Nerd's Eye View

MAY 5, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week’s edition kicks off with the news that the House Financial Services Committee unanimously passed a bill that would direct the SEC to conduct a study and carry out a rulemaking on the definition of a "small entity" to reduce the compliance burden on small businesses, (..)

Financial Planner 246

Financial Planner Financial Services Electronics Compliance 246

Nerd's Eye View

APRIL 10, 2024

Every document that considers the facts around any particular asset class will invariably include that disclaimer, but constructing a portfolio consisting of a mix of equities, fixed income, and other assets requires investors and advicers to make some fundamental assumptions around long-term expected returns and correlations between assets.

Asset Allocation 246

Asset Allocation Wealth Accumulation Assets Portfolio 246

Nerd's Eye View

SEPTEMBER 8, 2023

Enjoy the current installment of “Weekend Reading For Financial Planners” - this week’s edition kicks off with the news that the SEC this week issued a risk alert outlining how it selects firms to examine, the areas it focuses on during exams, and how it chooses which firm documents to request, details that could ultimately help firms (..)

Financial Planner 246

Financial Planner CFP Clients Investment Planning 246

The Big Picture

MAY 20, 2025

How did that background help when it comes to modeling portfolios or applying those methods of statistical analysis to investing? And the third thing is documenting war crimes. What do you do with all of that information once you’ve documented a war crime in Ukraine? 00:13:36 [Speaker Changed] And what do you do?

Management 130

Management Numbers Transportation Accounting 130

Nerd's Eye View

DECEMBER 8, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that a new study from research firm Cerulli has found that investors' willingness to pay for financial advice has risen over the last 15 years, with more investors reporting using a financial advisor (and a decreasing share considering (..)

Financial Planner 246

Financial Planner Numbers Clients Assets 246

A Wealth of Common Sense

JANUARY 10, 2023

It’s now well-documented that 2022 is one of the worst years in history for financial markets. The logical next step is to look at what has happened next following the prior worst years for stocks, bonds and diversified portfolios. Last year was one of the worst years ever for stocks and the worst year ever for bonds.

Financial Market 145

Financial Market Portfolio Marketing Marketing 145

Tobias Financial

JUNE 2, 2025

The software connects with Orion, our portfolio managing software, ensuring that investment assets are automatically included, providing an accurate snapshot of the entire estate. Vanilla helps us create a clearer, more organized view of a clients estate by integrating their financial and legacy planning.

Estate Planning 52

Estate Planning Planning Financial Advisor Tax Planning 52

Nerd's Eye View

NOVEMBER 21, 2022

Which means that on any given workday, advisors might find themselves reviewing one client’s portfolio and another’s estate plan in the morning, and having a meeting with a third client later in the afternoon.

Financial Planning 244

Financial Planning Planning Estate Planning Clients 244

Nerd's Eye View

JUNE 21, 2023

Ultimately, the key point is that an investment adviser’s code of ethics is not just a pro forma document, but rather a key part of ensuring that the firm is living up to its fiduciary duty to its clients.

Ethics 244

Ethics Fiduciary Duty Compliance Clients 244

Nerd's Eye View

JULY 3, 2023

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: All-in-one software platform Blueleaf has launched a new “aggregation-as-a-service” solution, promising better client data aggregation capabilities than existing solutions by automating the process of weaving multiple (..)

Estate Planning 246

Estate Planning Clients Media Planning 246

Investment Writing

APRIL 15, 2025

Heres why these six stocks are the portfolios biggest winners or losers for the quarter. I sometimes use mapping when editing complex client documents. After youve lived with a document for a while, it becomes hard to spot errors that would smack you in the face on a first reading. Thats your goal, right?

Investing 59

Investing Investments Clients Communication 59

Carson Wealth

MAY 29, 2025

Manage Portfolio Risk Experiencing a significant drop in your portfolio value (2530% or more) at the beginning of your retirement can have adverse consequences on your ability to fund your retirement income needs throughout retirement. The wrong approach could cost you thousands in benefits over the years.

Retirement Planning 52

Retirement Planning Retirement Planning Taxes 52

NAIFA Advisor Today

MARCH 1, 2023

Co-founder of Prismm , a platform that allows you to securely store important documents, Martha focuses on executive advancement without compromising integrity or authenticity. Martha Underwood has been in the technology space for over 25 years and is skilled at successfully managing large-scale digital transformation initiatives.

