FMG

OCTOBER 13, 2022

According to Financial Advisor Magazine, poor communication is the number one reason clients leave their financial advisor. And during times of volatility, timely and effective communication is doubly important. Going too quickly can often result in poor quality, which can be almost just as bad as never communicating. .

Communication 52

Communication Financial Advisor Clients Numbers 52

MarketWatch

JUNE 22, 2023

JPM to pay a $4 million penalty for allegedly violating rules for broker dealers to preserve all communications for at least three years. The SEC said JPMorgan deleted approximately 47 million communications between Jan. Visit MarketWatch.com for more information on this news. JPMorgan Chase stock is down 0.9% in recent trades.

Electronics 40

Electronics Communication Commission Banking 40

Nerd's Eye View

OCTOBER 6, 2023

Also in industry news this week: A new advisor benchmarking study indicates that high-growth firms are excelling in 3 areas: client acquisition, "relationship alpha", and strategic scale A recent survey indicates that while advisors increasingly are leveraging home office investment models to save time and scale more efficiently, they often customize (..)

Financial Planner 236

Financial Planner CFP Certification Communication 236

Indigo Marketing Agency

JANUARY 25, 2022

But as a financial advisor, how should you communicate with your clients about market volatility? It’s your job to keep them calm and informed during volatility. But what’s the best way to communicate about the recent market events? Why You Should Communicate During Volatility. Call if they have questions.

Communication 52

Communication Clients Marketing Marketing 52

Abnormal Returns

FEBRUARY 27, 2024

Markets Communications and health care are leading the U.S. wapo.st) Earlier on Abnormal Returns Research links: information and noise. market in 2024. capitalspectator.com) A closer look at Europe's answer to the Magnificent Seven stocks, GRANOLA. biopharmadive.com) Strategy What happens when you invest right before a bear market?

Advertising 243

Advertising Financial Advising Communication Economy 243

Nerd's Eye View

NOVEMBER 29, 2023

Second, they facilitate clear and organized communication between the advisor and client to ensure that important information is effectively conveyed.

Planning 206

Planning Financial Planning Communication Clients 206

Nerd's Eye View

FEBRUARY 7, 2024

In earlier days, questions simply facilitated the process of gathering information in order to open accounts and recommend the appropriate products to be sold. From there, advicers can dig deeper into the iceberg by asking follow-up questions that are designed to discover the context around information gleaned from the fact-finding stage.

Clients 215

Clients Communication Financial Planning Retirement 215

Nerd's Eye View

DECEMBER 27, 2023

These responsibilities also extend to the use of any technology used in the process of giving advice: A recommendation made with the aid of technology still needs to be in the client's best interests, while the technology also needs to carry out any function as it's described in the advisor's marketing materials and client communications.

Financial Advice 188

Financial Advice Communication Compliance Clients 188

Nerd's Eye View

JUNE 1, 2023

In our 113th episode of Kitces & Carl, Michael Kitces and client communication expert Carl Richards discuss what it means to be a lead advisor, the paths associate advisors can take to advance into a lead advisor role, and how to communicate career growth goals with senior advisors.

Communication 194

Communication Financial Advisor Clients Management 194

The Big Picture

APRIL 5, 2023

decline in Financials, while only three are up ytd, namely Communication Services (18.4%), Information Technology (17.5%), and Consumer Discretionary (9.6%)” The three outperforming sectors are doing well because they include the MegaCap-8 stocks , which as a group are up 26.5% drop in Energy and a 9.4%

Communication 278

Communication Marketing Marketing 278

Nerd's Eye View

JANUARY 12, 2023

In our 103rd episode of Kitces & Carl, Michael Kitces and client communication expert Carl Richards discuss the challenges of finding an optimal balance between proactively providing value and the consistency of simply being available to respond to clients when they come to their advisor for assistance. and gaining their trust.

Clients 173

Clients Communication Financial Advisor Fee Only 173

Million Dollar Round Table (MDRT)

MARCH 26, 2024

But there are also other words that apply to them: independent, positive, multi-taskers, tech-savvy, hungry for information, optimistic. So advisors need to work with this growing population, but their overwhelming student debt and their different ways of communicating can present challenges. Cloud, Minnesota, USA, said.

