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Nerd's Eye View
NOVEMBER 15, 2022
Stacey is the President of Envision Financial Planning, an independent RIA based in Memphis, Tennessee, that oversees nearly $200 million in assets under management for 206 client households.
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Wealth Management
JUNE 20, 2023
Ballast Rock Group’s Simon O’Shea shares insights on the launch of the firm's new SEC registered broker/dealer and why it felt the move was necessary.
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How To Overcome Change Fatigue In Finance With Neuroscience-Backed Strategies
Protect What Matters: Rethinking Finance Ops In A Digital World
Your Accounting Expertise Will Only Get You So Far: What Really Matters
Wealth Management
AUGUST 20, 2024
Over the last year, Swenson has been expanding Osaic’s options for advisors who want to operate without a FINRA license.
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Wealth Management
OCTOBER 31, 2024
Meant for non-licensed advisors, the new platform generates carrier-agnostic quotes and provides a digital application process.
290 
Wealth Management
MARCH 8, 2024
Introducing the Chicago RIA on International Women’s Day, Expressive led by 3 female partners and has licensed clinical psychologist on staff.
290 
Wealth Management
SEPTEMBER 28, 2023
Kraken has applied with FINRA for a broker/dealer license to allow it to trade US-listed stocks and ETFs, targeting a 2024 launch.
274 
Abnormal Returns
JULY 28, 2024
wsj.com) Revolut now has a UK banking license. ft.com) Fund management Does your alternatives fund charge fees on gross or net assets? (allstarcharts.com) It's not just the U.S. that is seeing fewer publicly traded companies. apolloacademy.com) Finance How cold-storage operator Lineage ($LINE) became the biggest IPO of 2024 so far.
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Wealth Management
JUNE 4, 2024
With licenses from FINRA and the SEC, Prometheum hopes to remove barriers preventing RIAs from recommending digital assets. It’s hired Marc Nichols to lead the effort.
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Wealth Management
AUGUST 3, 2023
Also, Advisor360 announces several client portal and platform updates and Modern Life debuts its generative AI chatbot, which the company claims has passed the life insurance licensing exam.
246 
Abnormal Returns
DECEMBER 15, 2023
wsj.com) The Coterie was built to investors manage their investments in VC funds and other alternative assets. washingtonpost.com) Streaming Why production companies are freely licensing content to streamers. (nypost.com) Startups Companies like Sunset and Simple Closure help startups close up shop.
260 
Wealth Management
JANUARY 25, 2023
The Wall Street Journal breaks down the competition in the race to land casino licenses in New York City. King Charles’ real estate company is suing Twitter over unpaid rent, reports Insider. These are among today’s must reads from around the commercial real estate industry.
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Wealth Management
DECEMBER 7, 2022
to pursue one of three gaming licenses for New York’s downstate area. Related Cos. is teaming up with Wynn Resorts Ltd. Competitors include SL Green Realty Corp., which has proposed a casino project in Times Square in partnership with Caesars Entertainment Inc. and Jay-Z’s Roc Nation.
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Nerd's Eye View
APRIL 8, 2025
Seth is the founder of Heartwood Financial Planning, an advisory firm affiliated with PlanMember Securities Corporation that is based in Fresno, California, and oversees approximately $100 million in assets under management for 850 client households.
The Big Picture
FEBRUARY 24, 2023
Quartz ) • After Multibillion-Dollar Fintech Binge, Wall Street Has a Writedown Hangover : Blue-chip firms spent big on companies promising new ways to make payments or manage money. The firm is the largest listed PE/Buyout firm in Europe, managing $135 billion in assets in Private equity, infrastructure, real estate and debt.
289 
Wealth Management
JANUARY 25, 2023
Move’s Realtor.com operates under an agreement and trademark license with the group. Any deal would require negotiations with the National Association of Realtors.
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Carson Wealth
APRIL 4, 2024
Once cognition or health is impaired, things can become far more difficult for everyone to manage. You will also need to notify the appropriate government agencies and fill out any necessary forms before you can manage your parents’ benefits. Begin by emphasizing that you are there for them and that you will follow their lead.
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Nerd's Eye View
NOVEMBER 29, 2022
Anh is the Founder and Managing Partner for SageMint Wealth, a corporate LPL-affiliated RIA based in Orange, California, that oversees nearly $325 million for 195 client households. Welcome back to the 309th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Anh Tran.
