Nerd's Eye View
JULY 25, 2023
billion in assets under advisement. Rita is the Founder and President of Affiliated Advisors, a Super-OSJ with Royal Alliance that provides support to 90 financial advisors and collectively oversees $3.5
Diamond Consultants
OCTOBER 10, 2023
However, these advisors are simultaneously forgoing massive recruitment bonuses from competing firms and a less labor-intensive transition process. But without growth, it will take many years to offset the “bird in the hand” of a lucrative up-front and back-ended recruitment package.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
Diamond Consultants
JUNE 28, 2023
They want to have a sense of ownership over how they run their practice—including the ability to hire and fire team members, distinguish themselves from their colleagues by marketing their business creatively, and be allowed to run their practice without as much interference from compliance. First, UBS left the Protocol for Broker Recruiting.
Diamond Consultants
MARCH 14, 2023
In a world driven by the bottom line, the root of contentment often lies behind less “easily measured” criteria For all of the time, energy, effort, and money that firms spend on recruiting advisors, there’s one critical question they often neglect to address. After all, more assets mean more revenues for everyone—advisors included.
Trade Brains
SEPTEMBER 22, 2023
(JPM) is a financial holding corporation that, through its subsidiaries, provides solutions for consumer and commercial banking, investment banking, processing financial transactions, and asset management. The amount of assets under management was $3 trillion. The headquarters of JPM are located in the US state of New York. ROE (%) 14.94
Diamond Consultants
JANUARY 10, 2023
Beyond the obvious revenue and asset metrics that most advisors use to evaluate their business, consider what a “good year” might look like. Debating the merits of stringent compliance regimes is beyond the scope of this article, but the reality is that we live in a world of heightened oversight. Have a plan B.
Inside Information
MAY 30, 2023
In the more comprehensive surveys, you will see the percentage or dollar revenues collected by each BD on annuity, life insurance and other product sales, vs. fees (defined by asset management fees, shared between the reps and the broker-dealer). The compliance people have to pre-approve their communications.
Expert insights. Personalized for you.
242 
Let's personalize your content