Osaic Super OSJ Rolls Out Affiliation Model for Fee-Only RIAs
Wealth Management
MAY 2, 2024
Rita Robbins sees an opportunity to bring Affiliated Advisors' service model to fee-only advisory firms bogged down in “the muddy middle.”
What’s a Fiduciary & Fee-Only Advisor?
Yardley Wealth Management
MAY 30, 2023
The post What’s a Fiduciary & Fee-Only Advisor? appeared first on Yardley Wealth Management, LLC. What’s a Fiduciary & Fee-Only Advisor? A Guide for Financial Planning When it comes to managing your finances, it’s crucial to work with a professional who puts your interests first.
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Backed By Lincoln Investment, Two Longtime RIA Execs Seek to Acquire Fee-Only Firms
Wealth Management
OCTOBER 14, 2022
partners with Lincoln Investment to invest in growing fee-only RIAs. New RIA aggregator on the block, Transcend, formed by execs from Mercer and Budros, Ruhlin & Roe.,
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What does it mean to be a Fee-Only financial advisor?
Walkner Condon Financial Advisors
APRIL 17, 2023
Fee-Only financial advisors and firms receive no sales-related compensation or incentives. They are compensated only by the fee the client pays. Fee-Only financial advisors, on the other hand, do not receive commissions and are compensated through a fee-for-service model.
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#FA Success Ep 305: Accelerating Growth Of (Fee-Only) Clients By Making It Clear You Have Nothing To Sell, With Mindy Crary
Nerd's Eye View
NOVEMBER 1, 2022
Mindy is the owner of Creative Money, an independent RIA based in Seattle, Washington, that offers a unique 12-month financial planning engagement – or as Mindy puts it on her homepage, “financial planning that doesn’t suck” – which has allowed her firm to work with nearly 400 client households just this year.
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#FA Success Ep 363: Finding The Best Networking Approach For Prospects (And New Career Opportunities), With Christa Madison
Nerd's Eye View
DECEMBER 12, 2023
Christa is the Managing Director of Financial Planning and Business Development at Sebold Capital, a fee-only RIA based in Chicago, Illinois, which manages $300M across more than 100 client households. Welcome back to the 363rd episode of the Financial Advisor Success Podcast!
Managing Sudden Wealth
Darrow Wealth Management
JUNE 14, 2023
Managing sudden wealth paid in cash after the sale of a business or winning the lottery also requires planning, but perhaps with a bit less to unpack in the beginning. Sudden wealth events rarely happen more than once during someone’s lifetime (if at all), so proper financial management is essential. What is sudden wealth?
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#FA Success 291: Managing Fast Growth And Slow Growth Of A Planning-Centric Advice Firm, With Amy Irvine
Nerd's Eye View
JULY 26, 2022
Amy is the owner of Rooted Planning Group, an independent RIA based in Corning, New York that oversees $67 million in assets under management for 175 client households.
101 Ways Advisors Can Add Value And Attract Their Ideal Clients
Nerd's Eye View
NOVEMBER 28, 2022
From advisors who earn commissions from the sales of financial products to fee-only investment advisors who charge based on client assets under management, the value advisors provide to their clients has often been centered on investment management.
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101 Things That Advisors Actually DO To Add Value (Beyond Just Allocating A Portfolio)
Nerd's Eye View
NOVEMBER 28, 2022
From advisors who earn commissions from the sales of financial products to fee-only investment advisors who charge based on client assets under management, the value advisors provide to their clients has often been centered on investment management.
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Managing Compliance as an Independent Financial Advisor
XY Planning Network
MAY 8, 2023
Many advisors—especially those who haven't managed their own compliance previously—can feel like it's the "monster in the closet." Let's talk compliance. Sometimes that one word has the power to make financial advisors break out in a sweat. But it doesn't need to be!
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Private Advisor Group Adds $120M Charlotte Team
Wealth Management
FEBRUARY 6, 2024
Ryan Poterack shuttered his own RIA to join Private Advisor Group’s, as part of the firm’s growing cohort of fee-only advisors.
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Accelerating Growth By Marketing How Your Advisory Firm Is Different (Instead Of Better)
Nerd's Eye View
OCTOBER 16, 2023
Consumers have a wide range of options when it comes to choosing a provider of financial advice, from larger wirehouses and asset managers to smaller Registered Investment Advisers (RIAs).
What type of financial advisor is right for you? Questions you should ask.
Walkner Condon Financial Advisors
APRIL 21, 2023
What does it mean to be a Fee-Only financial advisor ? Fee-Only financial advisors and firms receive no sales-related compensation or incentives. They are compensated only by the fee the client pays. How we are Compensated At Walkner Condon we use the assets under management (AUM) model.
The AI Revolution in Wealth Management: How Advisors Can Stay Ahead of the Curve
XY Planning Network
APRIL 22, 2024
Imagine a world where financial advisors can spend less time on tedious tasks and more time delivering personalized, high-value services to their clients. This world is not a distant future – it's today, and artificial intelligence (AI) is making it possible.
