The Big Picture

MAY 20, 2023

Previously she was COO, General Counsel, Chief Administrative Officer, and Global Head of Legal and Compliance. Before joining the firm in 2010 as Chief Compliance Officer for Man GLG, Robyn held Sr. She is also a member of Man Group’s senior executive governance committee.

Compliance 307

Compliance Communication Government Banking 307

MarketWatch

MARCH 30, 2023

million total — is for “unsafe or unsound practices” related to historical inadequate oversight of sanctions compliance risk at its Wells Fargo Bank N.A. The Fed’s fine of $67.8 million — included in the $97.8 The bank violated U.S. The fine marks the latest of several enforcement actions against the bank, including a $1.93

Compliance 75

Compliance Banking Assets Marketing 75

Carson Wealth

OCTOBER 23, 2023

after adjusting for inflation, matching the average annual pace between 2010 and 2019. Compliance Case # 01945554 _102323_C The post Market Commentary: Another October Low Forming? Through June 2023, the economy grew 2.4% Since then, the economy has accelerated. The Atlanta Fed GDP Nowcast is projecting 5.4%

Marketing 143

Marketing Marketing Economy Retail 143

Risk Management Guru

SEPTEMBER 27, 2021

Founded by Boris Agranovich in 2010, the Global Risk Community (GRC) is the world’s leading community for Risk Managers. Episodes will feature topics such as: risk management, cyber security, credit risk, market risk, governance, fintech, regtech, risk and compliance, AML, fraud and other related topics.

Risk Management 52

Risk Management Management Compliance Government 52

Carson Wealth

AUGUST 12, 2024

2010 had a European banking crisis. Compliance Case # 02362252_081224_C The post Market Commentary: Up and Down Week Leaves the S&P 500 Near Flat appeared first on Carson Wealth. Starting clear back in 1990 when Iraq invaded Kuwait, August seems to be susceptible to large geopolitical or market events taking place.

Marketing 95

Marketing Marketing Numbers Economy 95

Carson Wealth

JUNE 10, 2024

The 6% aggregate income growth we’re experiencing provides a good first estimate of nominal GDP growth, and that’s above the 2010-2019 trend of about 4%. Compliance Case # 02272734_061024_C The post Market Commentary: The Summer Rally Continues Amid Strong Job Gains appeared first on Carson Wealth.

Marketing 143

Marketing Marketing Economy Numbers 143

Carson Wealth

JANUARY 29, 2024

Instead, this is what happened: The economy accelerated in 2023, with GDP growth rising 3.1%, well above the 2010-2019 trend of 2.4% That’s well above the 2010-2019 average of 2.4% Compliance Case # 02089242_012924_C The post Market Commentary: Good News Is Good News appeared first on Carson Wealth. and 2017-2019 pace of 2.8%.

Marketing 97

Marketing Marketing Economy Government 97

Carson Wealth

JULY 24, 2023

pace of growth between 2010 and 2019, but it also matches the pace of growth over the three years prior to the pandemic (2017-2019) when economic growth picked up. Compliance Case # 01843471 The post Market Commentary: The Dow’s on a Winning Streak appeared first on Carson Wealth. Right now, it says the economy grew 2.4%

Marketing 98

Marketing Marketing Economy Retail 98

Harness Wealth

MAY 12, 2025

Since 2010, there has been a 20% decrease in accounting graduates. Stereotypes of long hours spent on tedious compliance work tend to overshadow the intellectual challenges, problem-solving opportunities, and the potential for strategic advisory roles within the field. Platforms like Harness , however, offer an effective way forward.

Taxes 52

Taxes Compliance Accounting Numbers 52

Carson Wealth

JULY 29, 2024

It’s a very solid, but not spectacular, number, just in the top half of all quarters since 2010, but looking at it in the context of the rate environment shows just how resilient the economy has been. This was well above expectations of a 2.0% increase and acceleration from last quarter’s 1.4%. almost broke the economy in 2019.

Marketing 97

Marketing Marketing Economy Transportation 97

Carson Wealth

APRIL 29, 2024

in the first quarter, well above the 2010-2019 average pace of 2.4%. Compliance Case # 02219915_042924_C The post Market Commentary: Is “Sell in May” Still Relevant? Excluding these categories provides a much clearer picture of actual spending and production in the economy, i.e., final demand after adjusting for inflation.

Marketing 97

Marketing Marketing Economy Government 97

Carson Wealth

NOVEMBER 13, 2023

annual pace, which is faster than the 2010-2019 pace of 1.2%. It’s also 40% above the 2010-2019 average and 4% above the 2005-2007 average. Compliance Case # 01979041_111323_C The post Market Commentary: Fundamentals May Be Aligned for Solid Stock Gains in 2024 appeared first on Carson Wealth.

