Wealth Management

FEBRUARY 27, 2024

Practitioners need to modify their procedures to accommodate new requirements.

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MarketWatch

FEBRUARY 10, 2023

The FBI has found one extra classified document after searching former Vice President Mike Pence’s Indiana home, reports said Friday. Last month, Pence’s lawyers said they had discovered several documents with classification markings at his home.

Marketing 40

Marketing Marketing 40

Pacifica Wealth

FEBRUARY 17, 2022

Optional estate planning documents are generally not legally binding documents. . Optional estate documents focus on values, lessons, and legacy issues. If you have strong feelings about being a donor or not being a donor, you should write your wishes in a separate document or you can even include it as part of your Will.

Estate Planning 52

Estate Planning Planning Wealth Advisor License 52

NAIFA Advisor Today

MARCH 1, 2023

Co-founder of Prismm , a platform that allows you to securely store important documents, Martha focuses on executive advancement without compromising integrity or authenticity. Martha Underwood has been in the technology space for over 25 years and is skilled at successfully managing large-scale digital transformation initiatives.

Portfolio Management 52

Portfolio Management Banking Portfolio Management 52

MarketWatch

APRIL 13, 2023

A Massachusetts Air National Guard member suspected of leaking Pentagon documents has been taken into custody by federal agents, according to the Associated Press Thursday. The AP reported earlier in the day that the FBI was seeking the 21-year-old suspected of leaking highly classified documents on the war in Ukraine.

Marketing 40

Marketing Marketing 40

XY Planning Network

OCTOBER 30, 2023

With the overwhelming amount of rulemaking taking place at the SEC, the operational impact of maintaining compliance, when taking into account the totality of the rules recently finalized and currently being proposed, is sure to be significant for most investment advisers going forward.

Compliance 85

Compliance Investing Investments Accounting 85

Norman Marks

OCTOBER 30, 2023

For years now, I have been preaching (sorry) about the need for internal auditors to cut out any activity that doesn’t create value for its customers in management and on the board. This is an essential element in the great discipline, originally used in manufacturing by Toyota, called Lean. James Paterson (formerly the CAE at […]

Manufacturing 85

Manufacturing Management Government 85

Carson Wealth

APRIL 4, 2024

Information you’ll want to document includes: Bank accounts Investments Retirement accounts Estate planning documents (wills, trusts, etc.) But note, in order for a power of attorney (POA) document to be valid, it must be signed by your parents while they are still mentally competent.

Management 137

Management Healthcare Medical Estate Planning 137

Wealth Management

JULY 26, 2023

New York court allows minority owner to obtain information despite attorney-client privilege.

Clients 98

Clients 98

Nerd's Eye View

JANUARY 24, 2024

Moreover, even if durability is established, it's important to distinguish between an immediate POA, which is effective as soon as the document is signed, and a springing POA, which won't be effective until the grantor becomes incapacitated, and that incapacitation has been certified by a doctor as well! Unfortunately, nearly half of all U.S.

Estate Planning 215

Estate Planning Accounting Clients Financial Advisor 215

Nerd's Eye View

JANUARY 24, 2024

Moreover, even if durability is established, it's important to distinguish between an immediate POA, which is effective as soon as the document is signed, and a springing POA, which won't be effective until the grantor becomes incapacitated, and that incapacitation has been certified by a doctor as well! Unfortunately, nearly half of all U.S.

Clients 208

Clients Estate Planning Accounting Financial Advisor 208

Abnormal Returns

APRIL 24, 2024

vox.com) What financial documents you need to hold onto. (tonyisola.com) How to bunch your charitable donations to maximal effect. forbes.com) The financial reasons couples are cohabitating before marriage. wapo.st) Everybody needs a will, everybody. crr.bc.edu) Costco ($COST) gold bar buyers are seeing the downsides of holding physical gold.

Insurance 149

Insurance Math Retirement Education 149

Nerd's Eye View

NOVEMBER 22, 2023

Once they are comfortable with the information and documents that have been shared, they can sign a Letter Of Intent that, while still high-level, provides enough detail about the proposed transaction for the seller to make an informed decision about whether to proceed.

Compliance 197

Compliance Sales Financial Advisor Financial Planning 197

Nerd's Eye View

AUGUST 7, 2023

This month's edition kicks off with the news that estate planning platform Wealth.com has launched Ester, an AI-driven 'legal assistant' that uses machine learning to help advisors quickly review and extract the key information from clients' estate planning documents, as it joins FP Alpha in the competition to become 'Holistiplan for estate planning (..)

Estate Planning 213

Estate Planning Wealth Management Financial Advisor Planning 213

The Reformed Broker

JANUARY 28, 2023

Nathan is the author of the new book For Blood and Money, which documents the story behind the biggest winners the stock market has ever. We had a great time learning from Nathan Vardi this week.