Investment Suitability does matter
Truemind Capital
FEBRUARY 8, 2024
A store manager recommended their brand’s new oil & shampoo that is the solution to all the hair loss problems. A fee-only financial advisor sets you in the right direction to avoid damage to your financial health. A fee-only financial advisor sets you in the right direction to avoid damage to your financial health.
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#FA Success Ep 356: Scaling To (Nearly) $2M Of Revenue As A Flat-Fee, Advice-Only Firm, With Sarah-Catherine Gutierrez
Nerd's Eye View
OCTOBER 24, 2023
Sarah-Catherine is the founder of Aptus Financial, a fee-only financial planning firm based in Little Rock, Arkansas, that is approaching $2M in revenue and works with over 480 client households. Welcome to the 356th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Sarah-Catherine Gutierrez.
5 Investment Management Options To Consider When Launching Your RIA
XY Planning Network
NOVEMBER 21, 2022
One of the most common questions we hear from advisors interested in starting their own RIA is “What are my options for investment management?” After working with small business owners for over a decade, I am no stranger to the pressure so many people feel to get their ducks in a row, launch, and grow as quickly as possible.
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#FA Success Ep 371: Pairing Equity Appreciation Rights With Partnership Equity To Retain Long-Term Advisor Talent, With David Savir
Nerd's Eye View
FEBRUARY 6, 2024
David is the Co-Founder and CEO of Element Pointe Family Office, a Fee-Only RIA based in Miami, Florida that oversees almost $1.6 Welcome to the 371st episode of the Financial Advisor Success Podcast ! My guest on today's podcast is David Savir. billion in assets under advisement for 50 client households.
How Listing Fees On Advisory Firm Websites Can Clearly Communicate The Cost (And Value) Of Planning
Nerd's Eye View
MARCH 20, 2023
In part, this is due to the many commission-based advisors whose compensation depends on the sale of insurance or investment products, where the price that a client pays is baked into the price of the product or is included in (often opaque) fees associated with buying, selling, and/or holding the investment.
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Flat fee advisor list by state
Sara Grillo
MARCH 22, 2024
Steven Kampschmidt Home Freedom Found Financial Andy Panko [link] Tenon Financial New Mexico Jose Sanchez [link] Flat fee financial planning for families living with and through Alzheimer’s New York State Laura Rotter www.trueabundanceadvisors.com I am an annual retainer, flat fee advisor. Tax preparation is also available.
Get a job as a Financial Paraplanner at an RIA firm and ignore the schmucky wirehouse and insurance jobs!
Sara Grillo
OCTOBER 21, 2022
In this blog, I interview paraplanning professionals to get their take on what the role is, what it pays, and what it potential is for someone who wants to get a job as a financial paraplanner, possibly as a stepping stone to other wealth management jobs. Fee-only advisors are bound to the fiduciary standard.
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NAPFA Updates Membership Standards to Allow for Some Commissions
Wealth Management
JULY 5, 2023
The membership organization for fee-only advisors will now allow for a de minimis amount of commission business, as long as it's relinquished.
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Outside Investment Manager Due Diligence & Disclosure (Templates)
XY Planning Network
JUNE 13, 2022
Outside investment managers—such as TAMPs and robo-advisors—are a popular solution for advisors seeking to offer clients expert asset management services without needing to hone that expertise themselves or simply spend the time doing it (as in financial planning-only firms).
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Reclaiming Professionalism
Inside Information
APRIL 26, 2024
The broker-dealers would tell their reps (and some still do) that if they were to venture outside of the BD’s compliance umbrella and go fee-only, the SEC would come after them with a vengeance. Or that FINRA is going to take over the regulation of all advice-givers, and bring the hammer down on those fee-only ‘rogue brokers.’
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#FA Success Ep 351: Facilitating Successful Advisor Mergers & Acquisitions By Avoiding The Conflicts Of A Success Fee, With Jessica Polito
Nerd's Eye View
SEPTEMBER 19, 2023
Jessica is the Founder and Principal for Turkey Hill Management, a mergers & acquisitions consulting firm that assists financial advisors with the sale, acquisition, integration, or merger of their firms. Welcome back to the 351st episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Jessica Polito.
$4B Wells Fargo FiNet Team Launches Independent RIA
Wealth Management
AUGUST 23, 2022
based team sought to be fee-only and escape the contraints Wells Fargo placed on investment options and services he was able to offer his clients. Tom Moran and his Naples, Fla.-based
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Stock Market Highs and Your Retirement
The Chicago Financial Planner
NOVEMBER 8, 2021
Do it yourself if you’re comfortable or hire a fee-only financial advisor to help you. Manage your portfolio with an eye towards downside risk. Manage your portfolio with and eye towards downside risk. If you have a financial plan this is an ideal time to review it and see where you are relative to your goals.
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Secure Your Financial Legacy
Yardley Wealth Management
JUNE 6, 2023
The post Secure Your Financial Legacy appeared first on Yardley Wealth Management, LLC. Here are some additional details and keywords to help guide you: Estate planning involves creating a plan for the management and distribution of assets after death. Advisors may charge a percentage of AUM as their fee.
What is the cost of a financial advisor?
