J.P. Morgan Names New Global CEO of Private Bank
Wealth Management
JULY 3, 2025
David Frame, previously CEO of JP Morgan's U.S. Private Bank, has been appointed as the global CEO of the firm's private banking businesses.
Wealth Management
Deals & Moves: Focus Partners Wealth Merges in $5.6B California RIA
Wealth Management
JULY 3, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Join 36,000+
Insiders
Sign Up for our Newsletter
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
Webinars
Protect What Matters: Rethinking Finance Ops In A Digital World
Your Accounting Expertise Will Only Get You So Far: What Really Matters
Trending Sources
Steward Partners Acquires $1.1B Bay Area Firm
Wealth Management
JULY 1, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Savvy Wealth Raises $72M, Adds Mark Casady to Board of Directors
Wealth Management
JULY 2, 2025
Savvy Wealth, a technology platform provider to RIAs, announced the closing of a $72 million Series B funding round led by venture capital firm Industry Ventures.
252 
Zephyr's Adjusted for Risk: Navigating Independence in Wealth Management
Wealth Management
JULY 2, 2025
Zephyr's Ryan Nauman and Sound Income Group's Barry Wheeles discuss the significant trend in the wealth management industry towards independence and the challenges and opportunities it presents.
401(k) Real Talk Episode 158: July 2, 2025
Wealth Management
JULY 2, 2025
Open, honest and candid discussion about retirement plans for Amazon drivers, retirement assets sliding, a lack of plan sponsor fiduciary awareness and more.
Vanguard Plans First Junk ETF as JPMorgan Heats Up Active Race
Wealth Management
JULY 2, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Planning 235
235 
Distributions of Stock in a GRAT Don’t Trigger Insider Trader Rules
Wealth Management
JULY 2, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Distribution 192
192 
The Digitally Borderless Society Is Coming—And Faster Than We Think
Wealth Management
JULY 2, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
How Life Insurance Agents Can Prepare for a Potential Downturn in Business
Wealth Management
JULY 2, 2025
Strategies for life insurance agents to address client hesitation, improve consultative approaches and enhance networking with advisors in challenging markets.
Insurance 256
256 
Cerulli: Gen X Presents the Next Great Opportunity for Financial Advisors
Wealth Management
JULY 2, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Cetera Launches First in a Planned Line of Alternative Investments Models
Wealth Management
JULY 2, 2025
Cetera launches its first alternative investments model, which will feature private equity, private credit and private real estate.
Investing 189
189 
The Word on WealthTech for June 2025
Wealth Management
JULY 2, 2025
F2 Strategy's co-founder and executive chairman provides his take on the most important wealth management technology news of the last month.
Allworth’s Latest Deal Signals a Shift in M&A Strategy
Wealth Management
JULY 2, 2025
Allworth’s acquisition of Salzinger Sheaff Brock marks a shift away from high-volume rollups to acquiring larger, more sophisticated firms with higher net worth clients.
Clients 169
169 Clients 169
169 
Ex-BofA Private Bank Exec Comes Out of Retirement to Join $2B RIA Fidelis Capital
Wealth Management
JULY 1, 2025
Paul Trippe comes out of retirement to join Fidelis Capital, as the firm continues to bring private banking capabilities to the independent space.
Retirement 222
222 
From Advisor to Partner: The Equity Evolution
Wealth Management
JULY 1, 2025
Ambitious next-gen advisors can strategically approach firm ownership by initiating conversations, demonstrating value and understanding the succession process.
169 
14 Investment Must Reads for This Week (July 1, 2025)
Wealth Management
JULY 1, 2025
More than a dozen asset managers have updated regulatory filings to drop accredited investor restrictions in the wake of a recent SEC decision, reports FundFire. Despite the recent rush to private markets, venture capital has struggled compared to other asset classes, according to PitchBook. These are among the investment must-reads we found this week for financial advisors.
Investing 233
233 
Raymond James Adds $1.1B New York Team From Ameriprise
Wealth Management
JULY 1, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
The Next Generation of Financial Advisors
Wealth Management
JULY 1, 2025
SGH Wealth Management's Sam Huszczo discusses the emerging movement of the next generation of financial advisors, the impact of demographic shifts and the growing youth in the industry.
$32.6B EP Wealth Hires Integrations Head From Captrust
Wealth Management
JULY 1, 2025
Margaret Jarocki joins EP Wealth as head of partnership integration and has a track record of orchestrating successful M&A at Captrust.
229 
Planning for Older Clients and Those with Disabilities
Wealth Management
JULY 1, 2025
Long-term care costs soar past $100,000 annually, with dementia care reaching $184,500. Advisors must prepare clients for this financial challenge.
Clients 195
195 
The Promise of Direct Indexing—And the Disconnect Holding It Back
Wealth Management
JULY 1, 2025
Direct indexing, as offered today, is operationally burdensome, difficult to communicate, and often not differentiated enough to justify the effort.
Communication 227
227 Communication 227
227 
Mercer Acquires $1.1B Boston-Area RIA
Wealth Management
JULY 1, 2025
Mercer Global Advisors acquires O'Brien Wealth Partners, a $1.1 billion AUM firm in Waltham, Mass., expanding its presence in the Greater Boston area.
