Trade Brains

AUGUST 8, 2025

Synopsis: AU Small Finance Bank stock jumped sharply after receiving “In Principle” approval from the RBI to act as a universal license, enabling the bank to diversify its operations to its customers. They also provide insurance, mutual funds, and government banking services. Investing in equities poses a risk of financial losses.

Banking

Wealth Management

JULY 23, 2025

with about $400 million in assets under management, has launched his own registered investment advisor, Spiegelman Wealth Management. Spiegelman dropped his FINRA license about three or four years ago and had been moving toward a fee-only model for several years. Private Equity Is Coming to 401(k) Plans: Will You Be Ready?

Estate Planning

Trade Brains

JULY 3, 2025

Bipin Preet Singh, Co-founder, MD & CEO, MobiKwik, shared his excitement about this development, “The stock broking license marks a significant milestone for us as we enter the Indian equity markets. The company has expanded into credit (ZIP, ZIP EMI), savings (FDs, Mutual Funds, Digital Gold), and insurance.

License

Darrow Wealth Management

JULY 24, 2025

The new law also adds post-secondary credentialing expenses such as certifications, licenses, exams, continuing education, and other costs. Other miscellaneous items: Mortgage insurance premiums: The deductibility of mortgage insurance premiums will be allowable starting in 2026. In 2025, the exemption is $13,990,000 per person.

Taxes

Harness Wealth

FEBRUARY 19, 2025

Harness Tax LLC is affiliated with Harness Wealth Advisers LLC, collectively referred to as “Harness Wealth” Harness Wealth Advisers LLC is a paid promoter, internet registered investment adviser. Ensure BOI reporting compliance and remain updated with the latest BOI regulations with a tax advisor from Harness.

Taxes

Trade Brains

JULY 10, 2025

Trust Investment Advisors Private Limited, Nuvama Wealth Management Limited # and Tipsons Consultancy Services Private Limited are the Lead Managers to the Issue. Edelweiss Capital Limited subsequently received a Category I Merchant Banker license from SEBI with effect from October 16, 2000. million customers.

Financial Services

Harness Wealth

FEBRUARY 4, 2025

Alternative investments offer investors access to startups, real estate, and other non-traditional opportunities beyond stocks and bonds. In this article, well explore all the details of alternative investments, the reasons behind their growth as an investment choice, and how their tax treatment differs from traditional assets.

Taxes

Harness Wealth

MARCH 20, 2025

Home office space deductions Business equipment deductions Travel expense deductions Vehicle mileage deductions Business meal deductions License fee deductions Health insurance deductions Retirement contribution deductions How do I claim home office tax deductions? However, the licenses must be directly related to business activities.

License

Trade Brains

JULY 28, 2025

So, since NDSL is also going public, it raises a concern to the public and existing shareholders of CDSL about whether to choose CDSL or the newly listed firm NDSL, which could grow their investment. Let’s see what is unveiled further in the article. It has demat custodies worth Rs. 71 lakh crores, and as of Q4FY24, it derived 33.9

Accounting

Wealth Management

AUGUST 11, 2025

That influenced how I approached investments, too. Most of my investments were in a business we understood, which paid off over the 36 years we’ve been in the auto business. Our first Honda dealership was a $500,000 investment—a lot at the time. That was a big investment for me. There was always a conservative approach.

Estate Planning

Wealth Management

JULY 11, 2025

Sponsored Content Alternative Investments Summit: Navigating the New Frontier Alternative Investments Summit: Navigating the New Frontier Apr 11, 2025 stock portfolio sectors model portfolios Investing Strategies RIA Model Portfolio Assets Rose 5.5% in Q1 RIA Model Portfolio Assets Rose 5.5%

Estate Planning

Wealth Management

JULY 18, 2025

Resonant Capital Merges with Tax, Accounting Firm QBCo by Alex Ortolani Jul 18, 2025 1 Min Read SEC Chair Paul Atkins Alternative Investments SEC’s Atkins Says Changes to 401(k) Plans Must Be Reviewed Carefully SEC’s Atkins Says Changes to 401(k) Plans Must Be Reviewed Carefully by Nicola M.

