Carson Wealth

JULY 12, 2022

The first step in the competency stairway is regulatory compliance. . The securities industry weaves the Financial Industry Regulatory Authority (FINRA) and state securities commissioners into a regulatory quilt, also requiring stockbrokers and their registered agents to pass registration exams and complete annual compliance training.

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

Sara Grillo

JULY 8, 2022

My Portfolio Manager and I have a standing hour set aside each week to identify tax loss harvesting opportunities or households that might need rebalancing. Admittedly I spend 30 minutes a day on social media, Twitter and LinkedIn, but focused on deliberately interacting and not just scrolling.

Financial Advisor 59

Financial Advisor Financial Planner Clients Compliance 59

Fortune Financial

SEPTEMBER 25, 2023

Tax Considerations Be mindful of tax implications related to your goals. Certain investments or strategies may offer tax advantages, while others could result in higher tax liabilities. Consulting with an advisor can help you optimize your financial plan along with identifying the impact of potential future tax changes.

Wealth Management 52

Wealth Management Management Risk Tolerance Retirement Planning 52

Diamond Consultants

OCTOBER 10, 2023

When it comes to the services they provide to clients, advisors layer in activities such as tax preparation, estate planning, and concierge services to not only satisfy growing client requirements but also to justify a fee increase or generate new sources of revenue.

Math 52

Math Recruitment Consulting Clients 52

Diamond Consultants

DECEMBER 5, 2023

Increasing bureaucracy, rising compliance restrictions, diminishing freedom over investments, and client communications—just a few of the issues we hear about from advisors every day. Or growth may be stymied by an inability to utilize social media and marketing to differentiate and develop new prospects.

Compliance 52

Compliance Clients Retirement Recruitment 52

Sara Grillo

MARCH 13, 2023

Bak believes that if the market is down and there is an opportunity to tax loss harvest, there may be an exodus from SPY. For marketing tips in the transparency age… Learn what to say to prospects on social media messenger apps without sounding like a washing machine salesperson. VOO is at $271, VTI is at $274, and IVV is at $300.

Financial Advisor 59

Financial Advisor Assets Management License 59

Sara Grillo

DECEMBER 12, 2022

Learn what to say to prospects on social media messenger apps without sounding like a washing machine salesperson. You could also consider my financial advisor social media membership which teaches financial advisors how to get new clients and leads from LinkedIn. For advise on such matters, contact a legal or compliance advisor.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Sara Grillo

APRIL 21, 2022

I feel that to proclaim that somebody is a top advisor based on AUM or Twitter followers is an abridgement of morality, and it is my goal to overshadow any media voice that claims as such. I did not interview all the hundreds of thousands of advisors out there, I conducted research using Google and posted on social media.

Ethics 52

Ethics Financial Advisor Clients Management 52

Sara Grillo

SEPTEMBER 12, 2022

Salaske adds that every time the CFP fees go up, on social media there is a big outcry but they still renew because they are using it for marketing purposes. #6 You could also consider my financial advisor social media membership which teaches financial advisors how to get new clients and leads from LinkedIn. Public Disclosure Copy.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

The Big Picture

MAY 16, 2023

I know him from Lindzonpalooza from his early media work. So strap yourself in for a fun conversation about what it’s like to be at — “in the room where it’s happening” to quote Hamilton, but to be at the intersection of media and finance and technology as the world is blowing up. How did that come about?

Media 281

Media Investing Investments Valuation 281

AdvisorPR

MAY 13, 2020

And whatever is an approved format with compliance; keep in mind the security and archiving requirements for your communications.) Ongoing communication on account status, current economic news and general financial advice will continue to be provided via one-on-one meetings, webinars, e-newsletters, social media and similar.

Communication 52

Communication Accounting Financial Advice Clients 52

Brown Advisory

AUGUST 14, 2023

This is nefariously exploited by social media.3 This is nefariously exploited by social media.3 For social media types selling advertising, the algorithms need to be tuned to keep serving up “new” information to keep our attention – with scant regard to the quality of the information presented.

