Nerd's Eye View

DECEMBER 25, 2023

We start with several articles on retirement planning: Data showing where American retirees currently stand, from their average net worth to how they spend each hour of the day How, according to a recent study, delaying Social Security benefits typically leads to greater lifetime wealth than claiming benefits early in order to reduce portfolio withdrawals (..)

Financial Advisor 204

Financial Advisor Financial Planner Insurance Clients 204

Nerd's Eye View

AUGUST 25, 2023

Also in industry news this week: The SEC settled its first charges related to its new marketing rule with a firm that advertised 2,700% annual returns A survey suggests that older Americans prefer the term "longevity" to "aging", perhaps informing the way advisors discuss related issues with their clients From there, we have several articles on retirement (..)

Financial Planner 203

Financial Planner Retirement Retirement Planning Advertising 203

Nerd's Eye View

SEPTEMBER 29, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that RIA custodial platform Altruist announced that it is offering its portfolio accounting software for free to advisors who custody with the firm, offering the opportunity to advisory firms to reduce the costs of their tech stacks (..)

Financial Planner 202

Financial Planner Healthcare Investment Planning Clients 202

Wealth Management

DECEMBER 14, 2022

New survey sheds light on spending and investing plans.

Clients 95

Clients Investment Planning Planning Investing 95

eMoney Advisor

FEBRUARY 9, 2023

If you are looking for opportunities to grow your business, expanding your services to clients at all stages of the financial planning lifecycle creates new opportunities for you to reach those households in search of professional advice. Starting Out clients are typically focused on beginning to build wealth.

Financial Planning 95

Financial Planning Clients Planning Education 95

Nerd's Eye View

SEPTEMBER 23, 2022

While the new rule allows financial advisors to proactively use testimonials (from clients), endorsements (from non-clients), and highlight their own ratings on various third-party websites, the SEC’s warning suggests that advisory firms will want to take care to abide by the compliance requirements linked to the new rule.

Financial Planner 198

Financial Planner Compensation Planning Compliance Insurance 198

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. Combined with growing advisor (and consumer) interest in comprehensive financial planning services, the number of ways advisors can add value for their clients has expanded greatly.

Fee Only 202

Fee Only Portfolio Clients Planning 202

Wealth Management

MARCH 28, 2023

Among other changes, the association will add a wealth management specialization, with additional content on client management, investment planning and the duty of care.

Wealth Management 119

Wealth Management Client Management Investment Planning Clients 119

Don Connelly & Associates

JANUARY 15, 2024

Going into 2024, the market will keep investors guessing, which is why helping your client maintain a long-term perspective is essential. The post 6 Essential Investment Tenets to Instill in Your Clients for 2024 appeared first on Don Connelly & Associates. We can't know what stocks will do today, next week, or next month.

Clients 52

Clients Investing Investments Marketing 52

Nerd's Eye View

JANUARY 13, 2023

In the advisor world, where noncompete agreements are fairly common, a ban on the practice could incentivize firms to reassess their employee value proposition and to consider ways to establish their clients’ relationships with the firm, and not just with their advisors.

Financial Planner 166

Financial Planner Retirement Planning Compliance Retirement 166

Nerd's Eye View

MARCH 8, 2024

to prevent fraud.

Financial Planner 186

Financial Planner Asset Allocation Clients Risk Management 186

Nerd's Eye View

NOVEMBER 4, 2022

Morningstar has joined an increasingly competitive market of direct indexing platforms for advisors and their clients. From there, we have several articles on investment planning: While I Bonds have received significant attention during the past year, TIPS could be an attractive alternative for many client situations.

Financial Planner 164

Financial Planner Financial Advisor Retirement Planning Medical 164

NAIFA Advisor Today

DECEMBER 20, 2023

Richardson is a financial planner who has been providing sound financial advice to his clients since 2005. As a Retirement Income Certified Professional (RICP) and a Life and Annuities Certified Professional (LACP), John advises clients on retirement planning, investment planning, and risk management.

Financial Services 52

Financial Services Financial Planner Retirement Planning Financial Advice 52

Nerd's Eye View

AUGUST 11, 2023

Read More.