Communication 72

Communication Management Clients Marketing 72

The Irrelevant Investor

MARCH 19, 2024

Today’s Animal Spirits is brought to you by YCharts and Fabric by Gerber Life See here for YCharts’ 2024 advisor-client communication survey See here for more information on life insurance from Fabric by Gerber Life On today’s show, we discuss: Sorry stock bulls, the ‘Wall of Cash’ isn’t all headed your way A chart market skeptics (..)

Communication 85

Communication Insurance Clients Marketing 85

The Big Picture

FEBRUARY 11, 2023

There is (if possible) too much communication and too much communication from the Federal Reserve. He previously served roles as Chief Information Officer, as well as Chief Investment Officer. We also discuss the value of some mystery at the central bank.

Communication 177

Communication Banking Investing Investments 177

A Wealth of Common Sense

MARCH 20, 2024

Today’s Animal Spirits is brought to you by YCharts and Fabric by Gerber Life See here for YCharts’ 2024 advisor-client communication survey See here for more information on life insurance from Fabric by Gerber Life On today’s show, we discuss: Sorry stock bulls, the ‘Wall of Cash’ isn’t all headed your way A chart (..)

Communication 77

Communication Insurance Clients Marketing 77

Nerd's Eye View

FEBRUARY 9, 2023

A simple way for advisors to educate prospects about asset minimums is to include the information on their firm’s website. This would help prospects searching for an advisor online to self-select themselves out from firms whose asset minimums may not apply to them.

Financial Advisor 188

Financial Advisor Communication Assets Financial Planning 188

Nerd's Eye View

JULY 13, 2023

Establishing successful client relationships as a financial advisor relies on good communication skills not just to present information persuasively and with confidence, but also to establish client rapport that allows meaningful and engaging relationships to be built.

Clients 199

Clients Financial Planning Financial Planner Communication 199

Nerd's Eye View

FEBRUARY 23, 2023

For most financial advisors today, a website is a critical tool that allows them to market their services and communicate their fees to potential clients. Despite its growing popularity, though, financial planning remains a relatively mysterious concept for many people who don’t understand how financial advisors actually provide value.

Financial Planning 173

Financial Planning Planning Financial Planner Financial Advisor 173

Abnormal Returns

MARCH 23, 2023

morningstar.com) Novel Investor, "Investors must make bets on imperfect information to earn sought-after long-run returns." cnbc.com) The banking crisis highlights the importance of good, clear communication. (theirrelevantinvestor.com) Bonds have had a rough five years. Things are different moving forward.

Financial Advising 172

Financial Advising Startup Banking Communication 172

Nerd's Eye View

MAY 18, 2023

In our 112th episode of Kitces & Carl, Michael Kitces and client communication expert Carl Richards discuss best practices for gracefully letting an employee go when the advisory firm owner decides they no longer want to grow into a business but would rather revert to being a solo advisor instead.

Communication 173

Communication Management Clients Numbers 173

Nerd's Eye View

APRIL 26, 2023

Second, firms are generally required to adopt and implement a set of written policies and procedures governing the firm's actions in areas including proxy voting, cybersecurity, personal trading of the firm's employees, material nonpublic information, and the firm's business continuity plan.

Compliance 226

Compliance Clients Advertising Accounting 226

Nerd's Eye View

MARCH 8, 2024

Also in industry news this week: A recent survey has found that a majority of prospective financial planning clients across all age brackets are open to working with a remote advisor, creating opportunities for advisors to grow their businesses and for clients to find the ‘best’ advisor for their needs, regardless of their location A federal (..)

Financial Planner 185

Financial Planner Asset Allocation Clients Risk Management 185

Trade Brains

NOVEMBER 23, 2023

Its subsidiary, Tata Communications, controls about 30% of the world’s internet routes. Tata Communications, previously known as Videsh Sanchar Nigam Limited (VSNL), represents over 300 companies from the Fortune 500. So, who is that company? It’s none other than Tata Group. Pretty amazing, right? of the world’s GDP.

Communication 59

Communication Media Engineering Portfolio 59

Nerd's Eye View

OCTOBER 20, 2022

In our 97th episode of Kitces & Carl, Michael Kitces and client communication expert Carl Richards discuss how advisors can address clients who want to change their portfolio strategy in response to the political environment and offer ways to communicate with clients about how their current investment strategy is the most optimal plan.

Portfolio 186

Portfolio Clients Financial Planning Communication 186

Nerd's Eye View

NOVEMBER 21, 2022

However, by creating a systematic annual process to monitor and update client plans based on seasons, not only can advisors save time and work more efficiently, but they can also communicate the value of ongoing financial planning services to prospects and clients more effectively.

