Nerd's Eye View

NOVEMBER 8, 2022

In this episode, we talk in-depth about the journey that Cean and his partners took, from originally starting their careers at an insurance company, then moving on to a brokerage firm, until they ultimately decided to transition to an independent RIA and on the advice of their attorney drop their FINRA licenses altogether to reduce the risks to their (..)

License 130

License Consulting Financial Advisor Insurance 130

Nerd's Eye View

SEPTEMBER 26, 2022

In fact, even a relatively modest shift to a higher-trust environment (which may be achieved by enacting higher standards) that just partially reduces the incredibly high client acquisition costs of financial advisors could more than offset the entire cost of fiduciary liability insurance from those higher standards! Read More.

Financial Advice 130

Financial Advice Financial Planner License Financial Advisor 130

Tucker Advisors

AUGUST 16, 2021

Client Appreciation Events: A Guide For Every Financial Advisor. Click the links below to jump to a client appreciation event page section specific to your needs. Why throw a client appreciation event? Client Event: What makes a good one? Client event examples. Client event follow up. Table of Contents .

Clients 52

Clients Financial Advisor Planning License 52

Million Dollar Round Table (MDRT)

JUNE 18, 2023

He’s an investment advisor representative and CFP with life and health insurance licenses. One of Robert’s challenges was that nothing about him made him special to prospects or clients. He told people he was a financial planner and that he worked with all kinds of clients.

Financial Planner 78

Financial Planner License Advertising Investment Advisor 78

Clever Girl Finance

JULY 29, 2023

Obtain a business license 7. Find (and keep) clients 13. Do I need a license to clean houses? Offer to clean a friend and/or family member’s house(s) to get honest feedback on your work and learn what you need to improve before working with clients. Choose your services 4. Register your business 5.

License 78

License Advertising Budgeting Clients 78

Nerd's Eye View

DECEMBER 12, 2022

Here at Kitces.com, we have sought to provide advisors with the insights and education they need to help their clients (and their firms) navigate these uncertain conditions, from blog posts and podcasts on these trending topics to the continued expansion of our Kitces Courses and our popular monthly Office Hours and webinars.

Education 201

Education CFP Certification License 201

Nerd's Eye View

JUNE 5, 2023

This month's edition kicks off with the news that Riskalyze has completed its previously-announced rebranding, and will now be known as “Nitrogen”, a ”growth platform” for advisory firms – which represents less of a shift in the platform’s core function (given that Riskalyze’s risk tolerance tool was always (..)

Risk Tolerance 177

Risk Tolerance Retirement License Retirement Planning 177

Million Dollar Round Table (MDRT)

APRIL 23, 2023

What does that mean for advisors working entirely or partially remote from their clients? Research and sharing Three years ago, Sofia Dumansky, MBA, LUTCF , primarily worked only with clients in Connecticut and Massachusetts. Now, because of the opportunities that Zoom provides, she has licenses and clients in 12 states.

Clients 82

Clients License Communication CFP 82

Harness Wealth

FEBRUARY 20, 2024

CPAs are licensed by state boards of accountancy in the state where they practice. Once licensed, CPAs work in various settings including public accounting firms, corporate finance departments, and other financial companies offering services that span tax preparation and planning, auditing, and financial strategy.

Taxes 52

Taxes License Education Tax Planning 52

Million Dollar Round Table (MDRT)

FEBRUARY 4, 2024

They do not know licenses are needed. How long have you been with the firm? Are you on a team? What is the combined experience of the team? How long was the training period? Myth: Anyone can sell insurance. They might think you are new at it and need to practice on some people before you “get it right.”

License 92

License Insurance Financial Advisor Financial Planning 92

NAIFA Advisor Today

FEBRUARY 27, 2023

Peg Fraser began her career in insurance and financial services selling health insurance part-time, but she soon found the same question coming up again and again from her clients. She got licensed and “careered” with COUNTRY, joining an elite group of financial service professionals within the company, just four years later.

License 52

License Financial Services Insurance Financial Planning 52

James Hendries

NOVEMBER 3, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Asset Allocation Investment Advisor Economics 52

James Hendries

DECEMBER 12, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Economy Investment Advisor Insurance 52

James Hendries

JULY 13, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Investment Advisor Economy License 52

James Hendries

OCTOBER 4, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Investment Advisor Economy License 52

James Hendries

JULY 21, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Investment Advisor License Financial Advice 52

James Hendries

AUGUST 15, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Marketing Marketing Valuation 52

James Hendries

SEPTEMBER 8, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Investment Advisor License Economics 52

Trade Brains

NOVEMBER 11, 2023

The firm provides its services to equity and fixed-income investment groups, investment pooling vehicles, mutual funds, and separate account institutional clients. Zee earns money through advertising, subscription services, content licensing, theatre productions, music licensing, and movie distribution. ROCE (%) 13.68

Portfolio Analysis 105

Portfolio Analysis Portfolio Manufacturing Distribution 105

The Richer Geek

MARCH 23, 2022

Hair is a persistent and aggressive litigator licensed and has clients from all over the world. He focuses not only on the litigation in front of the client but the long-term personal and business effects that his clients' issues will cause. His clients are family to him and it shows.

Insurance 52

Insurance Assets Insurance Coverage License 52

Steve Sanduski

JUNE 21, 2022

In a Nutshell: Advisors have an extraordinary opportunity to understand their clients at a deeper level. Guest: Dr. Joy Lere , a licensed clinical psychologist and behavioral finance consultant. . ” Meaningful, sustained behavior change is a multi-stage process that advisors have to be prepared to help their clients navigate.