Portfolio Management 52

Portfolio Management Banking Portfolio Management 52

Alpha Architect

MAY 15, 2023

Although there has been a fair amount of research on the topic, few practical solutions have emerged to mitigate the impact on portfolios. In this study, the authors document the outperformance of stocks, in terms of momentum, far away from their peak position relative to stocks very near their peaks.

Accounting 102

Accounting Portfolio Investing Investments 102

MainStreet Financial Planning

OCTOBER 3, 2023

Whether you are looking to get started or already have a portfolio of rental properties, you will want to attend this session! Some of the topics we’ll discuss: Real Estate Write-Offs and Proper Documentation Depreciation & Depreciation Recapture Pass-Through Deduction Capital Gains: Short vs.

Taxes 98

Taxes Investing Investments CFP 98

Trade Brains

JUNE 15, 2025

With a varied product portfolio that covers a wider variety of applications in over 12 industries and developing fields, such as chemicals, petrochemicals, wastewater management, and renewable energy, KBL has over 2500 active customers. Read all the related documents carefully before investing. of domestic revenues.

Manufacturing 94

Manufacturing Healthcare Banking Retail 94

Carson Wealth

JULY 3, 2024

Understand your tax obligations at the local, state and federal levels, and keep detailed records of income, expenses and tax-related documents. Establish a timeline for your transition or exit and document the comprehensive succession plan outlining the steps and responsibilities involved.

Financial Planning 142

Financial Planning Planning Retirement Planning Tax Planning 142

Harness Wealth

APRIL 28, 2025

These specialized tax documents embody the partnership principle, where business entities avoid direct taxation by passing tax obligations through to their individual partners, creating a single layer of taxation at the individual level. The complexity multiplies for private equity investors who often receive both types of tax documents.

Tax Planning 52

Tax Planning Distribution Taxes Compliance 52

Harness Wealth

APRIL 30, 2025

In today’s dynamic economy, millions have embraced a diverse portfolio of income streamsfrom traditional employment to creative side hustles, equity compensation, and investment ventures. This single deduction can lead to significant tax savings when properly documented. rate is comprised of two components: 12.4%

Taxes 52

Taxes Tax Planning Compliance Planning 52

Trade Brains

JUNE 16, 2025

Apart from the microloans, it is also increasing its portfolio by providing retail finance products to existing customers. Additionally, the company aims to enhance its retail finance segment, targeting an increase in the retail portfolio to 10%-15% of AUM by FY28. Read all the related documents carefully before investing.

Retail 59

Retail Sales Portfolio Certification 59

Nerd's Eye View

JULY 16, 2024

In this episode, we talk in-depth about how Christi provides families with 4 primary pillars of administrative family office services – bookkeeping for their personal financial household, payroll for household employees, property management for their multiple homes, and information and document management – in order to both manage the day-to-day (..)

Clients 130

Clients Financial Advisor Financial Planning Consulting 130

Million Dollar Round Table (MDRT)

JULY 21, 2022

Help her focus on immediate needs, pay bills, monitor cash flow and review her investment portfolio. At this point, you can introduce the idea of preparing for future relationships with pre-commitment documents and reviewing important money discussions that should be addressed with future partners.

Charitable Planning 97

Charitable Planning Estate Planning Retirement Planning CFP 97

International College of Financial Planning

JUNE 17, 2025

The platform is expected to expand its offerings to include ETFs, global bonds, and diversified portfolios. It enables NRIs, foreign portfolio investors (FPIs), and overseas institutions to invest in Indian markets while adhering to RBI and SEBI norms.

Compliance 40

Compliance Education Economics Investing 40

Nerd's Eye View

OCTOBER 10, 2022

For example, one client hiring an advisor to manage their investments might actually be seeking more free time from not having to manage their own portfolio, whereas another client might seek the advisor’s help because they want to reduce their stress level and fear making the wrong investment decisions.

Communication 130

Communication Clients Financial Planning Financial Advisor 130

Trade Brains

JUNE 12, 2023

This means that you have to pay the account opening charges and go through the complex documentation process. Monitor your portfolio and track profit/loss. Let’s discuss them- one by one: — Advantages of using Virtual stock trading platforms No need to open a demat/trading account or go through any documentation process.

