Steve Sanduski

JANUARY 16, 2024

In a Nutshell: Back in 1999, Mark Hurley dropped a bombshell white paper that predicted the wealth management industry would be consolidated into less than 100 firms, there would be a huge amount of M&A, and the small RIAs would fall by the wayside. The first part of Mark’s prediction definitely came true.

Wealth Management 59

Wealth Management Management Clients Financial Services 59

Carson Wealth

DECEMBER 13, 2022

Financial service professionals call themselves lots of things — most of the time using the title established by their firm. Regulators of financial planning firms and accrediting bodies do not lay out differences in nomenclature. RIAs commonly use two titles for their IARs: Financial Advisor and Wealth Manager.

Wealth Management 52

Wealth Management Financial Advisor Management Financial Planner 52

Fortune Financial

SEPTEMBER 25, 2023

How to Choose the Right Wealth Management Firm in Kansas City Managing your wealth is a crucial aspect of financial success and security. Let’s look at key factors to consider when selecting the ideal wealth management firm in the Kansas City metro area.

Wealth Management 52

Wealth Management Management Risk Tolerance Retirement Planning 52

Nerd's Eye View

MAY 17, 2024

Altogether, the study suggests that social media engagement is driven more by the quality (and originality) of the advisor's content, rather than the quantity of posts. Read More.

Financial Planner 130

Financial Planner Wealth Management Retirement Investment Planning 130

International College of Financial Planning

JUNE 30, 2022

Hiring a wealth manager is one of the biggest financial decisions you’ll make. Hiring a wealth manager is a long-term investment, so it’s important to find someone who will take the time to get to know your goals, values, and long-term goals. Factors to be considered before hiring a wealth manager. .

Wealth Management 52

Wealth Management Management Financial Planner Tax Planning 52

Wealth Management

OCTOBER 26, 2023

Compliance has not kept up with the current the dynamic regulatory environment and its multitude of requirements.

Compliance 109

Compliance Financial Services 109

Wealth Management

APRIL 7, 2024

How advisors can use this technology to their advantage.

Financial Services 89

Financial Services 89

NAIFA Advisor Today

MARCH 27, 2023

After Curt Lindsay earned his bachelor's degree in business and master’s degree in finance, he chose to follow his interest in economics and, in 1996, he entered the insurance and financial services industry as an agent and registered representative with Equitable.

Wealth Management 52

Wealth Management Management Financial Services Insurance 52

The Irrelevant Investor

JULY 30, 2019

This in and of itself shouldn't necessarily disqualify somebody from giving financial advice, but at the very least, the potential client ought to know about it. Unfortunately, some of the behavior in the financial services industry makes the allegations described in this article look virtuous in comparison.

Financial Services 52

Financial Services Certified Financial Planner Financial Planner Certification 52

Wealth Management

MAY 13, 2024

Live, in person and interactive training works best to help adults learn about 401(k)s.

Financial Services 79

Financial Services 79

Abnormal Returns

APRIL 3, 2023

(wiredplanning.com) The biz Even before Fisher Investments' HQ move, Dallas-Fort Worth is already a hub for financial services firms. riabiz.com) First Citizens is acquiring SVB's wealth management unit. riabiz.com) Envestnet ($ENV) is adding Lauren Taylor Wolfe and Wendy Lane to the board to avoid a proxy fight.

Financial Counseling 130

Financial Counseling Wealth Management Retirement Planning Retirement 130

Wealth Management

SEPTEMBER 28, 2022

The involved firms include some of the biggest names in the financial services and wealth management space, including BofA, Citigroup, Morgan Stanley and UBS.

Wealth Management 104

Wealth Management Financial Services Management 104

Indigo Marketing Agency

OCTOBER 3, 2023

The fact is, whether you’re looking to expand your financial services business or preserve assets for years to come, you need to be able to effectively relate and communicate with the younger generation. But what if we told you it doesn’t have to be difficult?

Wealth Management 52

Wealth Management Financial Advisor Clients Management 52

Wealth Management

APRIL 4, 2023

AI-enabled technologies have not taken over but they are starting to move into client-facing, front-of-the-house roles.

Financial Services 102

Financial Services Marketing Marketing Clients 102

Nerd's Eye View

MARCH 4, 2024

This month's edition kicks off with the news that advisor lead generation platform Datalign Advisory reached nearly $15B in referred client assets (and almost $3B in actually-converted assets) in just its 2nd year of business, as advisor demand for paid leads continues to rise (especially with Datalign's flat-fee one-advisor-per-lead model)… (..)

Startup 186

Startup Wealth Management Clients Portfolio 186

The Big Picture

OCTOBER 28, 2023

Business Insider ) • UBS Looks Beyond Credit Suisse to Bank Even More Billionaires : The return of CEO Sergio Ermotti and the acquisition of its Swiss rival have the bank doubling down on wealth management and expanding in the US. Wellington is one of the world’s top 20 asset managers, was founded in 1933, and runs $1.2

Wealth Management 271

Wealth Management Financial Services Banking Management 271

Wealth Management

MARCH 18, 2024

Especially in 401(k) plans.

Financial Services 79

Financial Services Planning 79

Wealth Management

JANUARY 25, 2023

Proactive ways to attract and retain diverse talent from PlanCorp's chief talent officer.

