Nerd's Eye View

JANUARY 13, 2025

and we're aiming to offer CE for Accredited Investment Fiduciary (AIF) designees by the second half of the year! We're also bringing back our popular IAR Ethics CE Day; save the date for Thursday, August 28th, to get all 6 hours of IAR Ethics CE (and cross-qualify the 6 hours for every other type of CE, too!)

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WiserAdvisor

JUNE 16, 2025

While you are busy earning, investing, and scaling your income, it is easy to overlook the importance of protecting what you have already built. With the right high-net-worth investing strategies, you can keep your wealth intact without turning your life upside down. Making sure it lasts, not just your lifetime but also after you.

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The Big Picture

JULY 1, 2025

The transcript from this week’s, MiB: Velina Peneva, Swiss Re Chief Investment Officer , is below. Eva is group Chief Investment Officer for insurance, giant Swiss Ray. Really a fascinating conversation with someone who is uniquely situated in the investment world. It was the best from the investment banking teams.

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International College of Financial Planning

JUNE 5, 2025

We’re here to help you fine-tune your investments, taxes, and goals, but more importantly, we dive into the real conversations. The future of wealth management belongs to those who can blend data with meaningful conversations, strategy with heart, and ethics with empathy. They need context, not complexity. What truly matters to you?

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Midstream Marketing

OCTOBER 31, 2024

They know that their marketing strategies work well and they follow important ethical and legal rules. This leads to more sales and better returns on investment (ROI). Clients in financial services should think about the return on investment. This helps make sure that all marketing campaigns are legal and follow the rules.

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Trade Brains

JULY 1, 2025

In 2025, a daring YouTuber and ethical hacker known as “Mrwn” uncovered and dismantled an elaborate cryptocurrency scam operation in Cebu, Philippines. The fraudsters were raking in an estimated $800,000 annually by deceiving victims worldwide with fake investment schemes.

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Trade Brains

JULY 20, 2025

Managed by Norges Bank Investment Management, it invests surplus revenues from the oil and gas sector globally. Known for its transparency, ethical investing principles, and vast asset base, it is one of the world’s largest and most influential investors. Investing in equities poses a risk of financial losses.

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Midstream Marketing

NOVEMBER 5, 2024

Share useful articles, tips, and advice about personal finance, investing, and planning for retirement. Retirement savings Investment portfolio Overall economic outlook Survey: What financial planning topics do you want to learn about the most? Frequently Asked Questions Can financial advisors share investment advice on social media?

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Midstream Marketing

NOVEMBER 6, 2024

Are you aiming at young workers who need help with investing? This can show your skills in sustainable investing or share good feedback from happy clients. Share economic signs and how they might affect your investment strategies. Investment Strategies: Talk about different investment choices.

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The Big Picture

APRIL 29, 2025

Eventually, he becomes CEO of Voya when the parent company spun out the US holdings into a separate entity, really an a, a fairly unique career path and is sort of uniquely situated to look at the world of investing. What was that experience like and how did it affect how you look at investments today?

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The Big Picture

MAY 20, 2025

And the firm is really a very interesting mix of quantitative value-based and factor-based investing. People ask how does that relate to investing? How did that background help when it comes to modeling portfolios or applying those methods of statistical analysis to investing? It’s really none and all of the above.

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Cornerstone Financial Advisory

MARCH 14, 2025

Ethical Investments: Make investment choices that align with Christian values. Ethical Investments: Align investments with Christian values. We offer investment options and estate plans that are consistent with Christian principles. Generosity: Pass along wisdom before passing along wealth.

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Trade Brains

JUNE 21, 2025

Known for its ethical values, global presence, and pioneering initiatives, the group plays a key role in shaping India’s industrial landscape and driving sustainable development across markets. Written by Abhishek Singh Disclaimer The views and investment tips expressed by investment experts/broking houses/rating agencies on tradebrains.in

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Midstream Marketing

DECEMBER 10, 2024

Once you have a solid list, separate it by what clients want or their investment goals. You might have a webinar about planning for retirement, easy investments for beginners, or key estate planning tips. This can help improve your return on investment. You can sort them by age, investment goals, or how they like to communicate.

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The Better Letter

APRIL 22, 2025

The indispensable Barry Ritholz has a terrific new book out, How Not to Invest. Its focus is on avoiding investment mistakes. NASA leadership failed because they did not view the launch decision in ethical terms focusing on the lives of the crew. You should buy and read it.

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Trade Brains

JUNE 26, 2025

Lawmakers and ethics watchdogs scrutinise its Trump connections. For example, UAE firm MGX used USD1 for a massive $2 billion Binance investment in March. WLF previously raised $550 million through WLFI token sales. Over 85,000 verified participants joined these sales. The Trump family business profited immensely from WLF.

Ethics 59

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Diamond Consultants

JULY 15, 2025

Junior advisors must invest time doing virtually every job at the firm, taking on roles and responsibilities before being called upon, even when it means operating outside their comfort zone. Be more concerned whether they share your values, have a strong work ethic and will lead with integrity. Don’t worry about a successor’s age.

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Trade Brains

JUNE 18, 2025

This tool allows users to compare key financial indicators, track recent trends, and monitor institutional activity across the sector, helping them make more informed investment decisions. Companies heavily invested in these emerging technologies stand to benefit disproportionately from future defense contracts.