License 52

License Clients Consulting Financial Planning 52

BlueMind

SEPTEMBER 11, 2022

Category: Clients Risk. Determining the risk profile is essential so that you may construct a feasible financial strategy for your client’s goals. However, it should be well understood that a client’s financial profile includes their risk tolerance and their risk capacity. Related: How to Determine Your Client’s Risk Tolerance!

Risk Tolerance 98

Risk Tolerance Clients Portfolio Investing 98

International College of Financial Planning

JULY 30, 2022

As investing experts, CFP professionals use their knowledge of diversification and asset allocation to help their clients create wealth through sound investing practices. CFP understand clients psychology so they know what questions to ask when meeting with clients. They do this through comprehensive financial planning services.

Certified Financial Planner 52

Certified Financial Planner Financial Planner Assets CFP 52

Carson Wealth

JULY 12, 2022

She reviewed two types of annuity contracts often used for retirement and helped determine which one is the best fit for her client.” . I could also be fairly sure that Tammy is a licensed insurance agent and that she has access to sophisticated software tools and may or may not engage in financial planning.

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

MarketWatch

APRIL 13, 2023

He added that each 12-month delay to competitive biosimilars for cancer treatment Keytruda represents a 7% increase in net present value, which leads to “material upward risk” to his Keytruda estimates.

License 40

License Clients Marketing Marketing 40

Carson Wealth

APRIL 4, 2024

A trusted contact is someone the financial institution can contact if they are having difficulty contacting their client. Gathering the Appropriate Legal Documents In order to have legal authority to step in and help your parents make decisions about their finances, you’ll need to have a few essential legal documents in place.

Management 137

Management Healthcare Medical Estate Planning 137

Nationwide Financial

OCTOBER 6, 2022

It should come as no surprise that there are unique tax implications for your client to consider as a remote worker. Your client’s tax rates will be dependent on many factors as a remote worker, including state of residence, where their employer is located, and whether they are located primarily in the US or abroad.

Taxes 52

Taxes Consulting Clients License 52

Walkner Condon Financial Advisors

JULY 27, 2023

Occasionally we like to inform our clients about what is going on at Walkner Condon, as we have some exciting updates to share with you. She gave us plenty of notice so that we could locate and train her eventual replacement in order to maintain client service levels. We expect very limited disruption for our clients.

Executive Compensation 52

Executive Compensation Clients Communication Education 52

Walkner Condon Financial Advisors

MAY 12, 2023

Occasionally we like to inform our clients about what is going on at Walkner Condon, as we have some exciting updates to share with you. She gave us plenty of notice so that we could locate and train her eventual replacement in order to maintain client service levels. We expect very limited disruption for our clients.

Executive Compensation 52

Executive Compensation Clients Communication License 52

Harness Wealth

MARCH 5, 2024

Some tax advisors may have different hourly rates for different types of services based on client type and complexity. This enables advisors to set minimum fees for clients and add on fees as more services are needed. Ask about the types of clients CPAs, EAs, and tax attorneys have worked with in the past.

Taxes 52

Taxes Tax Planning Ethics Education 52

Clever Girl Finance

AUGUST 10, 2023

If you want to be a paramedic, then training, passing exams, and getting licensed as a paramedic is required. Licensed practical nurse (LPN) Median salary for licensed practical nurses: $54,620 a year Licensed practical nurses (LPNs) work under the supervision of registered nurses or physicians to provide direct patient care.

Medical 72

Medical Healthcare Certification Education 72

Integrity Financial Planning

OCTOBER 3, 2023

While Blended Perspectives still made the lion’s share of their money by reselling Jira and Confluence licenses, MARS provided Blended Perspectives with a unique selling proposition, separating it from the multitude of other Atlassian resellers and, in the process, enhancing its appeal to prospective clients.

Distribution 97

Distribution License Financial Planning Planning 97

The Richer Geek

AUGUST 24, 2022

He created marketing strategies, content and campaigns for clients including Microsoft, Google, LinkedIn and HP and Contributed to Wired, Forbes and Popular Science. Matthew also has his commercial pilots license and an advanced wine diploma. But not necessarily in that order. Have you seen the film Somm? Like that!)

Management 52

Management Marketing Marketing License 52

International College of Financial Planning

APRIL 20, 2022

Becoming a financial planner requires an understanding of the financial markets, investment strategies, and the ability to communicate with clients. You’ll need to have a good understanding of the financial markets and be able to provide sound advice to clients. You may also need to obtain certifications and a license.

Financial Planner 52

Financial Planner Certification Education Certified Financial Planner 52

MazumaBusinessAccounting

APRIL 20, 2021

filing for a business license and deciding on a business entity. applying for licenses & permits. creating contracts for use with customers, clients or vendors. Here’s our short list as to when you can do it yourself compared to when you might consider hiring an attorney: When You Could DIY It.

License 52

License Communication Accounting Taxes 52

WiserAdvisor

JUNE 2, 2023

These advisors vary in terms of their areas of expertise and the specific types of financial services they provide, and tailor their advice to their client’s financial situation, needs, and goals. Investment advisors help manage and diversify a client’s portfolio to limit their exposure to market volatility.

Financial Advisor 52

Financial Advisor Financial Planner Wealth Management Portfolio Management 52

Sara Grillo

MAY 10, 2024

One of my best clients who runs a business just hired another advisor to manage their 401k plan.” ” I’ve heard iterations of this: I’m a CPA and financial advisor, and my best tax return client just hired someone else to do their retirement planning. Question from a subscribe r: “I’m stunned.

Clients 52

Clients License Retirement Planning Financial Advisor 52