Wealth Management

OCTOBER 17, 2023

When markets are performing poorly, clients’ portfolio values can decline, giving clients the sense that they aren’t making progress toward goals and those goals seem harder to achieve.

Portfolio 106

Portfolio Clients Marketing Marketing 106

Advisor Perspectives

MAY 23, 2023

We must understand our clients’ purposes and how they fit together in their lives. We need to take the initiative when rebalancing is in order.

Clients 142

Clients Portfolio 142

Nerd's Eye View

NOVEMBER 8, 2023

For instance, after a lifetime of 'maximizing' their finances (likely seeing their net worth increase steadily over time), some clients might find it difficult to see their portfolio balances decline in retirement as they draw down their assets to support their lifestyles. market conditions or their own longevity). Read More.

Retirement 207

Retirement Clients Planning Food 207

Abnormal Returns

FEBRUARY 13, 2023

kitces.com) Matt Reiner talks client expectations with Daniel Crosby who is the Chief Behavioral Officer at Orion Advisor Solutions. etf.com) Things to keep in mind when direct indexing a client's portfolio. fa-mag.com) How to advise clients in the government Thrift Savings Plan. forbes.com) A ten-point Medicare primer.

Clients 212

Clients Retirement Financial Services Taxes 212

A Wealth of Common Sense

JANUARY 16, 2024

Diversification is one of the first building block portfolio management concepts I ever learned in my first job in the investment industry. Our firm would create a Harry Markowitz efficient frontier chart for every client portfolio. The interesting thing to me about producing these chart.

Portfolio Management 106

Portfolio Management Portfolio Management Clients 106

Nerd's Eye View

OCTOBER 5, 2023

For many financial advisors, financial planning advice traditionally focuses on optimization: tax-efficient, continually rebalanced portfolios are often designed to maximize a client's wealth throughout retirement. Which can help clients narrow down what really matters to them most.

Clients 211

Clients Financial Planning Financial Advisor Communication 211

Sara Grillo

MAY 9, 2022

Here are the reasons it will ruin your clients’ portfolios and you should run away as fast as you can. Direct indexing, once personalized and/or sampled, will result in a portfolio that resembles an index no more than a plate of scrambled eggs does. Nobody is going to want to unwind a portfolio of 500 stocks.

Portfolio 72

Portfolio Clients Financial Advisor Taxes 72

Nerd's Eye View

JUNE 15, 2023

For many financial advisors, keeping an open line of communication with clients is a key component of building trust, understanding the client’s values, and developing a meaningful plan to help them reach their financial goals. pressure from family members, an attractive 'deal' offered by an investment management firm, etc.)

Clients 168

Clients Investing Investments Communication 168

Nerd's Eye View

JULY 6, 2022

Advisors occasionally encounter situations where their recommendations conflict with a prospect’s or a client’s opinions or beliefs. In some cases, it is clear to advisors that it would be inappropriate to try to persuade a client to go against their values.

Clients 167

Clients Asset Allocation Financial Advisor Portfolio 167

Wealth Management

MARCH 20, 2024

Wilshire’s experts will help Yieldstreet’s clients engage in new investment strategies and get access to investments sourced by an institutional advisor.

Clients 70

Clients Portfolio Marketing Marketing 70

Wealth Management

APRIL 7, 2024

Custom indexing helps advisors optimize client portfolios.

Portfolio 83

Portfolio Clients 83

Nerd's Eye View

NOVEMBER 16, 2022

With inflation running hot, a potential recession looming, and both stock and bond markets seeing significant drops so far this year, there is no shortage of potential stressors for financial planning clients. But to an angry client, these quick answers could feel dismissive or combative, potentially escalating the situation.

Clients 183

Clients Marketing Marketing Financial Planning 183

Abnormal Returns

AUGUST 21, 2023

wiredplanning.com) Michael Kitces talks with Jim Ludwick about turning prospects into clients. riabiz.com) Advisers Why advisory firms need a well-articulated criteria to 'fire' a client. (altruist.com) Brendan Frazier talks with Libby Greime about creating systems and processes to scale the human-to-human connection.