Accounting 105

Accounting Portfolio Investing Investments 105

Brown Advisory

SEPTEMBER 12, 2016

From our CEO: How We Help Clients Build Sustainable Portfolios achen Mon, 09/12/2016 - 08:16 Last year, we published our first special edition of The Advisory focused on sustainable investing. We begin with advice— an in-depth engagement and discovery process to learn exactly how you view the intersection of your values with your portfolio.

Portfolio 52

Portfolio Clients Investing Investments 52

Brown Advisory

SEPTEMBER 12, 2016

From our CEO: How We Help Clients Build Sustainable Portfolios. We begin with advice— an in-depth engagement and discovery process to learn exactly how you view the intersection of your values with your portfolio. The goals you express during our discovery process dictate the types of solutions used in your portfolio.

Portfolio 52

Portfolio Clients Investing Investments 52

Workable Wealth

SEPTEMBER 30, 2020

Today, we’ll explore the ways you can participate in the stock market, namely the creation and management of your investment portfolio. What is your portfolio? Breaking Down a Portfolio. A portfolio is the place where you house and manage your investments. What is it made of and how can you customize it to fit your needs?

Portfolio 52

Portfolio Investing Investments Government 52

Harness Wealth

APRIL 16, 2025

This flexibility becomes increasingly valuable as your retirement portfolio grows more complex. The mechanics of recharacterization required careful documentation through IRS Form 8606 , along with coordination between financial institutions handling the movement of funds.

Taxes 52

Taxes Retirement Retirement Planning Distribution 52

BlueMind

SEPTEMBER 3, 2022

Asking relevant questions will help you determine how willing or averse they are to taking risks, you can guide them to select the best risk directive or model portfolio to achieve their goals. It is always good form to have questions in a documented format for assessing a client’s risk.

Risk Tolerance 105

Risk Tolerance Clients Portfolio Financial Advisor 105

Validea

DECEMBER 14, 2022

One of the things we did with clients that we found helpful was to create a document up front that outlined the worst stock market declines in history and the worst underperforming periods for the factor strategies we follow. When they are living through them, it always feels like they will never end and things will only get worse.

Accounting 127

Accounting Portfolio CFP Investing 127

Harness Wealth

MARCH 27, 2025

Secondary transactions (or Secondaries as theyre known) involve the buying and selling of pre-existing investments in private funds or stakes in the portfolio companies those funds own. Other reasons involve changes in investment strategy, portfolio rebalancing, or a simple desire to exit a specific asset class.

Taxes 52

Taxes Tax Planning Assets Compliance 52

Mr. Money Mustache

FEBRUARY 25, 2025

S&P returns (including dividends) since 2019, graph by the excellent portfolio visualizer website. Which makes the landlord business a lot less profitable, and we should expect exactly the same thing as stock investor: lower future profits as a percentage of our portfolio value. And it has more than doubled in the past five.

Marketing 66

Marketing Marketing Sales Portfolio 66

BlueMind

OCTOBER 25, 2022

When it comes to their investment portfolios many tend to have a low-risk tolerance and with the unsettling economic situation with the ongoing pandemic, the word “risk” has become even more of a fearsome word for clients. Category: Clients Risk. The coronavirus outbreak has wreaked havoc on people’s daily lives and the financial world.

Risk Management 97

Risk Management Clients Risk Tolerance Management 97

Brown Advisory

SEPTEMBER 6, 2022

We also document those objectives and preferences in an investment policy statement (IPS) because they represent the cornerstones of an organization’s investment strategy. Step two is developing capital market assumptions against which to model portfolios with different mixes of asset classes. 70–90% vs. 80%).

Asset Allocation 98

Asset Allocation Assets Investing Investments 98

The Big Picture

FEBRUARY 25, 2025

And modern portfolio theory was kind of just coming around. One is the concept of total financial portfolio. This is the 1970s and eighties, essentially when, when that Charley Ellis : Was in 1960s, Barry Ritholtz : So late sixties, not a lot of data available on a regular basis. Is That right? It works candidly, negatively, huh.

Investing 162

Investing Investments Management Engineering 162

Inside Information

JANUARY 31, 2025

Depending on a firms tech strategy, she wrote, advisors may have to log in to the CRM, custodian, portfolio accounting, planning software, tax planning software, estate planning software, social security maximizer software, etc.,

Risk Tolerance 40

Risk Tolerance Consulting Estate Planning Wealth Advisor 40