Tobias Financial

MARCH 16, 2023

Recently, our Chief Compliance Officer Edgar Collado discussed topics related to working with an advisor such as key questions to ask and more. To watch the full webinar, visit: [link] The post Working with a Real Fiduciary Advisor appeared first on www.tobiasfinancial.com. Is My Financial Advisor a Fiduciary?:

Financial Advisor 52

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Indigo Marketing Agency

AUGUST 2, 2021

In this exclusive webinar, I team up with expert guest Leila Shaver of My RIA Lawyer to teach you best practices on how to use the new testimonial rule to market your RIA. Leila has 10+ years of experience providing legal and compliance guidance to the financial services industry. 7 general violations to avoid. Leila Shaver.

Compliance 52

Compliance Marketing Marketing Financial Services 52

Indigo Marketing Agency

SEPTEMBER 6, 2022

So how do you effectively use the new testimonial rule in your marketing without running into compliance issues? Watch Our Webinars About the Testimonial Program. So now that the new testimonial rule has officially gone into effect, the way financial advisors can market their services has been completely revolutionized. .

Marketing 97

Marketing Marketing Financial Advisor Compliance 97

Indigo Marketing Agency

MAY 5, 2020

And we do everything from run their website, create their content, help them create webinars, do all of their social media postings. Here’s the webinar they did for Lockheed Martin.” That transfers that trust and it gives the person an easy action to take, watch the webinar, schedule a call with you.

Retirement 52

Retirement Economics Retirement Planning Financial Planning 52

Indigo Marketing Agency

MAY 4, 2022

But as an advisor, how do you effectively use the new testimonial rule in your marketing without running into compliance issues? Here’s the 14-step process we deploy once you enroll in our Testimonial Program: First check with compliance to make sure you can receive testimonials. That’s where we come in.

Compliance 52

Compliance Clients Financial Advisor Accounting 52

Indigo Marketing Agency

DECEMBER 30, 2021

But as an advisor, how do you effectively use the new testimonial rule in your marketing without running into compliance issues? Here’s the 14-step process we deploy once you enroll in our Testimonial Program: First check with compliance to make sure you can receive testimonials. That’s where we come in.

Financial Advisor 52

Financial Advisor Compliance Clients Accounting 52

Random Roger's Retirement Planning

NOVEMBER 21, 2023

First up was a webinar about model portfolios at ETF.com. I outsource compliance (have to), technology stuff (pretty sure I have to) and we brought our support person with us to help with things like RMDs, money movement and other administrative work. A few interesting things from here and there on the interwebs.

Portfolio 73

Portfolio Asset Allocation Math Compliance 73

Norman Marks

NOVEMBER 9, 2023

The article captures some of the content of an NACD webinar that was hosted by Protiviti with James Lam as a […] My congratulations to my good friend, Jim Deloach, and to James Lam for their contributions to Board Risk Oversight in the Age of Disruption, published by the (US) National Association of Corporate Directors (NACD).

Risk Management 49

Risk Management Management Compliance Government 49

Indigo Marketing Agency

DECEMBER 18, 2019

That’s why top advisors outsource their marketing to proven professionals that understand our industry and compliance. . It offers comprehensive solutions, including personalized websites, compliance-ready content, email and social media tools, and more. Exclusive whitepapers, webinars, and management resources . Compliance.

Financial Advisor 52

Financial Advisor Compliance Marketing Marketing 52

FMG

SEPTEMBER 21, 2022

You may need to send your script over to compliance before you film. If you are starting a video strategy for the first time, consult with your compliance officer to learn their specifications and approval process. Before you begin distributing your video, make sure to send it to your compliance team (if applicable).

Financial Advisor 59

Financial Advisor Marketing Marketing Distribution 59

Indigo Marketing Agency

MARCH 21, 2023

You can attend AdvisorEngine’s webinar on the topic here. The capabilities of AI softwares are limited, and it remains to be seen how compliance will work with AI and the lack of citing sources for information given. ChatGPT requires oversight and cannot be blindly trusted at this time to auto-create content.