239 
$27B Choreo Taps Former Edelman Exec as CEO
Wealth Management
JULY 1, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Advisors Are Underestimating Charitable Giving
Wealth Management
JUNE 30, 2025
A new Fidelity Charitable study suggests there is an opportunity for advisors to lean into charitable planning to attract clients and enhance existing client relationships.
Public/Private Convergence Dominated the Morningstar Investment Conference
Wealth Management
JUNE 30, 2025
Morningstar Investment Conference highlights growing interest in private markets, with industry leaders addressing challenges and opportunities for wealth investors.
Investing 204
204 
Triad Hires Former Fidelity Exec to CFO, Promotes From Within for Wealth Head
Wealth Management
JUNE 30, 2025
Insurance and wealth advisory Triad hires former Fidelity executive Derek Sullivan as CFO and promotes planning chief Scott Rinehart to lead the wealth division as it nears a $1 billion in client asset goal.
Insurance 176
176 
Will More Wealth Advisors Gravitate to 401(k) Plans?
Wealth Management
JUNE 30, 2025
Despite limited ERISA expertise, wealth advisors face growing pressure to service 401(k) plans as state mandates drive unprecedented plan formation through 2029.
Wealth Advisor 156
156 
The Pitfalls of Over-Automation in Wealth Management Marketing
Wealth Management
JUNE 30, 2025
For financial advisors, there's a delicate balance between leveraging AI-driven marketing tools and maintaining authentic client relationships.
Edward Jones Buys Natixis’ Overlay Management Services to Power its UMAs
Wealth Management
JUNE 30, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Management 156
156 
ETFs Explained: Innovations, Trends, and the Investment Landscape
Wealth Management
JUNE 30, 2025
Zephyr's Ryan Nauman and CFRA's Aniket Ullal discuss the complexities of active ETFs, ETFs as a share class, debunking misconceptions, and the rise of complex products such as options-based and leveraged ETFs.
Investing 240
240 
$12B Hybrid RIA The AmeriFlex Group Transitions to Cambridge From Osaic
Wealth Management
JUNE 27, 2025
The AmeriFlex Group said it made the move because Cambridge could support its new affiliations, including a W-2 model for advisors who want to sell and stay, and a pure RIA-only option.
258 
Quinn Signals Another Wave in the Great Advisor Tech Acceleration
Wealth Management
JUNE 27, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
The WealthStack Podcast: Unlocking Private Markets with AssetMark's Michael Kim
Wealth Management
JUNE 27, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Estate Planning 268
268 
Deals & Moves: $1B-Plus Advisor Teams Jump to Citizens, RBC
Wealth Management
JUNE 27, 2025
In addition, RIA Merit snags a $365M firm with new investment capabilities in Wisconsin, and Dynasty RIA DayMark recruits advisors from FiNet and Janney.
Recruitment 227
227 
As RIAs Scale, Talent War Heats Up for In-House M&A Expertise
Wealth Management
JUNE 27, 2025
Acquiring RIAs like Clearstead and Kestra’s Bluespring are in the market for business development hires even as mega- to mid-sized RIAs like Captrust, Soltis and Caprock have recently poached M&A expertise.
Marketing 156
156 
Realta Wealth Loses Interim CEO
Wealth Management
JUNE 27, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Estate Planning 176
176 
Q&A: What Was Behind Schechter’s Decision to Sell to Arax?
Wealth Management
JUNE 27, 2025
CEO Marc Schechter discusses the decision to sell, why he was on the fence about the deal and his thoughts on private equity investment in wealth management.
Orion Taps Silicon Valley Engineer as CTO
Wealth Management
JUNE 25, 2025
Valli Nachiappan, who most recently led product and artificial intelligence integration for Zendesk, brings her software engineering and AI expertise to Orion.
Engineering 244
244 Engineering 244
244 
Envestnet Sells Yodlee to Private Equity Firm
Wealth Management
JUNE 25, 2025
Envestnet plans to sell its financial data aggregation subsidiary Yodlee to STG, a private equity firm, in a deal expected to close in Q3 2025.
Planning 156
156 Planning 156
156 
Compliance Firm Warns RIAs of Phishing Scammers Impersonating the SEC
Wealth Management
JUNE 25, 2025
According to the ACA Group, the emails purport to be from SEC Chief Information Officer David Button and ask for advisors to confirm their emails (likely in an attempt to build trust for future scamming attempts).
Compliance 188
188 Compliance 188
188 
Takeaways from Day One at the Morningstar Investment Conference
Wealth Management
JUNE 26, 2025
BlackRock's Rick Rieder discusses economic outlook and fixed income opportunities, while Vanguard's Salin Ramji highlights expansion into savings and advice at the Morningstar conference.
Investing 169
169 
Carlyle Makes New Retail Fund Push to Buy and Sell PE Stakes
Wealth Management
JUNE 26, 2025
UBS Group is the distribution platform for Carlyle’s initiative, giving the Swiss bank’s network of wealthy individuals and financial advisors a piece of Carlyle’s bets.
Retail 169
169 
The Diamond Podcast for Financial Advisors: 10 Ways Top Advisors Are Growing Their Businesses
Wealth Management
JUNE 26, 2025
WealthManagement.com is part of the Informa Connect Division of Informa PLC INFORMA PLC | ABOUT US | INVESTOR RELATIONS | TALENT This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Let's personalize your content