Marketing 96

Marketing Marketing Economy Startup 96

Carson Wealth

SEPTEMBER 11, 2023

That has helped the economy stay resilient and, in fact, grow faster over the past year than it did on average between 2010 and 2019. Compliance Case # 01897809-091123_C_T The post Market Commentary: Four Big Questions appeared first on Carson Wealth. Who Holds U.S. Government Debt? Interest payments hit 3.6%

Marketing 93

Marketing Marketing Government Economy 93

Carson Wealth

JANUARY 8, 2024

In fact, the average annual number of jobs gained from 2010-2019 was 2.2 Compliance Case # 02059807_010824_C The post Market Commentary: Slow Start For Stocks Despite Solid Job Gains appeared first on Carson Wealth. While that is lower than the 4.8 million, or 2.6

Marketing 96

Marketing Marketing Economy Numbers 96

Investment Writing

NOVEMBER 20, 2024

For example, its 2010 full-service investor survey spurred J.D. Show them you can work with the compliance department Some bad writing results from fear of the firm’s compliance department. Next, consider ways to satisfy the compliance department’s concerns. I suggest that first you write your message clearly.

Compliance 52

Compliance Communication Assets Portfolio 52

Carson Wealth

MAY 13, 2024

The banking system has held up, and economic growth has run ahead of the pre-pandemic 2010-2019 trend. trend between 2010 and 2019. Compliance Case # 02236962_051324_C The post Market Commentary: 7 Reasons the Bull Market Is Alive and Well appeared first on Carson Wealth. We were able to capture this in real time using our LEI.

Marketing 97

Marketing Marketing Economy Economics 97

Carson Wealth

SEPTEMBER 30, 2024

over the entire 2010-2019 era, and even over the relatively stronger 2017-2019 period, it grew only 2.8%. Compliance Case # 02434362_093024_C The post Market Commentary: S&P 500 Has Another Strong Month, but Watch Out for October Jitters appeared first on Carson Wealth. The economy grew at an annualized pace of 2.4%

Marketing 96

Marketing Marketing Manufacturing Economics 96

Carson Wealth

MARCH 25, 2024

in 2023 (inflation-adjusted), well above the 2010-2019 trend of 2.4%. The labor market has been the backbone of the economy, with rising employment and strong wage growth coupled with easing inflation boosting consumption. Interest Rate Cuts Will Be a Tailwind for the Economy Powell did say the projected interest rate of 4.6%

Marketing 97

Marketing Marketing Economy Medicine 97

Carson Wealth

DECEMBER 18, 2023

3% in 2023 after adjusting for inflation, which would be above the 2010-2019 trend. Compliance Case # 02028643_121823_C The post Market Commentary: Stocks and Bonds Rally as Fed Recognizes Progress on Inflation appeared first on Carson Wealth. Strong household balance sheets and solid income growth have led to a resilient economy.

Marketing 96

Marketing Marketing Economy Investing 96

Carson Wealth

JUNE 5, 2023

During the last expansion, 2010-2019, average annual payroll growth was 2.2 Compliance Case # 01787581 The post Breakout Confirmed appeared first on Carson Wealth. That is a strong indicator for how the economy is doing. For perspective, the average annual payroll growth between 1940 and 2022 was 1.5 million per year.

Economy 52

Economy Numbers Compliance Banking 52

Carson Wealth

JANUARY 22, 2024

The average yield from 2010-2021 was just 2.34%. Compliance Case # 02079559_012224_C The post Market Commentary: S&P 500 Index Hits a New All-Time High appeared first on Carson Wealth. As noted above, the yield to maturity for the Agg on Jan. 16 was 4.65%.

Marketing 97

Marketing Marketing Economy Portfolio 97

Carson Wealth

MAY 22, 2023

Declining Housing Activity Has Foreshadowed Past Recessions Between 1980 and 2010, the U.S. Compliance Case # 01772498 The post Market Commentary: Stocks Keep Chugging Along appeared first on Carson Wealth. The sole positive aspect within the housing sector was the continued strength in multifamily construction.

Marketing 52

Marketing Marketing Economy Economics 52

Carson Wealth

MAY 1, 2023

The average over the last decade (2010 – 2019) was 2.3%. Compliance Case # 01749933 The post Market Commentary: Market Rally to Close April, But Be Wary of “Sell in May” appeared first on Carson Wealth. There Was No “Slowdown” Domestic demand rose by 3.2% in the first quarter. Private sector demand rose 2.9%

Marketing 52

Marketing Marketing Economy Numbers 52

Trade Brains

OCTOBER 4, 2024

Garuda Construction and Engineering IPO – About the Company Garuda Construction and Engineering Limited, founded in 2010, has its headquarters in Mumbai, Maharashtra, India. Regulatory impact: Vulnerable to changes in real estate regulations that could affect project viability and compliance costs. Let’s dive in!

