Nerd's Eye View

OCTOBER 3, 2022

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: Ethic Investing raises a $50M Series C round as values-based “personalized indexing” through direct indexing tools continues to gain momentum.

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Commission Financial Planning Ethics Planning 217

The Richer Geek

MARCH 23, 2022

Hair has been fortunate enough to have several clients enlist him in “bet the company” litigation and has been tasked with protecting clients’ assets during litigation. He enjoys nothing more than fighting for his clients and his uses his unique work ethic, his diverse background, and his courtroom skills to do just that.

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Advisor Perspectives

JANUARY 16, 2023

So-called greenwashing by asset managers misleads investors by labeling products with false claims of ESG benefits. But the SEC’s initiative to restrain this malpractice falls short because it does not distinguish between risk- and ethics-driven ESG products.

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Ethics Assets Management 52

Harness Wealth

MAY 25, 2023

Keep in mind that many financial advisor certifications and distinctions, including the Certified Financial Planner (CFP) , uphold strict ethical standards, and require their financial advisors to act as a fiduciary, meaning that they must put the needs and best interests of the clients ahead of their own. Between 0.5%

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Financial Advisor Certified Financial Planner Ethics CFP 52

The Big Picture

OCTOBER 19, 2022

. • London’s Natural History Museum: Wildlife Photographer of the Year Competition Winners : The museum said in a release that an international panel of experts had selected the 19 finalists out of more than 38,000 entries from nearly 100 countries, based on their “originality, narrative, technical excellence and ethical practice.”

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Ethics Financial Advisor Education Management 141

Yardley Wealth Management

JUNE 6, 2023

Here are some additional details and keywords to help guide you: Estate planning involves creating a plan for the management and distribution of assets after death. This plan can include a living trust, a legal document that allows assets to pass to beneficiaries without going through probate court.

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Certified Financial Planner Estate Planning Retirement Planning Financial Advisor 52

International College of Financial Planning

FEBRUARY 23, 2024

Understanding Financial Planner Certification or CFP® Financial Planner certification is a professional credential awarded to individuals who have met specific education, examination, experience, and ethics requirements in financial planning. From a client’s perspective, working with a CFP® offers a sense of security and trust.

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Nerd's Eye View

APRIL 25, 2023

that oversees $143 million in assets under management (AUM) for nearly 75 client households. Welcome back to the 330th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Ari Weisbard. Ari is Managing Partner of Values Added Financial, an independent RIA based in Washington, D.C.,

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Management Financial Advisor Clients Ethics 239

Yardley Wealth Management

MAY 30, 2023

Here are a few examples of how they can help with your financial planning: Create a Comprehensive Financial Plan: A fiduciary and fee-only advisor can work with you to create a comprehensive financial plan that takes into account your goals, assets, and risk tolerance.

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Fee Only Risk Tolerance Ethics Retirement Planning 52

Nerd's Eye View

SEPTEMBER 13, 2022

billion in assets managed by over 20 affiliated independent advisor businesses. My guest on today's podcast is Carolyn Armitage. Carolyn is the President of Thrivent Advisor Network, an RIA platform that offers partnership and affiliate models for financial advisors and oversees $6.5

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International College of Financial Planning

OCTOBER 26, 2023

Their primary objective is to ensure that the assets are managed & distributed according to the wishes of the client. Investment Oversight:  Post the formulation of your financial plan, the next step is to channel your assets into fruitful investments. Ethical Standards: ICOFP instils solid moral values in its students.

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Estate Planning CFP Certification Certified Financial Planner 52

International College of Financial Planning

OCTOBER 26, 2023

Committing to uphold the ethical guidelines and standards that govern their practice. Investment Mastery: Financial advisors are adept at channelling their clients’ resources into various asset classes, ensuring growth and security. Financial advisors guide individuals in managing their finances and achieving financial goals.

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Certified Financial Planner Financial Planner Certification Clients 52

eMoney Advisor

DECEMBER 20, 2022

When it comes to CFP® professionals and cryptocurrency, the CFP Board’s Code of Ethics and Standards of Conduct dictates that CFPs® should treat crypto-related assets the same as any other form of financial asset. Crypto in the News. The CFP Board stated the risks as follows in its communication. Proceed with Knowledge.