Financial Services 114

Financial Services 114

Wealth Management

DECEMBER 1, 2022

EP Wealth picks up its second East Coast firm, adding $274M in assets.

Financial Services 101

Financial Services Wealth Advisor Assets 101

Wealth Management

MARCH 30, 2023

Only 28% of advisors are female.

Financial Services 117

Financial Services 117

Advisor Perspectives

SEPTEMBER 13, 2023

Its impact on the wealth management profession has been profound, from gravity-defying value creation on the stock market to optimizing the day-to-day operations of an advisory practice. Artificial Intelligence has been a category-killer among investment themes in the past year.

Management 52

Management Investing Investments Wealth Management 52

Wealth Management

MAY 2, 2024

While the firm's sales and marketing teams will benefit first, Franklin Templeton hopes the technology will have broader applications for financial services.

Financial Services 95

Financial Services Sales Marketing Marketing 95

NAIFA Advisor Today

FEBRUARY 8, 2023

Wheeler, CFP, CLU, ChFC, CRPC, LUTCF, CLTC, LACP , Senior Executive Partner of Totus Wealth Management and loyal NAIFA member since 1973, is featured in this month's InsuranceNewsNet magazine.

Wealth Management 52

Wealth Management CFP Financial Services Education 52

Wealth Management

MARCH 28, 2024

Borger Financial Services made the move from Hornor, Townsend & Kent for more flexibility and access to alternatives through an iCapital partnership.

Financial Services 117

Financial Services 117

Wealth Management

APRIL 29, 2024

Financial services still rely on content. Upgrade workflows with the Content Cloud for file management, collaboration, and security.

Financial Services 95

Financial Services Management 95

Wealth Management

APRIL 2, 2024

The "Father of Fiduciary" Don Trone shares why the fiduciary framework should no longer be the cornerstone of the financial services profession.

Financial Services 112

Financial Services 112

NAIFA Advisor Today

AUGUST 19, 2022

Jacobs will discuss: Major trends in insurance and financial services. The relationship between the insurance and wealth management industries. On August 24, join LIBRA Senior VP of Business Development Jon Jacobs for a 15-minute industry update. The potential impact of brokerage mergers and acquisitions.

Wealth Management 52

Wealth Management Insurance Financial Services Management 52

Nerd's Eye View

SEPTEMBER 28, 2022

Joe is a Partner and Head of Goldman Sachs Personal Financial Management, a national wealth management firm within Goldman Sachs which oversees more than $100 billion in assets under advisement for tens of thousands of client households.

Financial Advisor 130

Financial Advisor Executive Compensation Wealth Management Recruitment 130

Wealth Management

MARCH 21, 2024

ROffice is similar to other freelance services marketplaces out there, such as Fiverr or Upwork, but it’s specific to the financial services industry.

Financial Services 114

Financial Services 114

Carson Wealth

APRIL 18, 2023

Carson Wealth announced the partnership of Overland Park-based, wealth management firm, Integrated Wealth. Jack Lindsey started Integrated Wealth in 1984, with a vision of creating a client-first financial services firm, dedicated to providing professional service with a personalized touch.

Wealth Management 83

Wealth Management CFP Professional Services Clients 83

Wealth Management

MAY 26, 2023

Applying the lessons of honor and dedication to empower clients.

Financial Services 93

Financial Services Clients 93

Nationwide Financial

FEBRUARY 14, 2023

To advance actionable solutions and contribute to lasting change, Nationwide partnered in September 2020 with leading financial services organizations, associations and historically Black colleges and universities (HBCUs ) to form The Financial Alliance for Racial Equity℠, or FARE.

Financial Services 98

Financial Services CFP Certified Financial Planner Certification 98

Trade Brains

MARCH 8, 2024

This benefited multiple companies that earn from activities in the financial markets. Both of them have millions of clients and offer financial services. Through its innovative approach and digital prowess, Angel One Limited continues to play a pivotal role in shaping the financial landscape for millions of Indians.

Planning 59

Planning Financial Services Retail Distribution 59

Nationwide Financial

DECEMBER 8, 2022

Key Takeaways: The Financial Alliance For Racial Equity was formed to do more than just encourage firms to build diversity in their workforce. The group is also focused on attracting diverse talent who may not previously have considered a financial services career. What does it take to attract top diverse talent to your firm?

Recruitment 52

Recruitment Financial Services Certification CFP 52

Wealth Management

APRIL 30, 2024

Join Shannon Rosic and Dana Rhodes, as they discuss Axtella's recent rebranding and firm initiatives, focusing on personalized services, next-gen advisor support, and innovative technology in the financial services industry.

Financial Services 77

Financial Services 77

FMG

OCTOBER 14, 2022

To demonstrate that, we’ve compiled a few of the best financial services websites to inspire your own. Financial Freedom Wealth Management Group. Based out of Newport, Oregon the Financial Freedom Wealth Management website focuses on retirement planning services.

Financial Advisor 98

Financial Advisor Wealth Management Wealth Advisor Clients 98

Nerd's Eye View

DECEMBER 15, 2022

For the better part of a decade, the financial services industry has anticipated the coming of fee compression, mainly due to the rise of robo-advisors offering low-cost automated wealth management services.

Estate Planning 130

Estate Planning Wealth Management Financial Services Financial Advisor 130