Wealth Management 52

Wealth Management Clients Financial Advisor Media 52

Indigo Marketing Agency

JANUARY 25, 2022

Watch this free webinar where I’ll teach you how to multiply your best clients and help more people during the coronavirus pandemic. Be sure to get it approved by compliance before sending. Want to learn more about how to market during a crisis? Get Your Free Customizable Template.

Communication 52

Communication Clients Marketing Marketing 52

Indigo Marketing Agency

FEBRUARY 12, 2020

If you want to dive deep into the Best Website Options for Financial Advisors, check out my webinar on the subject here. . The key here is to check with your compliance department to choose the right tool. Our Webinar: What it’s Like to Work With Us. CRM: Wealthbox or Redtail. on a Tuesday night. . What We Do & Who We Serve.

Financial Advisor 52

Financial Advisor Financial Planning Clients Planning 52

Indigo Marketing Agency

JUNE 3, 2020

There are also several calls to action inviting visitors to sign up for our free webinars, connect with us on social media, take our exclusive online courses, and email us questions. . Change the Visibility default to Private so you can send an individual link to your compliance officer to review before the video goes live, if applicable.

Financial Advisor 52

Financial Advisor Media Compliance Wealth Management 52

Indigo Marketing Agency

APRIL 23, 2020

Marketing In A Crisis For Financial Advisors (Free Webinar). How can you market in a crisis to multiply your best clients, grow your business, and help more people? Join this exclusive webinar to learn: 1. Space is limited for this time-sensitive webinar, so save your seat today! Making it easy to work with you virtually 4.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Nerd's Eye View

JULY 19, 2023

There are other considerations for IARs to be aware of, particularly for those becoming registered as IARs for the first time, changing firms and/or state registrations, or temporarily withdrawing their registration (such as to leave work to raise a family).

Education 41

Education Investing Investments CFP 41

AdvisorPR

MAY 13, 2020

And whatever is an approved format with compliance; keep in mind the security and archiving requirements for your communications.) Ongoing communication on account status, current economic news and general financial advice will continue to be provided via one-on-one meetings, webinars, e-newsletters, social media and similar.

Communication 52

Communication Accounting Financial Advice Clients 52

Indigo Marketing Agency

JUNE 23, 2023

When I think about the future of marketing for financial advisors, I’m excited about two things: webinars and YouTube. Webinars are an incredible solution to get in front of your ideal prospects 24/7 online with an up-front investment of 4 to 8 hours of your time. Next, there is relatively low competition from other advisors.

Financial Advisor 52

Financial Advisor Clients Compliance Marketing 52

Indigo Marketing Agency

JUNE 22, 2020

When I think about the future of marketing for financial advisors, I’m excited about two things: webinars and YouTube. Webinars are an incredible solution to get in front of your ideal prospects 24/7 online with an up-front investment of 4 to 8 hours of your time. Next, there is relatively low competition from other advisors.

Financial Advisor 52

Financial Advisor Insurance Compliance Clients 52

Indigo Marketing Agency

NOVEMBER 20, 2023

Compliance With Privacy Laws and Regulations Ensure compliance with privacy regulations like GDPR, CCPA, and CAN-SPAM Act. Content Marketing for Financial Advisors Publish financial blog posts, e-books, white papers, webinars, and other content related to the opt-in page topic.

Financial Advisor 52

Financial Advisor Engineering Compliance Advertising 52

Sara Grillo

MAY 23, 2022

I try to hold monthly webinars. CODY GARRETT, CFP®: First of all, it’s kind of… Actually, if you think about compliance there, again, of course, I haven’t educated them to do those things, but if that’s happened, first of all, there’s not a… It actually takes the pressure off. Was this helpful?

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

Sara Grillo

JUNE 12, 2023

And one of the things we spoke about during our webinar a couple of weeks ago, how do you benchmark life insurance? Please consult a consultant. Advisor or attorney?

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Insurance Clients Financial Advisor Math 59