Steve Feinberg

SEPTEMBER 7, 2023

For home service contractors, completing your workload, attracting new clients, and keeping up to date with all the applicable codes and licensing your business needs can already be a monumental task. Not only is it required by law, but proper tax compliance ensures that your business avoids penalties and maximizes tax returns and deductions.

Compliance 52

Compliance Taxes Accounting Budgeting 52

Brown Advisory

JANUARY 1, 2023

We have looked at a number of potential opportunities especially in those providing services to the sector or intellectual property but nothing yet has passed all our tests. We enjoy our Book Club and a number of titles we have read this year are noted throughout4.

Investing 52

Investing Investments Valuation Clients 52

Sara Grillo

JUNE 20, 2022

He said that it actually worked pretty well, because just by the sheer number of people he was talking to on a weekly basis, there was enough lead activity that came out of it. I had a book that I took over as a very small book, but go out and prospect Banister to build it, do as much as you can and hit you hit your numbers.

Financial Advisor 52

Financial Advisor Sales Commission Clients 52

Sara Grillo

SEPTEMBER 12, 2022

JR agrees, stating that 70% of CFP holders have insurance licenses. #4 Since 70% of CFP® mark holders have insurance licenses, anything they do on the insurance side (outside of variable products) is not regulated by the SEC. Wright argues that context is everything and that advertising on its own does that create harm.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Sara Grillo

SEPTEMBER 26, 2022

The advertisements that they produce that says that anyone can call themselves a CFP. It’s baffling to me because actually, the only people who can really do… [unintelligible] anyone can say they’re a financial planner? What do they have, 90000 plus CFPs? It seems a little bit odd to me.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And before you knew it, she was the number one salesperson for selling to professional salons in the whole country. RITHOLTZ: Compliance, legal, and risk. RITHOLTZ: Really?

Compliance 152

Compliance Wealth Management Clients Management 152