Wealth Management

JULY 2, 2025

Number 8860726. The Vanguard High-Yield Active ETF would trade under the ticker VGHY and invest at least 80% of its portfolio in high-yield debt, according to a Tuesday filing with the Securities and Exchange Commission. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Planning 264

Planning Estate Planning Wealth Management Commission 264

Random Roger's Retirement Planning

JULY 2, 2025

A fun rabbit hole over the years has been the 75/50 portfolio devised by John Serrapere which he wrote about several times at the old IndexUniverse site. For anyone new, the big idea is for the portfolio to capture 75% of the upside with only 50% of the downside. Portfolio 2 has a normal, even if not heavy, allocation to equities.

Portfolio 59

Portfolio Numbers Taxes Clients 59

Calculated Risk

DECEMBER 23, 2024

From the MBA: Share of Mortgage Loans in Forbearance Increases to 0.50% in November The Mortgage Bankers Associations (MBA) monthly Loan Monitoring Survey revealed that the total number of loans now in forbearance increased to 0.50% as of November 30, 2024. According to MBAs estimate, 250,000 homeowners are in forbearance plans.

Portfolio 147

Portfolio Government Planning Numbers 147

Nerd's Eye View

JANUARY 6, 2025

FINNY AI, an AI-powered prospecting tool, has raised $4.2

Startup 188

Startup Financial Advisor Clients Portfolio Management 188

Abnormal Returns

MARCH 17, 2025

thinkadvisor.com) The number of family offices is proliferating. (xyplanningnetwork.com) Advisers How Blackstone ($BX) could find its way into the RIA business. citywire.com) How Section 351 exchanges work. kitces.com) Advisers often need to work against what so-called gurus have said to prospects. crr.bc.edu)

Portfolio 147

Portfolio Wealth Management Clients Management 147

The Big Picture

JANUARY 15, 2025

What percentage of your portfolio should be allocated? To help us unpack all of this and what it means for your portfolio, let’s bring in Ted Seides, who began his career at the Yale University Investments Office under the legendary David Swensen. Is this for 5 million portfolios or 50 million portfolios?

Portfolio 144

Portfolio Assets Investing Investments 144

Nerd's Eye View

APRIL 2, 2025

Yet while these tools offer mathematical metrics, they often fall short in helping clients connect the numbers to their real lives. a guardrails-based strategy that adjusts spending levels if the client's portfolio either exceeds or drops below specified thresholds) that clients can understand, trust, and follow consistently.

Retirement 147

Retirement Clients Retirement Planning Marketing 147

Nerd's Eye View

NOVEMBER 22, 2024

Also in industry news this week: Why the announced acquisition of RIA custodian TradePMR by retail brokerage firm Robinhood could prove to be a boon for RIAs on TradePMR's platform, who could receive a wave of referrals from Robinhood's massive base of next-generation retail clients How Morningstar is cutting the "Medalist Ratings" of thousands of (..)

Financial Planner 246

Financial Planner Retirement Retail Retirement Planning 246

Nerd's Eye View

MARCH 3, 2025

This month's edition kicks off with the news that Morningstar Office will be shutting down in early 2026 as a part of Morningstar's ongoing effort to refocus on its core investment data and analytics business – forcing advisors currently using the tool to switch (which might be a net positive for many of those advisors who have long complained (..)

Estate Planning 173

Estate Planning Portfolio Management Communication Portfolio 173

Wealth Management

JUNE 20, 2025

Number 8860726. Most clients want to know their ‘Am I OK numbers,’ and we can show a number or a summary, that is what makes it unique,” he said. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG. Registered in England and Wales.

Wealth Management 172

Wealth Management Management Financial Advisor Clients 172

Nerd's Eye View

DECEMBER 27, 2024

The report suggests this might be due in part to increased RIA valuations and the assumption of some firm founders that next-generation employees won't be financially able to buy out the firm from them, though additional data indicates that many firms don't have career paths in place that could help next-generation advisors envision their path to firm (..)

Financial Planner 247

Financial Planner Insurance Coverage Insurance Valuation 247

Random Roger's Retirement Planning

MARCH 15, 2025

You're 81 and been taking income from your portfolio for 15 years, what matters to you more, that you can continue to take what you need from your portfolio or that four year run in your mid-50's when you beat (or lagged) the market? If you're 81 and can no longer meet your income need from your portfolio, that is what matters.