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Walkner Condon Financial Advisors

APRIL 21, 2023

Fee-Only financial advisors are most often compensated as a percentage of assets (AUM), though also may be paid hourly, as a retainer, or as a flat fee, depending upon the planner you choose. How we are Compensated At Walkner Condon we use the assets under management (AUM) model. We use them as the custodian for our clients’ assets.

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Certified Financial Planner Financial Advisor Fee Only Financial Planner 52

Validea

AUGUST 2, 2023

Using this story as inspiration, I thought it would be worth looking at the basics in investing and personal finance to see what investors can learn from the mindset and work ethic of one of the greatest basketball players ever. Kobe understood the importance of work and the power of compounding and honing the most basic skills over time.

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Wealth Accumulation Ethics Investing Investments 94

Walkner Condon Financial Advisors

APRIL 17, 2023

Fee-Only financial advisors are most often compensated as a percentage of assets (AUM), though also may be paid hourly, as a retainer, or as a flat fee, depending upon the planner you choose. At Walkner Condon we use the assets under management (AUM) model. We get paid based on a percentage of a client’s assets that we manage.

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Fee Only Financial Advisor Certified Financial Planner Commission 52

Park Place Financial

SEPTEMBER 8, 2022

These professionals work with wealthy people, helping them manage their assets and offering related financial assistance. One of the best financial advisors available, CFPs earn board certification that represents their intensive training, commitment to observing ethical standards, and dedication to putting clients first.

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Financial Advisor Fiduciary Duty Certified Financial Planner Financial Planner 52

Harness Wealth

FEBRUARY 20, 2024

Many states require an ethics exam covering professional conduct and accounting rules, ensuring that CPAs are equipped to handle ethical situations during their career. Enrolled agents must obtain continuing education of 72 hours every three years with a minimum of 16 hours per year including ethics training.

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Taxes License Education Tax Planning 52

The Irrelevant Investor

AUGUST 25, 2018

There is no way that Wells found the 14,000 least ethical financial advisors in the industry. The fees for planning, according to an internal presentation called “The Wealth Planning Client Experience,” were significant: from $5,000 to $68,000 per year, depending on the client’s assets. Bethany McLean and Ethan Wolff-Mann at Yahoo!

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Ethics Commission Financial Planner Financial Advisor 52

Sara Grillo

OCTOBER 31, 2022

If they tell you they charge a percentage of assets under management, and you see that they also charge commissions, that should indicate that they either weren’t be that honest intentionally or weren’t careful about how they explained their fees to you, both of which are of concern. Ethics matter.

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Financial Advisor Commission Clients Compliance 110

Inside Information

JULY 31, 2022

Currently there are no minimum standards for competency or ethics for those professing to be financial planners. I’m meeting all the highest ethical standards. Mahoney says that right now the organization is looking at a blank slate. Mahoney says that advisors across the board are fed up with the status quo. “I

Financial Planner 45

Financial Planner Financial Planning Ethics CFP 45

International College of Financial Planning

JULY 10, 2023

Credit Manager: Credit managers are professionals responsible for overseeing and supervising credit assets within an organization. Qualified professionals can explore job opportunities in various sectors, such as wealth management, financial planning, asset management, banks, insurance, and brokerage firms.

Financial Advisor 52

Financial Advisor Certified Financial Planner Financial Planner Investing 52

WiserAdvisor

NOVEMBER 21, 2022

One only earns the title of a CFP after years of rigorously studying, completing multiple standardized tests, gathering years of experience in the industry, and having a strong grasp of ethics. Asset allocation and goal-oriented savings. Department of Education before appearing for the CFP exam. Insurance planning and debt management.

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Certified Financial Planner Financial Planner CFP Financial Planning 52

Trade Brains

JANUARY 20, 2023

A Case Study on ‘Satyam Scam’ Accounting Scandal: When the 2008 recession hit the world, India was not only going through a financial crisis but also an ethical crisis. By then almost a decade of manipulation of the financial statements had led to the hugely overstated assets and underreported liabilities.

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Banking Accounting Ethics Sales 127

Park Place Financial

JULY 6, 2022

In Texas, public pension trusts hold over $250 billion in combined assets. Review of investment practices: The bill adds ethical conditions to amendments made during the 86 th Legislative Session regarding independent investigations into investment practices. The law also includes compliance standards for FSRPs.

