BlueMind

FEBRUARY 15, 2023

Category: Client Relations Financial planning is difficult for anyone, and even more so for someone who is a special needs person or has such a family member. Throughout your career as a financial advisor, many opportunities may arise for you to take on special needs clients.

Financial Planning 97

Financial Planning Clients Planning Financial Advisor 97

Trade Brains

OCTOBER 9, 2023

Top Indian Stocks held by Government of Singapore : The government-owned Government of Singapore Investment Corporation (GIC) handles Singapore’s sovereign wealth fund. Shareholdings and portfolio as of June 30, 2023, for the GOVERNMENT OF SINGAPORE. Government of Singapore (%) 6.93 Stock P/E (TTM) 47.75

Portfolio Analysis 59

Portfolio Analysis Government Portfolio Healthcare 59

Nerd's Eye View

MAY 24, 2024

Further, firms will be required to include procedures to notify clients whose sensitive information was or is "reasonably likely" to have been accessed or subject to unauthorized use.

Financial Planner 213

Financial Planner Financial Advisor Clients Consulting 213

Million Dollar Round Table (MDRT)

NOVEMBER 3, 2022

Swofford, CLU, ChFC When you think of yourself as the general manager of your client’s financial plan, you’ll guide the client to successfully achieve their goals and you’ll reach higher levels in your career. This approach provides better service to the clients, and it’s more efficient for you as their financial advisor.

Clients 79

Clients Financial Advisor Financial Planning Retirement 79

Brown Advisory

JUNE 13, 2022

Our Perspective on Optimal Governance Structure ajackson Mon, 06/13/2022 - 14:12 Leaders of mission-driven nonprofit organizations understand that their board’s investment committee (IC) typically shoulders the greatest share of responsibility in developing and fostering the organization’s relationship with an investment advisor.

Government 52

Government Investment Advisor Nonprofit Portfolio 52

Brown Advisory

JUNE 13, 2022

Our Perspective on Optimal Governance Structure. For many endowments and foundations (E&Fs), working with a new advisor can offer a great opportunity to consider aspects of board governance that should ensure a smooth transition and a successful, long-term, collaborative partnership. Mon, 06/13/2022 - 14:12.

Government 52

Government Investment Advisor Nonprofit Portfolio 52

Million Dollar Round Table (MDRT)

MAY 26, 2024

By Michael DePilla, MDRT In-Language Content Specialist How you communicate with prospects can make a difference in whether or not they become your clients. Your legacy, your pick If you don’t have a will, the government is waiting to make one for you. Try these ideas from MDRT members from around the world to better connect.

CFP 84

CFP Communication Government Clients 84

Brown Advisory

SEPTEMBER 6, 2022

Investing for Purpose: A Governance Perspective on Mission-Aligned Investment Strategy. Today, we leverage our partnership with Lenox Park Solutions to provide transparency into our client portfolios. ESG considerations that are material will vary by investment style, sector/industry, market trends and client objectives.

Government 98

Government Investing Investments Portfolio 98

Advisor Perspectives

MARCH 5, 2024

According to my guest today, impact investing can provide the means to combine community action, government support and private capital to achieve rewarding sustainable results. The pandemic and social unrest of 2020 inspired communities, government officials, and business leaders to voice their concerns for social and environmental justice.

Retail 52

Retail Investing Investments Clients 52

Indigo Marketing Agency

MARCH 14, 2023

As a financial advisor, it’s crucial to effectively communicate this event to your clients to help them understand the potential impact it may have on their investments and overall financial well-being. Proactive communication is good client service. Staying in touch results in fewer phone calls and panicked clients.

Communication 98

Communication Banking Clients Financial Advisor 98

Nerd's Eye View

FEBRUARY 8, 2023

Seasoned financial advisors have likely worked with clients with a wide variety of workplace retirement accounts, which can vary in terms of their investment offerings, fees, and other characteristics. Advisors working with clients who have been deployed to combat zones can also add value by being aware of the related TSP considerations.

Planning 241

Planning Retirement Retirement Planning Government 241

Brown Advisory

FEBRUARY 14, 2023

Sustainable Sovereigns: Integrating ESG Analysis into Government Debt Research ajackson Tue, 02/14/2023 - 10:39 Brown Advisory has championed Environmental, Social and Governance (ESG) research and sustainable investing for more than a decade. Historically, ESG analysis of sovereign debt was primarily focused on governance issues.

Government 52

Government Economics Investing Investments 52

Brown Advisory

FEBRUARY 14, 2023

Sustainable Sovereigns: Integrating ESG Analysis into Government Debt Research ajackson Tue, 02/14/2023 - 10:39 Brown Advisory has championed Environmental, Social and Governance (ESG) research and sustainable investing for more than a decade. Historically, ESG analysis of sovereign debt was primarily focused on governance issues.