246 
Nerd's Eye View
JULY 17, 2023
Accordingly, in 2020 the North American Securities Administrators Association (NASAA) introduced a Model Rule for the first-ever CE obligation for Investment Adviser Representatives (IARs) to maintain their Series 65 license after initially obtaining it.
245 
Trade Brains
JUNE 7, 2025
A mining concessionaire is a government-issued license or lease that gives the company exclusive rights to operate in a specific mining zone. are their own, and not that of the website or its management. As per the latest shareholding pattern for Q4FY25, promoters have increased their stake in Nava Limited to 50.13 percent, up from 48.89
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Trade Brains
JUNE 13, 2025
Whale is the technological engine for cross-border payments and treasury management. Asset managers like BlackRock now also offer tokenised money-market funds. Written By Fazal Ul Vahab C H The post Chinese billionaire Jack Ma Seeks Stablecoin Licenses in Hong Kong and Singapore appeared first on Trade Brains.
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Wealth Management
NOVEMBER 1, 2022
Joy Lere is a licensed clinical psychologist and co-founder of Shaping Wealth.
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MarketWatch
MARCH 2, 2023
The New York State Office of Cannabis Management on Thursday said it’s increasing the number of conditional adult-use retail dispensary licenses to 300 from 150. At last check, the state has issued 66 provisional conditional adult-use retail dispensary (CAURD) licenses and four dispensaries have opened.
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Harness Wealth
APRIL 4, 2025
How to Anticipate and Navigate Property Tax Scenarios for Businesses ( Carl Hoemke , CPA Practice Advisor) Property taxes and business license compliance present a complex landscape, especially when significant business events involving mergers, acquisitions, or expansion occur. Transfer Pricing: The C-suite Needs to be Informed ( Steven C.
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Random Roger's Retirement Planning
NOVEMBER 9, 2022
If you believe in trying to hedge or otherwise manage downside volatility in the context we've been writing about all year then you already have that hedge exposure in your portfolio. We'll see if it drives equities prices in the long term or not. This is all happening in the middle of a bear market for equities.
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The Big Picture
OCTOBER 7, 2024
Its money managers underperformed after changing personnel and strategies at the worst times. Penn Today ) • Don’t ever hand your phone to the cops : Digital IDs make it tempting to leave your driver’s license at home — but that’s a dangerous risk. ( That’s down from $44 billion in 2022. ( The Hosts Aren’t Human.
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NAIFA Advisor Today
FEBRUARY 16, 2024
Glenn Crawford is a Certified Divorce Financial Analyst (CDFA®) and a licensed insurance agent holding a Series 65 Investment Advisor Representative distinction. Before entering the wealth management industry, he enjoyed a career in information technology and was a partner in a $65 million consultancy firm.
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Trade Brains
JUNE 17, 2025
License Grant Update The company has received significant regulatory approval from the Department of Telecommunications, Ministry of Communications, Government of India. The company has been granted a Unified License – VSAT Virtual Network Operator (UL VSAT-VNO) authorisation for services at the national level.
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Nerd's Eye View
NOVEMBER 8, 2022
Cean is the CEO and co-founder of Ironwood Wealth Management, an independent RIA based in Chandler, Arizona that oversees just under $550 million of assets under management, for nearly 500 households. Welcome back to the 306th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Cean Kenefick-Rogers.
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MarketWatch
MARCH 16, 2023
A coalition of licensed medical cannabis operators has filed a lawsuit against the New York cannabis regulator, alleging it overstepped its authority and subverted the intent of the state legislature by failing to comply with provisions of the 2021 Marihuana Regulation and Taxation Act, or MRTA.
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Trade Brains
JUNE 6, 2025
Therefore, the judge questioned management’s commitment to users. Zensui will manage WazirX’s crypto services from Panama. Following this, the company rejects seeking Singapore licenses. Significantly, WazirX hid plans to relocate and rebrand. This shocked the court. Users received an email explaining this move.
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MarketWatch
MAY 30, 2023
The New York State Cannabis Control Board on Tuesday approved a settlement to a lawsuit that prevented it from issuing licenses in the Finger Lakes region. The Cannabis Control Board approved the Office of Cannabis Management to enter into a settlement agreement and stipulation of dismissal between Variscite and the office.
