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Weekend Reading For Financial Planners (June 28–29)

Nerd's Eye View

Which could ultimately lead to a virtuous cycle of attracting more new clients as well as talented advisors who seek to work at growing firms.

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Pennsylvania Advisor Who Used Client Funds on Country Club Dues Gets 8 Years in Prison

Wealth Management

Number 8860726. Attorney’s Office said he failed to report the fraud proceeds on his personal income tax returns, which generated a tax loss of about $3 million. Today’s sentencing shows how seriously the courts take federal tax crimes.” Informa PLC's registered office is 5 Howick Place, London SW1P 1WG.

Clients 276
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The WealthStack Podcast: Unlocking Private Markets with AssetMark's Michael Kim

Wealth Management

Number 8860726. Michael joined AssetMark in 2010 and has held a number of leadership positions, including Head of National Sales and Consulting, Chief Client Officer, and President (2021–Present). Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

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Schwab Expands Roster of No Transaction Fee Mutual Funds

Wealth Management

Number 8860726. David Bodamer , Editorial Director , WealthManagement.com July 8, 2025 1 Min Read Alamy Photo Schwab Advisor Services has expanded the number of mutual funds RIAs can acquire without transaction fees. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

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Cerulli: Gen X Presents the Next Great Opportunity for Financial Advisors

Wealth Management

Number 8860726. As a result, financial advisors should start honing the services Gen X members will likely benefit from the most, including retirement planning, estate and tax planning and mortgage refinancing. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

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CoinShares: Investors Look to Advisors for Risk Assessment on Digital Assets

Wealth Management

Number 8860726. Forty-four percent cited both access to institutional-grade products and help navigating crypto tax regulations and reporting requirements. She has over 20 years of experience as a business reporter and editor, including for Retail Traffic and National Real Estate Investor magazines.

Assets 278
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Why Some RIAs Have Launched Their Own ETFs

Wealth Management

Number 8860726. However, as the financial advisory industry became more familiar with how ETFs work, a growing number of shops finally reached a stage where they are turning their own ETF from an idea into reality, according to Venuto. Of that number, about a quarter will likely be launched by traditional RIAs, Venuto said.