Nerd's Eye View

JULY 8, 2024

Yet the need for advisor education – and the regulatory requirements to get it (in the form of Continuing Education obligations) – never ends, with the latest focus for most financial advisors being on the ongoing expansion of NASAA's 2020 Model Rule that implemented the first Investment Advisor Representative (IAR) requirements to get (..)

Ethics 239

Ethics Education Financial Advice Communication 239

The Big Picture

JANUARY 27, 2024

political-media-industrial-complex : The silver lining of terrible media coverage of the 2024 elections: “Traffic to political coverage on digital news sites is down compared to the 2020 and 2016 presidential primaries. In 2020, Fox News drew 4.4 Jeff-alytics ) • Inside the collapsing U.S. Fox couldn’t crack 2.8

Advertising 147

Advertising Media Food Investment Advisor 147

Trade Brains

JUNE 11, 2025

This directly reverses the zero-MDR policy active since January 2020. 60 lakh crore since 2020. Yet, sustaining this growth requires investment. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.

Banking 59

Banking Government Consulting Investing 59

Trade Brains

OCTOBER 27, 2024

In addition to these bonus shares, RIL has also completed five rights issues, with the most recent one being in May 2020. Also read… Waste water management stocks with strong capex plans to add to your watchlist Reliance Industries Future Business Investments Reliance Industries is making bold strides in future technologies.

Financial Services 64

Financial Services Planning Investment Advisor Investing 64

Trade Brains

OCTOBER 22, 2024

Indian companies have been participating in the nuclear power segment ever since the growing support for nuclear as a low-carbon energy source sent uranium prices 3x since the end of 2020. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.

Manufacturing 111

Manufacturing Government Engineering Clients 111

James Hendries

JULY 13, 2022

So far, this year hasn’t seen a full-blown crisis like 2008–2009 or 2020, but the ride has been very bumpy. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates.

Banking 98

Banking License Investment Advisor Insurance 98

Trade Brains

JULY 7, 2025

The CCI’s probe, initiated after a 2020 ONGC complaint, found that India Cements, Shree Digvijay, and Dalmia Cement, with a middleman named Umakant Agarwal, engaged in anti-competitive collusion. Investors must therefore exercise due caution while investing or trading in stocks.

Commission 59

Commission Manufacturing Investment Advisor Media 59

Midstream Marketing

JANUARY 19, 2025

One of the biggest challenges that most investment advisors face involves not just getting found online via search engines like Google, but getting found by the right audience at the right time – meaning a local one. A lot has changed even in the 40 years since the Investment Advisor’s Act was last amended.

Advertising 40

Advertising Marketing Marketing Investment Advisor 40

Trade Brains

JULY 5, 2025

in July 2020 and is currently trading at Rs 1,367, giving a significant gain of 2,736 percent to its investors. 28,36,000 if someone had invested in 2020 and held the share till date. Investors must therefore exercise due caution while investing or trading in stocks. If an investor had put Rs.

Distribution 59

Distribution Investing Investments Assets 59

Trade Brains

JUNE 12, 2025

The most recent buyback was executed on October 21, 2022, and the earlier one took place on June 9, 2020. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.

Communication 52

Communication Investment Advisor Consulting Investing 52

Trade Brains

JUNE 27, 2025

on June 26, 2020. For example, if someone had invested Rs. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing. On June 27, 2025, the shares of GE Vernova T&D India Limited traded at Rs.

Distribution 59

Distribution Manufacturing Engineering Portfolio 59

James Hendries

AUGUST 23, 2022

million, the lowest level since May 2020 [Figure 1]. The National Association of Home Builders (NAHB) index, another important housing metric, fell in August to below 50 for the first time since May 2020. Traffic of prospective buyers, a leading indicator of future sales, also fell to its lowest since May 2020.

Marketing 98

Marketing Marketing Sales Economy 98

Trade Brains

JUNE 27, 2025

on 14th August, 2020. For example, if someone had invested Rs. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing. On June 27, 2025, the shares of ITD Cementation India Limited traded at Rs.