WiserAdvisor
AUGUST 18, 2023
Below are the different types of financial advisors you can choose from based on their fee model: 1. Fee-only financial advisors Average cost: $200 to $400 an hour/ $1,000 to $3,000 per plan/ 1.18% to 0.59% of AUM Fee-only financial advisors are professionals who do not receive commissions from selling financial products.
A damaging effect of Halo Effect on your finances
Truemind Capital
JANUARY 25, 2024
You must follow some rules to avoid the halo effect playing on your mind: – Do your own research to identify the right investment opportunity, fund managers, investment process, portfolio valuation, etc. Truemind Capital is a SEBI Registered Investment Management & Personal Finance Advisory platform.
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Serving Pro Bono Clients As A Busy Advisor: How Advisers Give Back Makes Volunteering Easy
Nerd's Eye View
AUGUST 15, 2022
But while new fee models have allowed fee-only advisors to reach an expanding range of potential clients, there are many Americans who could benefit from professional financial advice but might not have sufficient income or assets to pay for it. law) with established pro bono programs.
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What Should You Do with a Cash Windfall?
Darrow Wealth Management
MAY 3, 2024
First Steps in Managing a Windfall: Delay major purchases until you have a plan Partner with a sudden wealth management advisor Develop your financial, tax, and estate plan Managing a Large Financial Windfall A sudden wealth event changes your life. appeared first on Darrow Wealth Management.
Serving Pro Bono Clients As A Busy Advisor: How Advisers Give Back Makes Volunteering Easy
Nerd's Eye View
AUGUST 15, 2022
But while new fee models have allowed fee-only advisors to reach an expanding range of potential clients, there are many Americans who could benefit from professional financial advice but might not have sufficient income or assets to pay for it. law) with established pro bono programs.
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Case Against Hybrid Mutual Funds
Truemind Capital
JANUARY 24, 2024
Hybrid mutual funds have industry-wide assets under management (AUM) of INR 4.70 Lack of choice: When you invest in an HF of a particular fund house, your investments are managed by the debt and equity team of the same fund house. Truemind Capital is a SEBI Registered Investment Management & Personal Finance Advisory platform.
Meet the firm that is finally bringing financial planning to small accounts!
Sara Grillo
JANUARY 8, 2024
I’ve got Zack Hubbard , the director of financial planning and participant engagement at Greenspring Advisors, a fee only RIA. These meetups are free and the goal is to learn from each other about how to grow and manage a transparent practice for the benefit of clients. And that is certainly a welcome innovation, whoo hoo!
Free ki advice can be very costly
Truemind Capital
FEBRUARY 8, 2024
– Managing behavior : More than product selection, successful investment requires a lot of discipline and patience. On top of it, a fee-only SEBI Registered Investment Advisor would ensure your and his/her interests are aligned. You should know by now that if you are getting something for free, you are the product.
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Benjamin Brandt on Using His Podcast to Grow His Business, Implementing Surge Meetings, Avoiding Burnout, and Using AI to Increase Productivity
Steve Sanduski
FEBRUARY 13, 2024
Guest: Benjamin Brandt , a CERTIFIED FINANCIAL PLANNER and Founder/President of Capital City Wealth Management, a Bismarck, ND fee-only financial planning company. Benjamin is also the host of the Retirement Starts Today Radio podcast and co-host of The Least Boring Tax Podcast.
Myopic thinking is harmful to your financial health
Truemind Capital
JANUARY 24, 2024
People evaluate if they can manage the EMI from their current income minus lifestyle expenses. In such situations, the best thing you can do is ask unbiased fee-only financial professionals which can save you tons of harassment in the future. And the fee for such advice is worth a penny spent for a dollar saved.
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What’s The Difference Between a Broker and an Advisor?
Tobias Financial
NOVEMBER 29, 2022
As you are researching your wealth management options, you will see a number of names for those who can help you invest, including brokers and advisors. Brokers and advisors both offer investment advice, provide investment options, and manage accounts. Fiduciary advisors are generally fee-only. Let’s break it down.
How to Optimize Your LinkedIn Headline
Indigo Marketing Agency
APRIL 28, 2023
Terms like “Wealth Manager,” “Financial Advisor,” and “Estate Planning” are more powerful than “Founder,” “Managing Partner,” or “CEO” from a keyword search perspective. If you work for a very large firm with high name recognition, I would use the firm name in your headline, such as Wealth Advisor at XYZ Wealth Management Group.
Is It Worth Paying a Financial Advisor 1%?
WiserAdvisor
AUGUST 3, 2023
Working with a financial advisor entails a financial commitment, typically represented by an annual fee of 1% of the assets entrusted to their management. Here’s how different types of fee models work in comparison to the 1 percent fee structure: 1. For some, this expense may seem substantial at first glance.
SEC Narrows Scope of Internet Adviser Exemption
XY Planning Network
MAY 21, 2024
With the rapidly increasing use of digital technology in the fintech space to aid in delivering investment management and financial planning services or to supplement an adviser’s existing services, many more firms are working with clients virtually and relying on technology to support their advisory business.
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