Government 52

Government Economics Investing Investments 52

Nationwide Financial

OCTOBER 18, 2022

As college costs rise, qualified tuition plans, or 529 college savings plans, can be an option for clients to save for their child or grandchild’s (or even their own!) These accounts can help your clients’ beneficiaries save for college and the funds can be used for various expenses relating to K-12 and higher education.

Clients 98

Clients Planning Education Taxes 98

Don Connelly & Associates

JANUARY 1, 2024

With all that is going on across the globe—war in Ukraine and the Middle East, persistent inflation, rising interest rates, a looming recession, and a divided government likely headed to another fiscal cliff—the stock market appears to be climbing a wall of worry. But how long can that go on? When will it end?

Clients 52

Clients Financial Advisor Media Government 52

Advisor Perspectives

JANUARY 26, 2023

This includes protecting government benefits, understanding eligibility requirements, guidelines for use, and funding options. Special needs trusts and ABLE accounts are the pillars of special needs funding. I have a professional here to discuss the differences between them and how each can be used to maximize financial resources.

Accounting 122

Accounting Clients Government 122

Brown Advisory

FEBRUARY 14, 2023

Sustainable Sovereigns: Integrating Sustainable Investment Analysis into Government Debt Research ajackson Tue, 02/14/2023 - 10:39 Brown Advisory has championed sustainable investing for more than a decade. FROM CORPORATE CREDIT TO GOVERNMENT DEBT: IN-DEPTH RESEARCH Sustainable investment analysis for companies is generally well-understood.

Government 52

Government Investing Investments Economics 52

Nerd's Eye View

AUGUST 2, 2023

Which means that financial advisors can play an important role in adoption planning – helping clients strategically plan for the costs involved in the process, including accessing tax credits that can significantly defray these expenses. At the same time, adoption can be expensive, with costs that can add up to $70,000 or more.

Taxes 222

Taxes Planning Financial Advisor Strategic Planning 222

Abnormal Returns

SEPTEMBER 4, 2023

Podcasts Jason Wenk and Dasarte Yarnway talk about how to approach client meetings. kitces.com) UHNW clients A Q&A with Jill Shipley, managing director and head of governance and education at AlTi-Tiedemann Global about charitable giving. flowfp.com) How the relationship between a client and adviser changes pre-retirement.

Estate Planning 213

Estate Planning Financial Planning Retirement Planning 213

Brown Advisory

OCTOBER 22, 2021

Sustainable Sovereigns: Integrating ESG Analysis into Government Debt Research ajackson Fri, 10/22/2021 - 14:56 Brown Advisory has championed Environmental, Social and Governance (ESG) research and sustainable investing for more than a decade. Historically, ESG analysis of sovereign debt was primarily focused on governance issues.

Government 52

Government Education Economics Investing 52

Brown Advisory

OCTOBER 22, 2021

Sustainable Sovereigns: Integrating ESG Analysis into Government Debt Research. Brown Advisory has championed Environmental, Social and Governance (ESG) research and sustainable investing for more than a decade. FROM CORPORATE CREDIT TO GOVERNMENT DEBT FUNDAMENTAL AND ESG RESEARCH. Fri, 10/22/2021 - 14:56.

Government 52

Government Education Economics Investing 52

Sara Grillo

NOVEMBER 13, 2023

Medicare may seem like a straightforward type of thing – it’s a government benefit that you just file for, right, how hard can it be? Today I’ve got Joanne Giardini-Russell to talk about why transitioning to Medicare is a big deal and how to help your clients avoid the common Medicare mistakes. Well, not if you make mistakes.

Clients 59

Clients Financial Advisor Healthcare Insurance 59

Nerd's Eye View

DECEMBER 6, 2023

Notably, while many financial coaches satisfy the majority of these requirements – they are in the business of offering advice to clients and are compensated as such – they often steer clear of making specific securities recommendations, focusing instead on areas like budgeting, debt management, savings, and retirement planning.

Investing 241

Investing Investments Financial Advising Retirement Planning 241

The Big Picture

MARCH 8, 2024

He currently serves as a governing trustee for the Dana-Farber Cancer Institute in Boston and is a co-founder of CapCityKids. Be sure to check out our Masters in Business next week with Mark Wiedman, BlackRock’s Head of the Global Client Business. The firm manages over $10 trillion in client assets. The firm manages $16.8

Government 164

Government Assets Management Clients 164

Tobias Financial

APRIL 5, 2023

Some grew up in countries with political and economic instability and built distrust toward government or investing in the stock market. Our Wealth Advisor, Catalina Franco-Cicero, MS, CFP®, CTS was recently quoted on Financial Planning, sharing her insights on working with first-generation immigrant and first-generation American clients.