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Trade Brains
JUNE 12, 2025
Also read: Auto ancillary stock jumps 5% after receiving order worth ₹29 Cr from USA based company Government excise duties The Maharashtra cabinet, led by Deputy CM Devendra Fadnavis, has approved a sharp hike in liquor excise duties and licensing fees to boost annual revenue by Rs 14,000 crore.
52 
Million Dollar Round Table (MDRT)
JUNE 18, 2023
He’s an investment advisor representative and CFP with life and health insurance licenses. If you’re just another financial planner, investment advisor, wealth manager or life insurance agent, you’re faced with competition from hundreds — or thousands — of people who say they do the same thing as you.
The Richer Geek
AUGUST 24, 2022
24:11] How does he manage remote workers? [29:10] 29:10] How does he keep employees happy [32:01] About his website called: www.geekboss.com (Modern management) [34:50] How does he develop and design games? Matthew also has his commercial pilots license and an advanced wine diploma. He designed games for Lego. Like that!)
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The Big Picture
FEBRUARY 16, 2023
Zoomers are shunning cars and driver’s licenses. New York Times ) Be sure to check out our Masters in Business interview this weekend with Tim Buckley , CEO of the Vanguard Group , which manages $7.2 The shift to EVs will make things worse. Vox ) • ‘I’ll call an Uber or 911’: Why Gen Z doesn’t want to drive. Will it last?
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Clever Girl Finance
JULY 29, 2023
Obtain a business license 7. Do I need a license to clean houses? As a residential cleaning business, working with just a few weekly clients on a fixed schedule with a time management plan is all you need. Leverage the resource on SBA.gov to get started with setting up the business licenses you need. Table of contents 1.
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Trade Brains
JUNE 16, 2025
The company has licensing agreements with popular characters and brands like Dennis the Menace, Disney, Garfield, Hallmark, Peanuts, and others for merchandising and greeting card designs. are their own, and not that of the website or its management. crore in Q4 FY24 to Rs. crore in Q4 FY25, which is a drop of 15.69
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Trade Brains
DECEMBER 20, 2022
Radiant Cash Management IPO Review : Radiant Cash Management Services Limited is coming up with its Initial Public Offering. In this article, we will look at the Radiant Cash Management IPO Review 2022 and analyze its strengths and weaknesses. Radiant Cash Management IPO Review – About The Company.
52 
International College of Financial Planning
JULY 30, 2022
Certified Financial Planner (CFP) is globally the most respected financial designation for personal assets management. Here will discuss why CFP professionals are the first choice for millions of people worldwide regarding managing their finances. As an individual investor, CFPs are experts in the field of personal asset management.
Carson Wealth
APRIL 9, 2025
Zach enjoyed reconnecting with Carter and discussing the importance of financial literacy and the pathway for more Iowan’s to obtain their CPA License. While there, he had the opportunity to sit down with State Representative Carter Nordmana familiar face from his time at the University of Northern Iowa.
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Yardley Wealth Management
SEPTEMBER 3, 2024
Insights from Financial Experts and Entrepreneurs appeared first on Yardley Wealth Management, LLC. Mike Garry : Financial advisor, CFP®️, founder and CEO of Yardley Wealth Management, and estate planning lawyer at Yardley Estate Planning. The post Are You Ready to Start Your Own Business?
Trade Brains
JUNE 11, 2025
Its business mainly consists of products like digital map data, GPS navigation, location-based services, licensing, and royalties. are their own, and not that of the website or its management. Investing in equities poses a risk of financial losses. Investors must therefore exercise due caution while investing or trading in stocks.
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Carson Wealth
JULY 12, 2022
I could also be fairly sure that Tammy is a licensed insurance agent and that she has access to sophisticated software tools and may or may not engage in financial planning. Investment adviser representatives (IARs) who charge clients fees are also required to take their licensing exams, among many other legal requirements. .
Darrow Wealth Management
JANUARY 13, 2025
Further, some lenders are only licensed in certain states. The post 7 Ways to Buy a New Home Before Selling Your Current House appeared first on Darrow Wealth Management. The difficulty is when non-conforming or jumbo loan buyers don’t have the cash in hand for a 20% down payment.
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