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Wealth Management

APRIL 3, 2025

State Street Global Advisors, announced that it led a $64 million Series D equity investment in the personalized investing technology provider Ethic.

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Wealth Management

DECEMBER 3, 2024

Beyond screening for suitable stocks and ETFs, the platform also helps a growing community of religious-minded investors "purify" interest-generated investment returns by calculating charitable offsets.

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Nerd's Eye View

JUNE 21, 2023

All investment advisers are fiduciaries that owe a duty of care and loyalty to their clients, and, in an ideal world, advisory firms and their staff would abide by these requirements without the need for a prescriptive code of ethics.

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Nerd's Eye View

JULY 8, 2024

And to meet the growing demand for the required "Ethics & Professional Responsibility" content in particular, we're also excited to announce the return of our IAR Ethics CE on August 29 , 2024!

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Nerd's Eye View

JULY 17, 2023

In the early days when financial advisors were first and foremost salespeople for insurance and investments products, the reality is that "advisor training and education" wasn't really about finance or advice… it was mostly just about learning how the company's products worked and how to effectively sell them to consumers.

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Wealth Management

SEPTEMBER 14, 2022

The direct indexing platform designed to construct customized, values-based portfolios remains one of the last independent firms in its space.

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Wealth Management

SEPTEMBER 5, 2023

What might have been a framework to encourage more ethical investing has become a bureaucratic nightmare of box ticking.

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The Big Picture

DECEMBER 27, 2022

In addition to that CV, Ellis is is the author of 19 books, including the investment classic Winning the Loser’s Game. His most recent book is Inside Vanguard: Leadership Secrets From the Company That Continues to Rewrite the Rules of the Investing Business. All of our earlier podcasts on your favorite pod hosts can be found here.

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Abnormal Returns

APRIL 5, 2023

rationalreminder.libsyn.com) Investing The stock market is in a drawdown more often than not. timdenning.substack.com) Why you should have a Life Ethic not a Work Ethic. Podcasts Morgan Housel talks about why our brains covet the pursuit of new stuff. radreads.co)

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Abnormal Returns

FEBRUARY 26, 2023

abnormalreturns.com) The 2023 Credit Suisse Global Investment Returns Yearbook is here! mailchi.mp) On the ethics of holding down two full-time jobs. (wsj.com) Earlier on Abnormal Returns Top clicks last week on the site. abnormalreturns.com) What you missed in our Saturday linkfest. abnormalreturns.com) Do less to do better.

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Nerd's Eye View

OCTOBER 3, 2022

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: Ethic Investing raises a $50M Series C round as values-based “personalized indexing” through direct indexing tools continues to gain momentum.

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Nerd's Eye View

MAY 31, 2024

House of Representatives and is now being considered in the Senate would increase the number of firms classified as “small entities” and would require the SEC to assess the impact of proposed regulation on this newly enlarged class of investment advisers (which tend to have fewer compliance staff and resources available compared to larger (..)

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Dear Mr. Market

NOVEMBER 28, 2023

Dear Mr. Market: In the world of finance and investing, the passing of a visionary figure leaves an indelible mark on the landscape they helped shape. ” These Charlie Munger quotes emphasize continuous learning, patience, humility, and the importance of ethical behavior in both personal and professional life.

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Nerd's Eye View

APRIL 25, 2023

In this episode, we talk in-depth about why Ari and his partner implemented a minimum fee for new clients as the business grew, raised the minimum as high as $15,000 during the pandemic, and have since cut their minimum fee back down to $6,000 even as the firm has added more advisors and overhead, how Ari and his partner got comfortable positioning (..)

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Management Financial Advisor Clients Ethics 247

Aleph

DECEMBER 14, 2022

I am grateful that I earned my CFA credential in 1996, which enabled me to transition from being a life actuary, to being an investment actuary, to being a a financial analyst with actuarial skills. The title of the talk was “The Value of Ethics –The Value of a CFA Charter.” That’s why they were so easy for me.

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NAIFA Advisor Today

JUNE 29, 2023

Additional Examples from Our Code of Ethics to Support Our Clients An event that clearly supports the NAIFA commitment to diversity, equity, and inclusion occurs annually and was held in May at the J.W. Marriott, 1331 Pennsylvania Avenue NW in Washington, D.C.

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Brown Advisory

APRIL 22, 2021

Corporate Engagement Spotlight: Ethical AI Practices ajackson Thu, 04/22/2021 - 11:37 Right now, as you read this, there are computers and network servers all over the world pondering one topic: you. Too often, developers and users are putting AI products and services into the market before anyone starts asking ethical questions.

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Brown Advisory

APRIL 22, 2021

Corporate Engagement Spotlight: Ethical AI Practices. As with all of our investments, we seek to combine fundamental, ESG and investigative research to create a complete understanding of our holdings—the return opportunities they offer us, as well as the risks that may cause them to stumble. Thu, 04/22/2021 - 11:37.

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Sara Grillo

APRIL 21, 2022

So here’s a blog about some things that ethical financial advisors do in the hopes they will serve as an example of right behavior for the rest of the industry to follow. Ethics matter in financial advice! Ethics matter. The following case studies serve as examples of ethical actions taken by financial advisors.

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