Retirement 52

Retirement Retirement Planning Certified Financial Planner Ethics 52

Validea

AUGUST 2, 2023

Using this story as inspiration, I thought it would be worth looking at the basics in investing and personal finance to see what investors can learn from the mindset and work ethic of one of the greatest basketball players ever. Kobe understood the importance of work and the power of compounding and honing the most basic skills over time.

Wealth Accumulation 52

Wealth Accumulation Ethics Investing Investments 52

International College of Financial Planning

JUNE 30, 2022

He is an advisor who charges a certain percentage of clients’ total assets. . These are indications that the advisor has met the necessary standards in education, experience and ethics. . They will not only act as an asset to manage your wealth but will also work as a shield during your bad times.

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Wealth Management Management Financial Planner Tax Planning 52

Sara Grillo

DECEMBER 11, 2023

Interview with a low fee financial advisor In this podcast, we talk about: How Paul structured his practice to where he is now serving over 47 households and managing assets of over $60 million His business philosophy and hyper focus on low fee financial advice. And now let’s get on with it!

Financial Advisor 59

Financial Advisor Financial Advice Wealth Management Consulting 59

International College of Financial Planning

MAY 30, 2023

The finance industry is known for its complexity and competitiveness,where ethics play a pivotal role in determining arofessional’s In today’s rapidly evolving and economically complex world, mastering the fundamentals of personal finance is of utmost importance.

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Retirement Planning Risk Management Education Budgeting 40

Brown Advisory

MAY 3, 2023

They also touch on how value investors approach investing in technology, as well as the sector’s burgeoning status as a flight to safety asset like consumer staples was for so many years. MORE ON THIS TOPIC Corporate Engagement Spotlight: Ethical AI Practices AI is a broad term, and it brings with it a broad pool of risks.

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Banking Clients Asset Allocation Ethics 52

Brown Advisory

MAY 3, 2023

They also touch on how value investors approach investing in technology, as well as the sector’s burgeoning status as a flight to safety asset like consumer staples was for so many years. MORE ON THIS TOPIC Corporate Engagement Spotlight: Ethical AI Practices AI is a broad term, and it brings with it a broad pool of risks.

Banking 52

Banking Clients Asset Allocation Ethics 52

Inside Information

OCTOBER 29, 2023

Doctors, CPAs and (to some extent) lawyers have this built into their codes of ethics and professional DNA—and why should advisors be any different? I call this an obligation in the sense that every profession must, as part of its structure, serve the public in a positive way.

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Sales Ethics Fee Only Financial Advice 40

Brown Advisory

SEPTEMBER 13, 2021

We investigated some thoughts on intangible assets and invested capital in our last letter and subsequently we have been discussing the reinvestment rate and long-term growth of some of our investments. We wrote in our 1Q19 investment letter about The Pricing Power Tightrope ( link ) including our view on the thorny issue of ethics.

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Investing Investments Ethics Clients 52

eMoney Advisor

MAY 1, 2023

.” Once named a “Woman to Watch” by InvestmentNews, Cheng uses her high profile for the betterment of the profession, spreading a message about the benefits of skilled and ethical financial planning. In a recent interview with Barron’s, he said he expects to grow his firm to $10 billion in assets within five years.

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Financial Planning Planning Financial Planner CFP 101

Brown Advisory

SEPTEMBER 6, 2022

As economies decouple and deglobalise, prior “just-in-time” firms will move to “just-in-case” inventory, so it won’t be surprising to see RoICs come down without an offset in either asset turns or profit margins as they carry more robust inventory levels. However, looking at the long-term returns of TSMC tells a different story.

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Investing Investments Insurance Ethics 52

Zoe Financial

APRIL 21, 2023

ESG Investing is a strategy that allows investors to align their portfolios to businesses that uphold ethical standards and directly reflect their values. Ultimately, it aims to generate returns while also considering the impact of investments on society.

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Investing Investments Risk Tolerance Government 40

WiserAdvisor

JANUARY 3, 2024

Tip 2: Include inflation-beating assets like stocks Stocks offer the potential for long-term appreciation and the ability to provide income through dividends. They are also an ethical investment avenue that can and potentially lead to lucrative results. As prices rise, so does the value of real assets.

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