Estate Planning

Wealth Management

JULY 18, 2025

Resonant Capital Merges with Tax, Accounting Firm QBCo by Alex Ortolani Jul 18, 2025 1 Min Read SEC Chair Paul Atkins Alternative Investments SEC’s Atkins Says Changes to 401(k) Plans Must Be Reviewed Carefully SEC’s Atkins Says Changes to 401(k) Plans Must Be Reviewed Carefully by Nicola M. 14 Another 39% have discontinued programs.

Estate Planning

Wealth Management

AUGUST 6, 2025

Despite requesting removal from the main estate, Brooke is reportedly set to receive funds from a small life insurance trust, which she intends to use for her children’s education. She is licensed to practice law in New York.

Estate Planning

Trade Brains

JULY 9, 2025

6.8%) Brigade Enterprises Ltd. (-3.7%) Niva Bupa Health Insurance Company Ltd. Written by Manideep Appana Disclaimer The views and investment tips expressed by investment experts/broking houses/rating agencies on tradebrains.in Investing in equities poses a risk of financial losses. 3.8%) PG Electroplast Ltd.

Healthcare

Nerd's Eye View

JULY 17, 2023

In the early days when financial advisors were first and foremost salespeople for insurance and investments products, the reality is that "advisor training and education" wasn't really about finance or advice… it was mostly just about learning how the company's products worked and how to effectively sell them to consumers.

Ethics

Nerd's Eye View

DECEMBER 12, 2022

Earlier this year, we introduced our own Investment Adviser Representative (IAR) CE programs that allow those in the growing number of states that have adopted the NASAA Model Rule to meet their 12 hours/year CE requirement.

Education

Million Dollar Round Table (MDRT)

FEBRUARY 4, 2024

By Bryce Sanders Like every profession, people believe in misconceptions about financial advisors and insurance agents. This likely involves financial planning, presenting a proposal addressing their issues, making investments, and meeting periodically to review performance and progress. Myth: Anyone can sell insurance.

License

NAIFA Advisor Today

FEBRUARY 16, 2024

Glenn Crawford is a Certified Divorce Financial Analyst (CDFA®) and a licensed insurance agent holding a Series 65 Investment Advisor Representative distinction. His mission is to support better financial outcomes for clients by educating, enabling, and empowering them to make sound decisions about their financial well-being.

License

Million Dollar Round Table (MDRT)

JUNE 18, 2023

He’s an investment advisor representative and CFP with life and health insurance licenses. If you’re just another financial planner, investment advisor, wealth manager or life insurance agent, you’re faced with competition from hundreds — or thousands — of people who say they do the same thing as you.

Financial Planner

Good Financial Cents

DECEMBER 12, 2022

M1 Finance is a personal finance company that offers a variety of financial services, including investment management, portfolio analysis, and stock trading. But does that mean they are safe for you to invest your money? No investment is completely risk-free, so it’s important to do your own research before investing any money.

Investments

Carson Wealth

JULY 12, 2022

By Craig Lemoine, Director of Consumer Investment Research . So much of our world is filled with abbreviations surrounding insurance and investment products, processes, education and accomplishments. . Translating from the secret language of financial planning, the sentence would read “Tammy specializes in insurance.

Financial Advising

Tucker Advisors

SEPTEMBER 27, 2021

Are Insurance Companies Safe? But just how solvent and safe are insurance companies? Shortly after The Great Recession began unraveling in 2008, many people feared insurance companies would suffer the same fate as investment banks like Lehman Brothers, Bear Sterns, Wachovia and Washington Mutual.

Insurance

Sara Grillo

JUNE 24, 2024

The math behind Universal Life Insurance Interest Rates is a twisted web and most consumers are deceived. Here’s the danger of relying on illustrations based upon unrealistic Universal Life Insurance interest rate assumptions. There is no securities license required to sell it. Don’t be fooled! What to do if you own a policy?