Financial Planner 169

Financial Planner Certification CFP Clients 169

Abnormal Returns

JUNE 9, 2023

Strategy Periodic rebalancing is a part of any comprehensive investment plan. awealthofcommonsense.com) Thematic investing appeals to investors' worst instincts. finance.yahoo.com) Are institutional Coinbase ($COIN) clients jumping ship? nytimes.com) Robinhood ($HOOD) is ending support for Solana, Polygon and Cardano.

Startup 130

Startup Financial Advising Investment Planning Economy 130

Gen Y Planning

JUNE 1, 2022

Some clients are wondering about other ways to save for their children’s future outside of 529 Plans, and I-Bonds are a great tool for that. Plus Creative Ways To Include Them In Your Investment Plan appeared first on Gen Y Planning. There are many ways you could use I-bonds to help you reach your money goals.

Investment Planning 52

Investment Planning Investing Investments Planning 52

WiserAdvisor

MARCH 13, 2024

This article will discuss the five pillars of retirement planning and why they are a critical component of your retirement plan. At its core, investment planning ensures that your financial resources are strategically allocated to various asset classes in accordance with your risk tolerance and investment objectives.

Retirement Planning 105

Retirement Planning Retirement Planning Estate Planning 105

International College of Financial Planning

FEBRUARY 23, 2024

This certification is recognized globally and is considered a benchmark for competence and professionalism in financial planning. It equips individuals with the necessary knowledge and skills to offer comprehensive financial advice, manage wealth, and navigate clients through complex financial decisions.

Financial Planner 52

Financial Planner Certification CFP Certified Financial Planner 52

International College of Financial Planning

JANUARY 18, 2023

Thukral explained that this advanced CFP course would help you become a certified financial planner and gain the skills needed to provide sound financial advice to your clients. A new framework helps CFPs better to serve clients, and provide them with the best possible advice. He discussed his insights.

Certified Financial Planner 52

Certified Financial Planner Financial Planner Certification CFP 52

Indigo Marketing Agency

JANUARY 17, 2024

If you’re anything like the financial advisors we work with, you’ve helped hundreds of clients successfully exit their businesses—and now it’s your turn. You’ve worked hard to build your legacy, and now that you’re approaching retirement, you want a smooth transition for both you and your clients. And the sooner, the better. (If

Financial Advisor 52

Financial Advisor Planning Retirement Clients 52

International College of Financial Planning

MARCH 31, 2023

Wealth management involves a range of financial services as an investment, finance, real estate, tax, and risk management. Wealth managers specialize in managing wealth and providing financial advice to their clients. Excellent analytical and problem-solving skills to help clients achieve their financial goals.

Wealth Management 52

Wealth Management Management Risk Management Ethics 52

International College of Financial Planning

JULY 31, 2023

Understanding the Role of Investment Advisors: Investment advisors are crucial in guiding clients’ investment decisions. They are financial experts with extensive education and training in finance and investments. Building a Diversified Portfolio: Diversification is a fundamental principle of sound investing.

Investment Advisor 52

Investment Advisor Investing Investments Risk Tolerance 52

Diamond Consultants

MARCH 13, 2024

Still, these folks value the turnkey nature of the firms, the vast platforms and resources, global brands their clients are comfortable with, and a like-minded group of peers. Capabilities and client comfort with the independent space are only increasing. There are more legitimate choices than ever before, and new models pop up yearly.

Recruitment 52

Recruitment Wealth Management Retirement Clients 52

International College of Financial Planning

MARCH 13, 2023

Professional Management: Mutual funds are professionally managed investments, diversified across various assets, to help investors reach their financial goals. Flexibility: Mutual funds are flexible investments that allow investors to invest as little as Rs.

Investing 52

Investing Investments Financial Planner Risk Tolerance 52

International College of Financial Planning

JULY 20, 2022

CFP course helps to create professionals who are skilled in the field of Financial Planning, Investment Planning, Consultation Solutions, Personal Finance, etc. CFP courses include Finance Courses, Financial Planning Courses , Risk Analysis & Insurance Planning Courses, Tax & Estate Planning Courses, etc.

