The Big Picture

SEPTEMBER 19, 2022

The advertising model, as we have learned is not aligned with customers’ interests, right? And from a public market, that sounds like it’s a compliance and conflict nightmare. WENGER: No, we’ve definitely always been disciplined on valuation, and we’ve let a number of things go.

Valuation 293

Valuation Investing Investments Engineering 293

Tucker Advisors

NOVEMBER 11, 2021

Your cover photo can be anything you want from an advertising space where the image contains your website or just something you enjoy like a band or family photo further showing that you’re a person interacting online, just like them. . As a general rule of thumb, we would not suggest sharing content that requires compliance approval.

Financial Advisor 52

Financial Advisor Accounting Financial Advice Media 52

The Big Picture

MAY 9, 2023

He co-chairs a number of the asset management investment committees. So I interviewed with a bunch of banks, got a number of job offers by the end of the week, and joined Goldman Sachs in October 1998. I ended up being hired onto the high yield desk as a research analyst and did that for a number of years, a couple of years.

Assets 286

Assets Clients Investing Investments 286

Indigo Marketing Agency

NOVEMBER 20, 2023

Are you a financial advisor looking to expand your subscriber numbers and cultivate valuable leads with your email marketing? Utilize bullet points or numbered lists to make information easily digestible. To secure higher conversion rates, limit the number of form fields to the essential information needed (name and email address).

Financial Advisor 52

Financial Advisor Engineering Compliance Advertising 52

The Big Picture

FEBRUARY 13, 2023

And like I say, that’s part of why it’s translated to a number of people coming to BlackRock and be with me today. RIEDER: So I had known Larry Fink and Rob Caputo, our CEO and president, for a number of years. ADVERTISEMENT) RITHOLTZ: So you’ve been with BlackRock since the financial crisis.

Economy 141

Economy Numbers Portfolio Marketing 141

The Big Picture

AUGUST 15, 2023

Or at least the top, pick a number, 30, 40%. Let me say what your compliance wouldn’t allow you to say. I don’t remember the number. ” 29, 87, 74, just pick any 50 plus percent number and certainly 2000 and ’08, ’09, a major index gets cut in half. Less, 20, 30%? And — RITHOLTZ: What?

Management 130

Management Investing Investments Government 130

Brown Advisory

JUNE 12, 2017

All the big brokerage firms have large compliance departments, and they should. Berkshire’s ownership allowed GEICO to increase its advertising to attract new customers and grow its market share nearly fivefold. Omaha is a nice weekend getaway with a number of attractions in addition to the annual meeting events.

Investing 52

Investing Investments Ethics Taxes 52

Brown Advisory

JUNE 12, 2017

All the big brokerage firms have large compliance departments, and they should. Berkshire’s ownership allowed GEICO to increase its advertising to attract new customers and grow its market share nearly fivefold. Omaha is a nice weekend getaway with a number of attractions in addition to the annual meeting events.

Investing 52

Investing Investments Ethics Taxes 52

The Big Picture

MAY 23, 2023

So, there was an advertisement in the newspaper. There was an advertisement in the newspaper for Fidelity. Maybe it’s leverage, maybe it’s a tele protection, maybe it’s an overlay hedge, maybe it’s any number of these things. Let’s round it up to 145 as much as my compliance people hate when I do that. GREW: In commerce?

Clients 152

Clients Management Engineering Investing 152

Sara Grillo

JUNE 20, 2022

He said that it actually worked pretty well, because just by the sheer number of people he was talking to on a weekly basis, there was enough lead activity that came out of it. I had a book that I took over as a very small book, but go out and prospect Banister to build it, do as much as you can and hit you hit your numbers.

Financial Advisor 52

Financial Advisor Sales Commission Clients 52

Sara Grillo

SEPTEMBER 12, 2022

Salaske says you would practically have to be a convicted felon for them to strip you of the mark; they want high numbers so they can collect their revenue and chest pound about membership. Wright argues that context is everything and that advertising on its own does that create harm. JR feels this is harmful to consumers. #7

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Sara Grillo

SEPTEMBER 26, 2022

The advertisements that they produce that says that anyone can call themselves a CFP. It’s baffling to me because actually, the only people who can really do… [unintelligible] anyone can say they’re a financial planner? What do they have, 90000 plus CFPs? It seems a little bit odd to me.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Sara Grillo

MARCH 16, 2024

We are limiting the number of spots intentionally to allow for more peer-to-peer interaction and practical, hands-on learning. pricing, technology, compliance) as they build their transparent advice businesses.” These offers are limited to the services advertised in the promotions contained on this page. I look forward to more!

Financial Advice 52

Financial Advice Financial Advisor Consulting Communication 52

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And before you knew it, she was the number one salesperson for selling to professional salons in the whole country. RITHOLTZ: Compliance, legal, and risk. RITHOLTZ: Really?

Compliance 152

Compliance Wealth Management Clients Management 152

The Big Picture

JUNE 27, 2023

Peter Borish, founding partner number two at Tudor Investments where he worked directly with Paul Tudor Jones, most famously helping him put on a very aggressive short position heading into the ’87 crash. .” RITHOLTZ: So literally number two at the firm? Because that’s just the law of large numbers.

Math 141

Math Risk Management Management Marketing 141

The Big Picture

MARCH 21, 2023

You can use this in a number of ways. And that’s a pretty good number. ASNESS: Well, I was striving for uncorrelated, but then the compliance officer in my head is saying sometimes it doesn’t come out to zero all the time. I promise in real life, when we’re trading, we get the sign right like 3 out of 4 times.

Valuation 161

Valuation Investing Investments Numbers 161

Sara Grillo

FEBRUARY 13, 2023

Third, share prices dropping doesn’t tick off the executives who hold large amounts of company stock because often their compensation is determined by the number, not price, of shares. Similarly, in Canada, RBC, also one of the world’s largest financer of fossil fuels has been pulled up for its green advertising.

Investing 72

Investing Investments Clients Portfolio 72

The Big Picture

MAY 16, 2023

Uh, Fred said to give me your number.” ” (LAUGHTER) And he goes, and then he goes like this and tell Fred not to give up my (EXPLETIVE) phone number anymore. LINDZON: Lesson number two. And they go, what’s street.com’s number. He goes, Hey, uh, “Hey, it’s Howard. ” I do the pitch.

Media 278

Media Investing Investments Valuation 278