Portfolio 130

Portfolio Estate Planning Banking Retirement 130

Wealth Management

OCTOBER 11, 2022

Model portfolios are an increasingly popular way for advisors to reduce the time needed to manage individual client portfolios. This way, advisors can spend more time growing their overall practice while providing existing clients with the benefits of a professionally-managed portfolio.

Portfolio 97

Portfolio Clients Management 97

Nerd's Eye View

NOVEMBER 14, 2023

Eric is the Chief Financial Advisor and Co-Owner of Econologics Financial Advisors, an independent RIA based in Largo, Florida, that generates more than $4M of revenue while working with nearly 300 client households.

Financial Planning 185

Financial Planning Clients Planning Financial Advisor 185

Trade Brains

NOVEMBER 11, 2023

The firm provides its services to equity and fixed-income investment groups, investment pooling vehicles, mutual funds, and separate account institutional clients. Its domestic broadcast portfolio includes over 48 channels. The Company’s 41-channel international broadcast portfolio is available in over 170 countries.

Portfolio Analysis 105

Portfolio Analysis Portfolio Manufacturing Distribution 105

Wealth Management

OCTOBER 20, 2022

The turbulent market environment offers investors the chance to harvest losses and strategically reposition portfolios.

Portfolio 105

Portfolio Taxes Clients Marketing 105

Nerd's Eye View

MARCH 5, 2024

Rob is the Senior Partner of NWF Advisory, a hybrid firm based in Los Angeles, California, where he oversees nearly $500M in assets under management for 200 client households.

Clients 130

Clients Financial Advisor Medicine Financial Planner 130

Nerd's Eye View

JUNE 20, 2023

Tony is the Co-founder and COO for Hixon Zuercher Capital Management, an independent RIA based in Findlay, Ohio, that oversees more than $300 million in assets under management for nearly 330 client households.

Retirement 234

Retirement Clients Financial Advisor Financial Planning 234

Random Roger's Retirement Planning

NOVEMBER 21, 2023

First up was a webinar about model portfolios at ETF.com. Outsourcing the work related to actually being an advisor would not feel right to me and I enjoy what I get to do including portfolio construction. I think that when investors hear about model portfolios they sort of think in terms of set and forget.

Portfolio 73

Portfolio Asset Allocation Math Compliance 73

Advisor Perspectives

JULY 17, 2023

Both stocks and bonds were battered in 2022, and while both have come back a bit this year, the uncertainty makes it difficult to optimize portfolio allocations. Doug will discuss bond alternatives, like fixed-rate annuities, to diversify and de-risk client portfolios.

Clients 96

Clients Portfolio Retirement Economy 96

Wealth Management

MARCH 17, 2023

Clients moved money from two Schwab Value Advantage Money funds, which had a combined $195 billion of assets as of March 15, representing the largest redemptions in at least six months.

Government 75

Government Clients Portfolio Assets 75

Trade Brains

SEPTEMBER 22, 2023

It also offers comprehensive health check-up packages for men, women, senior citizens, young people, and corporate clients. Fungicides, herbicides, insecticides, plant growth regulators, rodenticides, and speciality crop chemicals are all included in the company’s crop protection portfolio. The company presence in 7 countries.

Portfolio Analysis 116

Portfolio Analysis Portfolio Healthcare Banking 116

Nerd's Eye View

AUGUST 2, 2022

Matthew is the Founder and CIO of Lansing Street Advisors, an independent RIA based in Ambler, Pennsylvania that oversees $160 million in assets under management for 60 client households.

Clients 173

Clients Financial Advisor Financial Planning Portfolio Management 173

Trade Brains

SEPTEMBER 26, 2023

Top Indian Stocks Held By Morgan Stanley : With more than 29 years of experience in India, Morgan Stanley offers both domestic and foreign clients a range of services. Key clients including Power Grid Corp., The post Top Indian Stocks Held By Morgan Stanley – Portfolio Analysis! As of Q1, Pending orders are valued at Rs.

Portfolio Analysis 111

Portfolio Analysis Portfolio Pharmaceutical Manufacturing 111

Nerd's Eye View

MAY 17, 2024

Also in industry news this week: The SEC this week announced a proposed rule that would require RIAs to collect and verify their clients' personal information in an effort to prevent illicit activity, though many firms likely are taking many of these steps already Why larger RIAs and those that have been acquired tend to have worse client and staff (..)