Insurance

James Hendries

JULY 13, 2022

Investing involves risks including possible loss of principal. No investment strategy or risk management technique can guarantee return or eliminate risk in all market environments. Investing in foreign and emerging markets debt or securities involves special additional risks. Click here to view the digital version.

Banking

Good Financial Cents

FEBRUARY 24, 2023

With most investing apps now offering commission-free trading, online brokers must find more creative ways to stand out. Webull , on the other hand, tries to place the focus on the customer by offering free stocks , fractional share investing, a user-friendly trading platform, extended hours trading, and 24/7 support.

Investments

Random Roger's Retirement Planning

APRIL 21, 2024

I am not licensed to sell annuities and I've never sold one to anyone. Despite my bias against annuities as insurance products, I am open to keeping tabs on products that annuitize income streams. The segment quickly turned a nerd fight over the better mousetrap for retail accessible venture investing. and $105.00.

Investments

Carson Wealth

APRIL 4, 2024

Information you’ll want to document includes: Bank accounts Investments Retirement accounts Estate planning documents (wills, trusts, etc.) This is particularly important when managing things like life insurance policies because once the grace period is missed, the policy will lapse and coverage will end.

Management

Trade Brains

NOVEMBER 11, 2023

is an investment management and advising firm. The firm provides its services to equity and fixed-income investment groups, investment pooling vehicles, mutual funds, and separate account institutional clients. Top Indian Stocks Held By Vanguard Group : Vanguard Group, Inc. As of April 2023, the company held around $7.7

Portfolio Analysis

MazumaBusinessAccounting

JUNE 30, 2021

For example, if your business made $75,000 last year but you invested $10,000 in new business equipment, you would deduct that $10,000 from your net income. This can include purchases, leases, mileage, repairs, maintenance, insurance, etc. Do you have to maintain a license for your job? What Will a Deduction Save Me?

Taxes

James Hendries

AUGUST 23, 2022

At this rate, home sales will likely continue to slow and residential investment could turn out to be a drag on Q3 economic growth. Investing involves risks including possible loss of principal. Indexes are unmanaged statistical composites and cannot be invested into directly.

Marketing

NAIFA Advisor Today

AUGUST 27, 2023

Laurie Adams is a Certified Financial Planner (CFP), helping people create financial plans to achieve financial security through investment management, retirement, trust, and planning services.

Certified Financial Planner

Sara Grillo

AUGUST 25, 2023

Pure fiduciaries These are advisors who hold no insurance or brokerage licenses and are considered pure fiduciaries. Clients are given full access to our entire offering (investments, retirement, college, insurance, tax, estate, etc.) So they are actually starting their investment journeys with me.

Financial Advisor

Good Financial Cents

JULY 11, 2022

I made some money selling, of course, but not nearly enough to justify the money I spent on products and the time I invested. The more investments you buy that have dividends, the more money you can make. Start Investing. One way is to invest in a business. On the flip side, however, the experience helped me quite a bit.

Financial Advisor

Sara Grillo

FEBRUARY 12, 2024

He says that he has proposed this to numerous CPAs he works with and they have all refused because it is too much work to go get a Series 65 license. Nothing in these materials may be construed as an investment, insurance, or financial recommendation. This will fall on deaf ears unless you really work closely with the CPA.

Financial Advisor

MazumaBusinessAccounting

OCTOBER 29, 2021

Matt started the Matthew Bishop Insurance Agency 12 years ago. At the time, he was working as a district manager for RadioShack while selling life insurance on the side to generate some extra income. “They told me they didn’t want someone who could just sell insurance,” Matt says. “It’s my time.

License

Clever Girl Finance

AUGUST 10, 2023

If you want to be a paramedic, then training, passing exams, and getting licensed as a paramedic is required. Licensed practical nurse (LPN) Median salary for licensed practical nurses: $54,620 a year Licensed practical nurses (LPNs) work under the supervision of registered nurses or physicians to provide direct patient care.

Medical