Carson Wealth
JULY 12, 2022
I could also be fairly sure that Tammy is a licensed insurance agent and that she has access to sophisticated software tools and may or may not engage in financial planning. Investment adviser representatives (IARs) who charge clients fees are also required to take their licensing exams, among many other legal requirements. .
Nerd's Eye View
JULY 17, 2023
Accordingly, in 2020 the North American Securities Administrators Association (NASAA) introduced a Model Rule for the first-ever CE obligation for Investment Adviser Representatives (IARs) to maintain their Series 65 license after initially obtaining it.
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WiserAdvisor
NOVEMBER 21, 2022
Unlike the average investor or other financial professionals, a CFP is a licensed expert in areas like estate planning, taxes, retirement, insurance, and investment planning. Equally important for sustaining their license is the professional conduct of the CFP, which is subjected to great scrutiny by the Board.
Trade Brains
JANUARY 20, 2023
A Case Study on ‘Satyam Scam’ Accounting Scandal: When the 2008 recession hit the world, India was not only going through a financial crisis but also an ethical crisis. PwC initially claimed that their failure to catch the fraud was due to the reliance placed by them on information provided by the management. 7000 crores.
Zoe Financial
DECEMBER 20, 2022
Don’t be surprised if, in the near future, you can “drive” a car without a driver’s license. Investment Management : With the right software and algorithm, these developments can analyze market data and decide how to account for risk and return. This may help individuals better manage their risk tolerance.
International College of Financial Planning
SEPTEMBER 3, 2021
When choosing this, look for a planner with an active license, one who is accredited by a board or association, and one who has experience of working with clients of your profile. A financial advisor is a certified financial planner who is licensed and regulated to take mandate decisions on multiple aspects of financial planning.
Clever Girl Finance
FEBRUARY 12, 2023
All you need are a few tools, a good work ethic, and an entrepreneurial spirit. For instance, you can make money as a freelance writer , manage social media accounts, or do video editing. You can also offer more specific virtual assistant services such as social media management (Facebook, Twitter, Pinterest, etc.),
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