Financial Planning 175

Financial Planning Planning Estate Planning Clients 175

FMG

JANUARY 24, 2024

The disconnect could be that millennials communicate and conduct business differently than the generation before them, so advisors are unwilling or unable to adapt. Millennials have become accustomed to more choices, more ways to communicate, and broader, more personalized service from the brands they choose.

Financial Advisor 52

Financial Advisor Marketing Marketing Communication 52

Million Dollar Round Table (MDRT)

AUGUST 8, 2023

Clear communication: Using straightforward language ensures that product information is easily understandable, creating a faster client experience. No matter who you are, there are opportunities to streamline design, usability, communication, accessibility and problem resolution.

Clients 77

Clients Communication Financial Advisor Numbers 77

Nerd's Eye View

AUGUST 8, 2022

But while the messaging on many advisory firm websites speaks to a firm's capabilities, a better approach to drive engagement is to frame communication around the prospect's needs. First, it's important to make the consumer (rather than the firm) the main character in the firm's communications.

Consulting 180

Consulting Communication Clients Financial Advisor 180

Nerd's Eye View

APRIL 26, 2023

Second, firms are generally required to adopt and implement a set of written policies and procedures governing the firm’s actions in areas including proxy voting, cybersecurity, personal trading of the firm’s employees, material nonpublic information, and the firm’s business continuity plan.

Compliance 230

Compliance Clients Advertising Accounting 230

Trade Brains

JANUARY 4, 2024

Fundamental Analysis Of Tanla Platform s: Have you ever thought about who connects you to enterprises and developers for communications or verifications? Today they are among the largest Cloud Communication providers in the world. Tanla’s revenues are derived from its digital platforms and enterprise communications businesses.

Planning 69

Planning Communication Certification Healthcare 69

MarketWatch

MAY 4, 2023

INTU on Thursday named LinkedIn Chief Executive Ryan Roslansky and Zoom Video Communications Inc. Visit MarketWatch.com for more information on this news. ZM CEO Eric S. Yuan to its board of directors. Their additions increase Intuit’s board to 11 directors.

Communication 75

Communication Marketing Marketing 75

Nerd's Eye View

AUGUST 8, 2022

But while the messaging on many advisory firm websites speaks to a firm's capabilities, a better approach to drive engagement is to frame communication around the prospect's needs. First, it's important to make the consumer (rather than the firm) the main character in the firm's communications.

Marketing 165

Marketing Marketing Consulting Communication 165

Nerd's Eye View

APRIL 7, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the T3/Inside Information Software Survey is available, providing insights into which technology tools advisors use and their level of satisfaction with them, which highlighted the continued rise of specialized financial planning (..)

Financial Planner 197

Financial Planner Ethics Financial Advisor Clients 197

MarketWatch

APRIL 13, 2023

The Nasdaq Composite jumped 2.1%, led by gains in the communication services and consumer discretionary sectors, which rallied 2.3% Visit MarketWatch.com for more information on this news. The S&P 500 advanced 1.4% and headed for its best close since February 7, according to Dow Jones Market Data. Data showed U.S. in March from 4.5%

Communication 98

Communication Economy Marketing Marketing 98

MarketWatch

FEBRUARY 13, 2023

in morning trading Monday, after the communications software company disclosed that it will lay off 17% of its employees as part of a plan to cut costs, streamline its business and become more efficient. The company also said it was forming two business units, Twilio Communications and Twilio Data & Applications. Shares of Twilio Inc.

Communication 76

Communication Planning Marketing Marketing 76

MarketWatch

MAY 24, 2023

The attack is being led by Volt Typhoon, a state-sponsored actor based in China, “that typically focuses on espionage and information gathering.” and sees Volt Typhoon developing capabilities “that could disrupt critical communications infrastructure between the United States and Asia region during future crises.”

Communication 75

Communication Marketing Marketing 75

Abnormal Returns

DECEMBER 9, 2023

axios.com) How options theory informs car leasing. scientificamerican.com) How to use lasers to communicate in space. (ritholtz.com) Why repairing an EV is so expensive compared to a traditional vehicle. wsj.com) Chinese EV manufacturers can't hire fast enough. nytimes.com) Autos Hybrids are having a moment.

Medicine 227

Medicine Food Manufacturing Financial Advising 227