 52

Zoe Financial

JANUARY 13, 2025

Retails Sales data. Nothing in these materials is intended to serve as personalized tax and/or investment advice since the availability and effectiveness of any strategy is dependent upon your individual facts and circumstances. Earnings Growth : S&P 500 is projected to report 11.7% Next Week: CPI data. Stay tuned for next week.

Marketing 52

Marketing Marketing Economics Economy 52