Engineering 52

Engineering Portfolio Management Marketing 52

Carson Wealth

JUNE 26, 2023

Between 1980 and 2010, there were five recessions, and each was preceded by a huge decline in single-family housing starts. Compliance Case # 01813768 The post Market Commentary: Stocks Can Go Lower, But We Expect Them to Rebound appeared first on Carson Wealth. Historically, declining housing activity has foreshadowed recessions.

Marketing 52

Marketing Marketing Economy Numbers 52

The Big Picture

DECEMBER 6, 2022

But when you factor in, you know, legal costs, compliance, portfolio management, trading, there is a lot that goes into launching an ETF. I mean, when I was in Chicago, one of my best experiences in Chicago was when Spain won the World Cup in 2010. You’re suggesting that’s the money-loser for that company? BERRUGA: Yeah.

Clients 157

Clients Investing Investments Management 157

Carson Wealth

AUGUST 28, 2023

per year between 2010 and 2019. Compliance Case # 01883303_082823_C The post Market Commentary: Volatility Is the Toll We Pay appeared first on Carson Wealth. As a result, economic growth in the world’s second largest economy is set to slow meaningfully. In inflation-adjusted terms, the Chinese economy grew an average of 7.7%

Marketing 52

Marketing Marketing Economy Economics 52

Sara Grillo

DECEMBER 12, 2022

In 2010, he moved to Midland where he currently resides with his wife, Heather, who teaches at Midland ISD. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. For advise on such matters, contact a legal or compliance advisor. They have two children, Emily and Ryan.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

The Big Picture

AUGUST 15, 2023

SEIDES: But market returns across — RITHOLTZ: The past decade, 2010 to 2020, we were what? Let me say what your compliance wouldn’t allow you to say. So I think that argument is very valid in those couple of years, 2009, 2010 probably, maybe 2011, which was a tough year for hedge funds. SEIDES: It’s lower.

Management 130

Management Investing Investments Government 130

The Big Picture

SEPTEMBER 19, 2022

And from a public market, that sounds like it’s a compliance and conflict nightmare. So the second question is, you’re making seed investments, how does that work if you want to bring one of those seeds to your firm, to Union Square Ventures? You guys approach it differently. WENGER: In our LPA, we can write checks up to $100,000.

Valuation 299

Valuation Investing Investments Food 299

Trade Brains

FEBRUARY 28, 2024

The Company has been investing in the creation of a responsible AI that emphasizes responsibility, security, and compliance. This was followed by a cross-messaging platform Pinch, which it built in 2010. The Company began by launching a mobile media platform that provided browser-type functions over SMS.

Engineering 100

Engineering Government B2B Clients 100

The Big Picture

AUGUST 20, 2024

So any compliance people listening, I’m just spitballing here. You didn’t even have Uber in 2010. That’s Barry saying it. That’s not Mike. In 2008, we didn’t have Uber, right? It’s important to recognize that. So if you wanted to go drive New York City taxi, that was an entirely different job.

Assets 167

Assets Management Portfolio Taxes 167

The Big Picture

JUNE 27, 2023

RITHOLTZ: Or the flash crash in 2010 and 2011. And the whole business aspect of raising money, compliance, I wish I had a better understanding of that because it’s just not your track record. Let’s see what’s happening there. Market makers and it’s been, knock on wood, effective, right?

Math 144

Math Risk Management Marketing Marketing 144

The Big Picture

DECEMBER 14, 2022

Kathleen has been with Blackstone since 2010. RITHOLTZ: So I’m glad you mentioned that because before we get to 2010 when you moved to Blackstone, let’s talk about a tough environment. 2008 through 2010 was a particularly tough and very formative experience. That’s really an astonishing return.

Assets 157

Assets Investing Investments Portfolio 157

Sara Grillo

SEPTEMBER 26, 2022

Papers he co-authored on retirement income sustainability won the 2008 and 2010 Certified Financial Planning Board of Standards and International Foundation for Retirement Education Best Paper awards, respectively. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Carson Wealth

APRIL 22, 2024

For perspective, the 2010-2019 average pace was 2.4%. The chart below shows an attribution of corporate profit growth over several sub-periods since 2010. 2010 – 2015: Business investment and dividends drove profit growth, overcoming the drag from reduced government spending. That is above 3.5% public and private.

Marketing 96

Marketing Marketing Economy Government 96

Carson Wealth

FEBRUARY 10, 2025

However, the deficit started to shrink after 2010, falling to about 0.5% Compliance Case # 7620230.1_021025_C The post Market Commentary: Tariffs Still the Talk of the Town appeared first on Carson Wealth. The primary deficit rose to about 6.5% of GDP in 2015. This is historically what happened as economic expansions wore on.

Marketing 69

Marketing Marketing Taxes Economy 69