Engineering 59

Engineering Investing Investments Investment Advisor 59

Cornerstone Financial Advisory

DECEMBER 16, 2024

The Dow registered its worst losing streak since 2020. FMG is not affiliated with the named representative, financial professional, Registered Investment Advisor, Broker-Dealer, nor state- or SEC-registered investment advisory firm. Meanwhile, the Dow fell as healthcare stocks came under pressure.

Marketing 52

Marketing Marketing Taxes Economics 52

Advisor Perspectives

DECEMBER 1, 2023

Over 10,000 advisors became RIAs between 2015 and 2020 alone. Freedom, control, and economic advantages are the key reasons for the impressive growth of the independent Registered Investment Advisor (RIA) channel over the years. Ever wonder why?

Investment Advisor 52

Investment Advisor Numbers Economics Investing 52

Trade Brains

OCTOBER 21, 2024

The company was formed in February 2020 through the merger of Tata Global Beverages and Tata Chemicals’ consumer products division. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing. appeared first on Trade Brains.

Distribution 80

Distribution Food Retail Investment Advisor 80

Trade Brains

JUNE 12, 2025

With online grocery sales up 170 percent in 2021 and frozen food sales surging 75 percent online in 2020, platforms like Amazon and Walmart have become crucial to distribution. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.

Food 52

Food Sales Distribution Retail 52

Cornerstone Financial Advisory

DECEMBER 11, 2023

jump in productivity represented the fastest pace since the third quarter of 2020. FMG is not affiliated with the named representative, financial professional, Registered Investment Advisor, Broker-Dealer, nor state- or SEC-registered investment advisory firm. a Registered Investment Advisor.

Marketing 98

Marketing Marketing Taxes Economics 98

BlueMind

JULY 15, 2022

Bear in mind the standards that a Registered Investment Advisor is held accountable to and a broker-dealer is, are different. Despite the regulators increasing measures to maintain transparency and integrity in the financial dealings of the market, mistakes happen even by the most well-intentioned advisors.

Compliance 98

Compliance Financial Advisor Certified Financial Planner Clients 98

eMoney Advisor

DECEMBER 15, 2022

adults said their most trusted source of financial advice was a financial advisor. That’s up from 22 percent who said the same in early 2020. Here, we take a look at projected job growth for financial advisors, the predicted wave of retirements, the demographics of financial planners, and more. Around 26 percent of U.S.

Financial Planner 74

Financial Planner CFP Certified Financial Planner Financial Advisor 74

Trade Brains

JUNE 20, 2025

This crisis, widely referred to as the Yes Bank scandal of 2020, centred around serious allegations of mismanagement, fraudulent loans, and suspected money laundering involving the bank’s founder, Rana Kapoor. Investors must therefore exercise due caution while investing or trading in stocks.

Banking 66

Banking Government Investing Investments 66

Trade Brains

JUNE 17, 2025

The market has already seen steady expansion from 2020 to 2025, where it grew at a CAGR of 6.8 Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing. appeared first on Trade Brains.

Distribution 59

Distribution Manufacturing Retail Portfolio 59

Indigo Marketing Agency

NOVEMBER 20, 2020

According to the Bureau of Labor Statistics, the median pay for financial advisors is $87,850 per year, with the average salary being approximately $121,770 per year. The average age of a financial advisor is estimated to be 51 years old in 2020. Edward Jones has 14,000 advisors, and Raymond James has 8,100 financial advisors.

Financial Advisor 52

Financial Advisor Wealth Advisor Clients Numbers 52

James Hendries

JULY 21, 2022

So far, this year hasn’t seen a full-blown crisis like 2008- 2009 or 2020, but the ride has been very bumpy. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). We may not be flying into a storm, but there’s been plenty of turbulence.

Clients 52

Clients Investment Advisor License Financial Advice 52

Trade Brains

OCTOBER 28, 2024

Alia Bhatt showcased her business acumen through her Nykaa investment. Moreover, she invested ₹4.95 crore in July 2020, before the company’s public listing. Furthermore, her investment multiplied to ₹54 crore when Nykaa went public in November 2021. Please consult your investment advisor before investing.