130

130

Trade Brains

AUGUST 18, 2023

Best Vijay Kedia Portfolio Stocks: Many investors keep a close eye on stock buys and sales of ace investors for ideas and inspiration. In this article, we’ll look at the best Vijay Kedia portfolio stocks and see if they can be an interesting opportunity for us as well. Who is Vijay Kedia? He calls his investment philosophy ‘SMILE’.

Portfolio 97

Portfolio Engineering Manufacturing Sales 97

Trade Brains

SEPTEMBER 17, 2023

Top Indian Stocks Held By Goldman Sachs : Goldman Sachs has been serving clients in India since the 1980s and established an onshore presence in Bengaluru, in 2004, Mumbai, India in December 2006 and a new office in Hyderabad opened in 2021 following a ten-year joint venture. Market Cap (Cr.) EPS (TTM) 7.83 Stock P/E (TTM) 71.00 288,341 75.5

Portfolio Analysis 130

Portfolio Analysis Portfolio Manufacturing Insurance 130

Dear Mr. Market

AUGUST 5, 2022

Not only are we sharing the importance of dividends in this article, but it’s also the official roll-out of the Top 10 Dividend Growth Portfolio strategy managed by My Portfolio Guide, LLC. Going forward we’ll update our readers and clients about the strategy and performance on a quarterly basis.

Portfolio 105

Portfolio Risk Tolerance Valuation Investing 105

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. Combined with growing advisor (and consumer) interest in comprehensive financial planning services, the number of ways advisors can add value for their clients has expanded greatly.

Fee Only 200

Fee Only Portfolio Clients Planning 200

BlueMind

OCTOBER 25, 2022

Category: Clients Risk. When it comes to their investment portfolios many tend to have a low-risk tolerance and with the unsettling economic situation with the ongoing pandemic, the word “risk” has become even more of a fearsome word for clients. Good communication is the key to a successful advisor-client relationship.

Risk Management 97

Risk Management Clients Risk Tolerance Management 97

Abnormal Returns

MARCH 7, 2023

insights.finominal.com) On the role commodity futures play in a diversified portfolio. (alphaarchitect.com) An explanation for why the past decade has been difficult for shorting stocks. corporate.vanguard.com) How hedge fund Numerai crowdsources new algorithms. (fa-mag.com) fa-mag.com) Buy side analysts get info from everywhere these days.

Clients 130

Clients Portfolio 130

Sara Grillo

APRIL 26, 2024

Why don’t clients listen? Clients can be so stubborn! From a subscriber : “I have this one stubborn client who never does anything I say. You say: “We only work with your entire portfolio because it is the only way we can manage your wealth properly and deliver the maximum possible value of our services.”

Clients 52

Clients Risk Tolerance Financial Advisor Financial Planning 52

Advisor Perspectives

MARCH 3, 2024

The Form 1099-DIV can help you analyze the Investment Tax Health of your clients. Not all investment returns are the same. Some are taxed at a higher rate than others. By looking at how much the investor received in different investment returns, you can calculate how much federal tax they will need to pay.

Taxes 52

Taxes Clients Portfolio Investing 52

Don Connelly & Associates

APRIL 8, 2024

If it's like the last couple of elections, financial advisors are sure to see some clients wringing their hands over which candidate will win the White House and how that will impact the financial markets and their investments. The post Should FAs Allow Clients’ Political Opinions to Influence Their Investment Decisions?

Clients 52

Clients Investing Investments Financial Advisor 52

Nerd's Eye View

MARCH 27, 2024

One way financial advisors can add value for retiring clients is to estimate how much they can spend sustainably during their retirement years without depleting their investment portfolio. One method introduced by Jonathan Guyton and William Klinger in 2006 is the "guardrails" framework.

Retirement 180

Retirement Portfolio Clients Financial Advisor 180

Advisor Perspectives

JANUARY 11, 2024

Advisors are increasingly shifting away from a traditional 60/40 portfolio as they realize the full potential of alternatives and the benefits they can provide for their clients. Yet, despite increasing demand, hurdles to accessing and understanding alternative investment strategies still exist.

Clients 59

Clients Portfolio Investing Investments 59