Portfolio 59

Portfolio Medical Marketing Marketing 59

Wealth Management

JUNE 23, 2025

Number 8860726. Moreover, 48% said they would like customized portfolio allocation strategies, and 46% are looking for secure custody and asset protection recommendations. Among investors who have yet to allocate money to these assets, 54% said they were most attracted by potential portfolio diversification.

Assets 278

Assets Wealth Management Financial Advisor Estate Planning 278

Abnormal Returns

JULY 21, 2025

finfluential.substack.com) A review of "The Behavioral Portfolio: Managing Portfolios and Investor Behavior in a Complex Economy" by Phillip Toews. thinkadvisor.com) Advisers Ben Carlson, "People skills are more important in wealth management than numbers." morningstar.com) On the state of the direct indexing space.

Wealth Management 147

Wealth Management Estate Planning Tax Planning Wealth Advisor 147

Random Roger's Retirement Planning

MARCH 12, 2025

Let's dig in some more on Permanent Portfolio quadrant style. Next is the allocation for the United States Sovereign Wealth Fund ETF that I made up a few days ago and next to that is my most recent attempt from November to recreate the Cockroach Portfolio which is managed by Mutiny Funds. TRTY is a tough hold.

Portfolio 59

Portfolio Taxes Numbers Assets 59

The Big Picture

OCTOBER 30, 2024

And on today’s edition of At the Money, we’re going to discuss how you can participate in shareholder yield and get more out of dividends to help us unpack all of this and what it means for your portfolio. So it, it really captures a number of, of factors and characteristics. I don’t trust the numbers.

Valuation 144

Valuation Investing Investments Numbers 144

The Big Picture

JUNE 24, 2025

Matthew Cherwin : Co-Founder & CIO, Marek Capital Management Imran Khan : Founder & CIO, Proem Asset Management Matt Jozoff : Co-CEO & Portfolio Manager, Trevally Capital I did this same panel with different managers each of the past two years.

Management 167

Management Portfolio Management Numbers Portfolio 167

Abnormal Returns

JULY 22, 2025

freccom.blog) A look at the number of stocks in a portfolio debate. (larryswedroe.substack.com) There is a lot going on in the last few minutes of trading. alphaarchitect.com) How long-short direct indexing can boost tax alpha. alphaarchitect.com) It's difficult to measure the illiquidity premium, here's a take.

CFP 162

CFP Taxes Numbers Portfolio 162

The Big Picture

JULY 16, 2025

Um, and he’ll proudly say I only spend 2% of my portfolio per year, whatever the value is. Portfolio’s, high watermark to think, well, if it’s here, I never wanna see it go lower. So we’re talking about spending in retirement and, but we have yet to talk about drawing down portfolios. You can get, uh, a.

Retirement 130

Retirement Retirement Planning Portfolio Planning 130

The Big Picture

APRIL 17, 2025

All costs impact your returns, but high or excessive fees have an enormous impact as they compound or, more accurately, lessen your portfolios compounding over time. ” Ask the folks who loaded up on MBS for the extra yield how they did. ~~~ There is an endless assortment of ways to make mistakes that hurt your portfolio.

Investing 264

Investing Investments Accounting Startup 264

Random Roger's Retirement Planning

MAY 28, 2025

Which portfolio result would you rather have? Portfolio 1 is the only choice. The Portfolio 1 has the same longer term result at the S&P 500 but with only 58% of the volatility. You can see just by looking that Portfolio 1 has actually taken a very different path to a similar result as the S&P 500. A little quiz.

Portfolio 59

Portfolio Taxes Numbers Investing 59

Calculated Risk

MARCH 11, 2025

trillion) Agency MBS portfolio with an estimate weighted average life of 8 - 9 years to just slowly roll off adds even more to this private-sector maturity transformation. My bolds) A number of participants also discussed some issues related to the balance sheet. And by letting its still sizable ($2.2

Assets 165

Assets Portfolio Accounting Marketing 165

The Big Picture

MARCH 18, 2025

The challenge in writing How NOT to Invest was organizing a large number of ideas, many of which were only loosely connected, into something coherent, understandable, and, most importantly, readable. Bad Numbers : 4. Emotional Decision-Making : We make spontaneous decisions for reasons unrelated to our portfolios.

Investing 314

Investing Investments Math Media 314

The Big Picture

FEBRUARY 5, 2025

What percentage of your portfolio should be allocated? I’m Barry Ritholtz, and on today’s edition of At the Money, We’re going to discuss how you should think about investing your money in hedge funds To help us unpack all of this and what it means for your portfolio. Are all answered in our conversation.