Clients 52

Clients Wealth Advisor Financial Planning CFP 52

WiserAdvisor

FEBRUARY 21, 2023

In some cases, an outsider may pretend to be a government official, bank employee, or someone else in a position of authority and use high-pressure tactics to convince the older adult to share personal information or send money. Additionally, it also helps clients manage their money better. Annuity plans, pension plans , etc.,

Financial Advisor 104

Financial Advisor Clients Estate Planning Education 104

The Big Picture

AUGUST 26, 2022

His counter has been that responsible brokers (like himself) run a transactional business for clients who want those services. He has high client retention and has generated respectable performance for those customers. I reminded him that the Buy-side is regulated by the SEC, while the Sell-side is self-governed by an SRO.

Accounting 353

Accounting Government Assets Management 353

Nerd's Eye View

MARCH 1, 2024

Also in industry news this week: Financial scams involving social media and digital assets are on the rise, according to NASAA's annual enforcement report, and advisors can play a valuable role in helping their clients avoid becoming victims A report suggests that firms with intentional, integrated tech stacks as well as those that are able to establish (..)

Financial Planner 215

Financial Planner Retirement Retirement Planning Wealth Management 215

Nationwide Financial

SEPTEMBER 6, 2022

There are many factors that go into which choice is best for your clients. Your clients likely have many questions like “how to choose a Medicare plan” or “what is the best Medicare plan for me?”. Medicare can be complicated – so your clients must understand it as well as they can before they make an enrollment decision.

Clients 64

Clients Planning Insurance Medical 64

The Big Picture

MAY 9, 2024

No audited returns, mathematically improbable claims, and zero accountability But none of these “influencers” sell securities to clients, so they do not fall under the regulatory oversight of the Securities and Exchange Commission (SEC).2 2 Sure, you can claim mainstream media is bad, but social media is worse.

Media 334

Media Taxes Math Investing 334

Nerd's Eye View

AUGUST 4, 2023

government's creditworthiness from an AAA rating to AA+. While the downgrade has made headlines and might be startling to advisory clients (particularly those with significant portfolio allocations to U.S.

Financial Planner 205

Financial Planner Retirement Planning Compliance Retirement 205

The Big Picture

OCTOBER 27, 2023

This is what governs the bond market. These are the types of conversations we’ve been having with clients this year at Ritholtz Wealth Management. We are going to be meeting clients, advisors, and other folk we don’t get to see in person all that often.

Portfolio 143

Portfolio Government Wealth Management Taxes 143

International College of Financial Planning

OCTOBER 26, 2023

Let’s unveil the roles of these dedicated experts, who tirelessly weave strategies to illuminate the path towards their clients’ financial aspirations. Committing to uphold the ethical guidelines and standards that govern their practice. Educating Clients: Knowledge is power. Who is a Financial Advisor?

Certified Financial Planner 52

Certified Financial Planner Financial Planner Certification Clients 52

Nerd's Eye View

AUGUST 17, 2022

Registered Investment Advisers (RIAs) are generally required to enter into an advisory agreement with their clients prior to being hired for advisory services. Advisory agreements for SEC-registered RIAs are governed by Section 205 of the Investment Advisers Act of 1940. Read More.

Clients 201

Clients Assets Financial Planning Management 201

The Big Picture

MAY 20, 2023

The firm manages about $145 billion in client assets and is the world’s largest publicly traded hedge fund. She is also a member of Man Group’s senior executive governance committee. This week, we speak with Robyn Grew, currently, the President at Man Group, and effective September 1, the firm’s new CEO.

Compliance 304

Compliance Communication Government Banking 304

Nerd's Eye View

JANUARY 3, 2024

The good news is that by gaining a better understanding of some of the economy's key drivers, financial advisors have the opportunity to deliver more value to their clients by helping them better identify the opportunities and risks present in this highly uncertain environment! Read More.

Economics 215

Economics Marketing Marketing Economy 215

Nerd's Eye View

AUGUST 8, 2023

In this episode, we talk in-depth about how Lori built her in-depth investment knowledge while working with large institutions and endowments at wirehouse firms like Shearson Lehman Brothers and Citigroup Smith Barney, how Lori approaches portfolio management with an approach of "don't fix what isn't broken" and assumes most large portfolios she manages (..)

Investing 205

Investing Investments Financial Advisor Compensation Planning 205