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Weekend Reading For Financial Planners (May 6-7)

Nerd's Eye View

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week’s edition kicks off with the news that the House Financial Services Committee unanimously passed a bill that would direct the SEC to conduct a study and carry out a rulemaking on the definition of a "small entity" to reduce the compliance burden on small businesses, (..)

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#FA Success Ep 289: Coming Together As A Partnership To Serve Your Collective Community, With Kamila Elliott

Nerd's Eye View

Kamila is the CEO and Founder of Collective Wealth Partners, an independent RIA based in Atlanta, Georgia, that oversees nearly $25 million in assets under management for almost 175 client households. My guest on today's podcast is Kamila Elliott.

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Marketing to RIAs: Trends & Growth Insights Uncovered

Midstream Marketing

Introduction In the busy world of financial services, asset managers and Registered Investment Advisors (RIAs) require solid marketing strategies to succeed. These methods include using technology, content marketing, and strategies that follow compliance rules. Each one provides various services.

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Importance of Compliance

Truemind Capital

We being a SEBI-regulated entity very well understand the importance of regulatory compliance. There is no denying that following the compliances is time-consuming, expensive, and hinders growth. Even we at Truemind crib sometimes that how much time and costs we have to spend on compliance.

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GIFT City: India’s Strategic Gateway to Global Finance

International College of Financial Planning

This unique designation allows it to function as an International Financial Services Centre (IFSC), facilitating cross-border transactions without the typical regulatory frictions found in India’s domestic markets. Let’s say the price of one UDR, with Apple as the underlying asset, at NSE IFSC is $7.95. Therefore Apple Inc.,

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When Does A Financial Coach Need To Register As An Investment Adviser? The “ABCS” Test To Determine Status

Nerd's Eye View

Over the past several years, the financial services industry has undergone a tremendous evolution in how financial advisers deliver and charge for their services. While commission-based models remain in use, fee-for-service models (including AUM, hourly, retainer, and subscription) have become increasingly popular.

Investing 246
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Kfin Technologies, PG Electroplast and 2 other stocks included in Nifty F&O segment

Trade Brains

Futures and Options (F&O) allow traders to buy or sell assets like stocks, commodities, or indices at a predetermined price on a future date. Kfin Technologies Limited Kfin Technologies is a prominent Indian technology-driven financial services company specializing in investor and issuer servicing.