Investments 52

Investments Investing Engineering Investment Advisor 52

Trade Brains

JUNE 1, 2023

crores in March 2020 to Rs.335.50 crores in March 2020 to Rs. crores in March 2020 to Rs. crores In March 2020 to Rs.136.33 crores in December 2022. Similarly, the company has even witnessed significant growth in its revenue, it has grown from Rs. crores in March 2022. Their profits have grown from Rs.

Manufacturing 52

Manufacturing Portfolio Investment Advisor Investments 52

Cornerstone Financial Advisory

JULY 25, 2022

The latest monthly homebuilder sentiment survey showed the single largest monthly drop in its 37-year history, except for April 2020. month-over-month decline in June’s existing home sales, representing the slowest pace since June 2020. Registered Representative, Securities offered through Cambridge Investment Research, Inc.,

Marketing 59

Marketing Marketing Taxes Economics 59

Bell Investment Advisors

NOVEMBER 6, 2023

First, this is a degree of expansion that is approximately double any quarterly growth rate seen since the post-COVID rebound of 2020 to 2021. The post The Economy vs. Interest Rates appeared first on Bell Investment Advisors. during the third quarter. This result is remarkable for two reasons.

Economy 52

Economy Economics Numbers Investment Advisor 52

Cornerstone Financial Advisory

JUNE 21, 2022

Recession fears grew based on a weak housing starts report and a contraction in the Philadelphia Fed Business Index–the first contraction since May 2020. IRS.gov, March 20, 2020. Investing involves risks, and investment decisions should be based on your own goals, time horizon, and tolerance for risk. Fed Rate Hike .

Marketing 52

Marketing Marketing Taxes Economics 52

James Hendries

OCTOBER 4, 2022

As we experienced in 2020, when a lot of negative sentiment is being priced into markets, it may set the bar low for stocks to outperform expectations. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Economy Investment Advisor License 52

ClearMoney

DECEMBER 16, 2021

In looking at all 1,000-plus monthly closing levels between 1926 and 2020 for the S&P 500 Index, 30% of the monthly observations were new market highs. UNITED STATES: Dimensional Fund Advisors LP is an investment advisor registered with the Securities and Exchange Commission.

Commission 52

Commission Distribution License Sales 52

James Hendries

AUGUST 15, 2022

The S&P 500 Index enjoyed its best month since November 2020 and its best July in over 80 years. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). There was even a surprise out of Washington D.C., Last week’s gains were encouraging.

Clients 52

Clients Marketing Marketing Economy 52

Cornerstone Financial Advisory

APRIL 17, 2023

the most significant monthly decline since 2020. FMG is not affiliated with the named representative, financial professional, Registered Investment Advisor, Broker-Dealer, nor state- or SEC-registered investment advisory firm. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc.,

Marketing 59

Marketing Marketing Medical Economics 59

Cornerstone Financial Advisory

APRIL 10, 2023

4, 5 After reports of a jump in initial jobless claims on Thursday and a 15% rise in layoffs in March, Friday’s March employment report showed the smallest increase in nonfarm payrolls (+236,000) since December 2020. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., FOMC Minutes.

Marketing 59

Marketing Marketing Taxes Economics 59

Indigo Marketing Agency

JUNE 20, 2024

According to the Bureau of Labor Statistics, the median pay for financial advisors is $87,850 per year, with the average salary being approximately $121,770 per year. The average age of a financial advisor is estimated to be 51 years old in 2020. Edward Jones has 14,000 advisors, and Raymond James has 8,100 financial advisors.

Financial Advisor 40

Financial Advisor Wealth Advisor Clients Numbers 40

Trade Brains

OCTOBER 18, 2024

Recent Developments and Future Outlook The Indian investment banking sector is witnessing a surge in activity. This number is more than four times that of the IPOs in 2020. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.

Banking 52

Banking Economics Investments Investing 52

Cornerstone Financial Advisory

JANUARY 23, 2023

.” – William Zinsser Beware Of Improper Employee Retention Credit Claim The employee retention credit (ERC) is a refundable tax credit for businesses that continued paying employees while shut down due to the COVID-19 pandemic or had significant declines in gross receipts from March 13, 2020–December 31, 2021.

Marketing 59

Marketing Marketing Economics Taxes 59