Risk Analysis 52

Risk Analysis Certification CFP Certified Financial Planner 52

Brown Advisory

MAY 28, 2021

connected clients living in the U.K. Whether you plan to spend a few years, a few decades, or the rest of your life outside the U.S., Brown Advisory can deliver a comprehensive cross-border investment plan for you and your family that can move with you wherever life may take you.

Taxes 52

Taxes Clients Consulting Communication 52

Brown Advisory

MAY 28, 2021

connected clients living in the U.K. Whether you plan to spend a few years, a few decades, or the rest of your life outside the U.S., Brown Advisory can deliver a comprehensive cross-border investment plan for you and your family that can move with you wherever life may take you. Fri, 05/28/2021 - 06:26. Learn more >.

Taxes 52

Taxes Clients Consulting Communication 52

International College of Financial Planning

JULY 30, 2022

Earning the CFP designation requires a rigorous course of study covering investment planning, income taxation, retirement planning and risk management. A Person who completes the CFP course is qualified to provide financial planning services to those with a high degree of financial responsibility.

Certified Financial Planner 52

Certified Financial Planner Financial Planner Assets CFP 52

International College of Financial Planning

NOVEMBER 10, 2021

However, we are past that era and today most Indians look forward to growing their investments at higher rates instead of trying to shield them with the false notion of safety that traditional investment options offered. If you are planning your career in this direction, it is the right time to take the plunge in this trade.

Investment Advisor 52

Investment Advisor Investing Investments Certified Financial Planner 52

Trade Brains

JANUARY 20, 2024

Client Base : 7 million + Market share : 18.33% Charges Account opening charges: Rs. Client Base : 6 million + Market share : 14.24% Charges Account opening charges: Rs.249 Paisa presents multiple plans like Basic, Power investor and Ultra trader to suit the investor requirements. Client Base : 1.5 Client base: 1.2

Accounting 59

Accounting Planning Startup Clients 59

Walkner Condon Financial Advisors

SEPTEMBER 2, 2022

There are many types of accounts for individuals to employ as part of their saving and investment plan – IRAs, HSAs, FSAs, 529 plans, and more. Part of our role as fiduciary financial advisors is to help our clients navigate through investment options and select what is right for them. How We Can Help.

Accounting 98

Accounting Financial Advisor Certification CFP 98

Million Dollar Round Table (MDRT)

JULY 21, 2022

This is the time to do comprehensive financial planning: retirement planning, investment planning, tax planning and estate planning. Growth is where she begins designing her new life and starts exploring the possibilities.

Charitable Planning 75

Charitable Planning Estate Planning Retirement Planning Tax Planning 75

Sara Grillo

AUGUST 14, 2023

The fiduciary standard is important because it defined parameters for behaviors impacting the way that financial advisors treat their clients. A fiduciary provides advice and counsel that is solely in the best interest of the client. It’s confusing to the client and unfortunately that confusion is waged onto them on purpose.

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

Sara Grillo

OCTOBER 31, 2022

The Form ADV Part I provides basic business detail about things such as ownership, clients, employees, etc. Many times you will even see client dispute disclosures, where they may have sold a client a product that wasn’t presented properly, for example. 3 Form ADV Part 2, Section 4, Item E, Client Assets under Management.

Financial Advisor 110

Financial Advisor Commission Clients Compliance 110

Gen Y Planning

APRIL 3, 2023

Thus, investing is a financial plan’s bread and butter. Utilizing a strategic, long-term investment strategy to build a diverse portfolio is critical to helping your money grow over time to achieve your long-term goals. It’s the long-term potential for growth that advisors can help their clients focus on.

Financial Advisor 52

Financial Advisor Tax Planning Retirement Taxes 52

Brown Advisory

APRIL 13, 2022

connected clients living in the U.K. assess their current financial situation, understand their long-term goals and objectives, and build a robust and flexible investment plan for the future – all while considering the intricacies (and importantly, the interaction) of the U.S. connected clients build U.S./U.K.

Compliance 52

Compliance Taxes Accounting Investment Planning 52

Sara Grillo

DECEMBER 12, 2022

We talked about: What is the best, fairest fee model for the client? Does the way you are paid dictate how you serve clients? Are clients capable of determining when your fees are too high or should there be some other standard that fees are measured against (e.g. Does it matter that clients know the fees they are paying?

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52