Taxes 144

Taxes Portfolio Management Investing 144

Wealth Management

JUNE 27, 2025

Number 8860726. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. It has become a challenge to keep up with new rollouts. Let’s take just this week.

Wealth Management 166

Wealth Management Estate Planning Startup Financial Planning 166

Validea

MAY 15, 2025

Model Portfolios Based on Legendary Investors Follow portfolios based on Buffett, Lynch, Greenblatt and more. The post Visa vs. Mastercard: A High-Quality Showdown Backed by Buffett and the Numbers appeared first on Validea's Guru Investor Blog.

Numbers 52

Numbers Valuation Assets Banking 52

Wealth Management

JUNE 10, 2025

Number 8860726. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Some RIAs can turn volatility into a growth engine.

Wealth Management 136

Wealth Management Marketing Marketing Tax Planning 136

Wealth Management

JUNE 20, 2025

Number 8860726. Davis Janowski , Senior Technology Editor, WealthManagement.com June 20, 2025 5 Min Read Dr. Naomi Win, a behavioral finance analyst at Orion, gave a presentation entitled, “Aligning Lives and Portfolios: Meeting the Moment for Modern Investors” at Wealth Management EDGE. Registered in England and Wales.

Wealth Management 136

Wealth Management Management Financial Advisor Estate Planning 136

Wealth Management

JUNE 10, 2025

Number 8860726. The panels centered around a general theme of growth, whether how to diversify portfolios to grow, strategies to boost AUM and clients and AI best practices to improve an advisors' business. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Wealth Management 237

Wealth Management Management Estate Planning Business Planning 237

Validea

NOVEMBER 12, 2024

Buyback Yield : The benefit shareholders receive from the company buying back its own shares, which can increase the value of remaining shares by reducing the total number of shares outstanding. It combines three key elements: Dividend Yield : The return shareholders receive through dividend payments.

Numbers 52

Numbers Portfolio Marketing Marketing 52

Abnormal Returns

MARCH 10, 2025

citywire.com) The latest in advisor fintech news including saturation in the portfolio management tech space. wealthmanagement.com) The number of cash balance plans are on the rise. Advisortech The CFP Board has released guidelines for using AI. riabiz.com) This money manager's ETF business was built on entertaining clients.

Estate Planning 162

Estate Planning Retirement Planning CFP Portfolio Management 162

Wealth Management

JULY 2, 2025

Number 8860726. From Point Solutions to Seamless Intelligence For decades, our industry has relied on integrations—APIs painstakingly connected across custodians, CRMs, planning tools and portfolio management systems. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Wealth Management 168

Wealth Management Estate Planning Planning Clients 168

Nerd's Eye View

DECEMBER 2, 2024

This month's edition kicks off with the news that the retail brokerage platform Robinhood is acquiring RIA custodian TradePMR, which appears to be less about Robinhood wanting to compete with the likes of Schwab and Fidelity in the custodial space and more about keeping the assets of its wealthier customers "on-platform" by giving them referrals to (..)

Clients 130

Clients Portfolio Management Numbers Retail 130

Nerd's Eye View

APRIL 18, 2025

Which could create opportunities for firms to seek opportunities to move 'upmarket' by trying to add new HNW clients who might not have an advice relationship (or whose current advisor doesn't provide sufficiently comprehensive service).

Financial Planner 195

Financial Planner Risk Tolerance Estate Planning Clients 195

Nerd's Eye View

MARCH 28, 2025

Also in industry news this week: A recent survey indicates that younger "DIY" investors are more likely to be interested in working with a human advisor than their older counterparts, suggesting an opportunity for advisors to tap into this demographic (perhaps by setting minimum planning fees that ensure these clients can be served profitably today (..)

Financial Planner 228

Financial Planner Retirement Retirement Planning Clients 228

The Big Picture

MARCH 10, 2025

The GFC I had a more money at risk; Covid was fully invested, with a 401k, portfolio and of course, the firm. Our experiences mashed up with three different personalities and three different outlooks on money. The ones that should have mattered the most I was blas about. During the 2000 crash, I had no 401k, and my wifes 403B was tiny.

Investing 190

Investing Investments Food Ethics 190

Wealth Management

JUNE 25, 2025

Number 8860726. Reporting & Portfolio Management: Orion JY: When Tucker and I bought the firm, they were already on Orion. We do some things, such as bulk uploads of quarterly systems or bulk uploads of invoices, and some of those things are a lot easier when Orion is our portfolio management system.

Wealth Management 154

Wealth Management Estate Planning Financial Advisor Clients 154