Investing 52

Investing Investments Portfolio Accounting 52

Indigo Marketing Agency

AUGUST 11, 2020

Remember, your prospects don’t necessarily care about the tax strategies you use or the risk analysis software you swear by. You can record and get compliance approval in advance. . I have others who do them every time changes happen with tax laws or IRA rules and they need to get information out quickly. . I know, this is odd.

Financial Advisor 52

Financial Advisor Clients Sales Risk Analysis 52

The Big Picture

SEPTEMBER 5, 2023

And even before the pandemic, we had changes in laws like the mansion tax, the rent law changed so that conversions of existing buildings are almost impossible. RITHOLTZ: More than that, double, and it’s no bargain in terms of real estate taxes. Florida real estate taxes are like New York real estate taxes.

Sales 130

Sales Numbers Taxes Marketing 130

Indigo Marketing Agency

MAY 5, 2020

And we do everything from run their website, create their content, help them create webinars, do all of their social media postings. Also analyzing and seeing if plans have after tax 401k accounts. So we help position them as the go-to expert in their individual area of expertise. What is that and why is that important?

Retirement 52

Retirement Economics Retirement Planning Financial Planning 52

Sara Grillo

MAY 8, 2023

They go crazy and paint it with BS statements like: Tax-free guaranteed income Can’t lose money asset Upside potential with downside protection Privatized banking Be your own bank Remember that there is a floor to the crediting rate, but that doesn’t mean you can’t lose money. Here’s why that stinks.

Insurance 59

Insurance Clients Financial Advisor Accounting 59

The Big Picture

MAY 21, 2024

You know, unfortunately, sometimes people in media or elsewhere, they talk about catching the bottom and rather than being the bottom tick, you could look at that big sweeping parabola and say, I don’t need to be at the bottom. It’s all tax free. In not paying your taxes. And then the voiceover is the IRS.

Numbers 143

Numbers Management Banking Marketing 143

Sara Grillo

APRIL 11, 2022

These services often include recommendations on investments, financial planning, retirement, Social Security, Medicare, tax planning, and other wealth-related topics. He also has considerably less of a compliance, operational, and administrative burden because he is not taking custody or discretion of his clients’ assets.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

The Big Picture

MARCH 21, 2023

ASNESS: Well, I was striving for uncorrelated, but then the compliance officer in my head is saying sometimes it doesn’t come out to zero all the time. And it’s really not a compliance reason, I hope it’s more of an intellectual honesty reason. ASNESS: More tax efficient dividend. RITHOLTZ: Right. ASNESS: Yes.

Valuation 164

Valuation Investing Investments Numbers 164

Sara Grillo

MAY 23, 2022

Here are some of the ways I can help directly… Learn what to say to prospects on social media messenger apps without sounding like a washing machine salesperson. You could also consider my financial advisor social media membership which teaches financial advisors how to get new clients and leads from LinkedIn. So yeah, I think.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

The Big Picture

AUGUST 15, 2023

So for a taxable investor, hedge funds generally aren’t tax efficient. And when you look at the assets that are invested, the three trillion in hedge funds, I would guess that north of 90% of that are in institutions that don’t pay taxes. Let me say what your compliance wouldn’t allow you to say.

Management 130

Management Investing Investments Government 130

Indigo Marketing Agency

APRIL 23, 2020

So it’s not like you’re a CPA where every year on April 15th people have to file their taxes. But check with your compliance department to make sure that you can use that. People can put off their financial plan, and their life insurance, and their college planning for years if not decades. It’s an emotional topic.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Sara Grillo

SEPTEMBER 26, 2022

If you are a financial planner and you’d like to learn how to communicate better… Learn what to say to prospects on social media messenger apps without sounding like a washing machine salesperson. Return of organization exempt from income tax [Form 990]. For advise on such matters, contact a legal or compliance advisor.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59