Management 258

Management Marketing Marketing 258

Nerd's Eye View

APRIL 3, 2023

Read the analysis about these announcements in this month's column, and a discussion of more trends in advisor technology, including: FP Alpha unbundles its Estate Planning Lab solution for automatically reading and summarizing clients' estate planning documents available as a stand-alone option, and rolls out a new P&C Insurance Snapshot tool, (..)

Estate Planning 203

Estate Planning Financial Planning Wealth Management Clients 203

Nerd's Eye View

NOVEMBER 29, 2023

The traditional way that most financial planning has been offered was for an advisor to create "The Plan": a comprehensive document outlining a client's financial strategy that was delivered either on a one-time basis or updated annually.

Planning 221

Planning Financial Planning Communication Clients 221

Wealth Management

MARCH 15, 2024

Woehrle discusses a court case that focuses on how to document correctly the charitable deduction from a syndicated conservation easement. Christopher P.

Valuation 102

Valuation 102

Nerd's Eye View

NOVEMBER 2, 2022

While there is some overlap between the specific documents to be submitted for those registering with the SEC as opposed to the states, the universe of documents is far from identical. Notably, along with certain standardized forms (e.g., Read More.

Compliance 130

Compliance Investing Investments Government 130

Nerd's Eye View

APRIL 26, 2023

The 1st category of tasks that advisory firms must handle involves renewing their registration with the applicable state(s) in which they do business each year, which typically involves submitting select documents (e.g.,

Compliance 240

Compliance Clients Advertising Accounting 240

Abnormal Returns

AUGUST 14, 2023

safalniveshak.com) Six documents to have in place before your child goes off to college. (abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? Then check out our weekly e-mail newsletter. newsletter.abnormalreturns.com) Mixed media Seven life lessons for a new college student. wsj.com)

Financial Advising 202

Financial Advising Media Economy Banking 202

Abnormal Returns

FEBRUARY 21, 2024

nytimes.com) Why you should update your estate documents. (wsj.com) An increasing number of retirees feel 'trapped' in their Medicare Advantage plans. finance.yahoo.com) A solution to higher home owner insurance premiums is to reduce coverage. whitecoatinvestor.com) Big collections come with a big burden. humbledollar.com)

Retirement 219

Retirement Retirement Planning Portfolio Management Financial Advisor 219

The Big Picture

MAY 28, 2023

A painstakingly documented new book by Jonathan Howard, a neurologist at New York University and a veteran debunker of the pseudoscience contaminating our efforts to fight the pandemic. My Sunday morning look at incompetency, corruption and policy failures: • We Want Them Infected : These ‘experts’ sold the U.S.

Accounting 283

Accounting Medical Numbers Assets 283

Abnormal Returns

JANUARY 17, 2024

evidenceinvestor.com) Frazer Rice talks with Jenny Rozelle about the roles and responsibilities in trust and estate documents. (peterlazaroff.com) Robin Powell talks retirement planning with Justin King author of "The Retirement Café Handbook: Nine Accelerators for a Successful Retirement."

Retirement 195

Retirement Retirement Planning Insurance Education 195

MainStreet Financial Planning

APRIL 15, 2024

The estate planning documents may be done, but is there anything else to really feel comfortable that you’ve prepared all you could when you pass away? After my mom passed, I had been helping my dad get his estate planning documents and other financial activities in order. So, practice!

Planning 52

Planning Estate Planning Numbers Insurance 52

Abnormal Returns

OCTOBER 23, 2023

investmentnews.com) Compliance How to conduct and document an annual compliance review. (riabiz.com) AI Is AI an existential threat to the business of financial advice? advisorperspectives.com) Vanilla is rolling out more AI tools for estate planning.

Compliance 162

Compliance Estate Planning Financial Advice Financial Advisor 162

Abnormal Returns

JULY 3, 2023

financial-planning.com) Wealth.com's Ester will help you read estate planning documents. (matts-newsletter-7a3f46.beehiiv.com) beehiiv.com) A round-up of the past month's advisor-tech news including Vanilla's new "estate advisory" platform. kitces.com) Estate planning Four things to consider in anticipation of 2026.

Estate Planning 180

Estate Planning Wealth Management Recruitment Startup 180

Wealth Management

FEBRUARY 27, 2024

Coordinate the terms with the client’s estate-planning documents.

Estate Planning 108

Estate Planning Planning 108

Abnormal Returns

MARCH 15, 2023

wsj.com) How poorly drafted legal documents can land you in trouble. (humbledollar.com) Advice How to fire your financial advisor in four steps. kindnessfp.com) When does it make sense to get help with your taxes? humbledollar.com) Don't rely on ChatGPT to answer your personal finance questions.

Retirement Planning 217

Retirement Planning Retirement Financial Services Financial Advisor 217

Wealth Management

DECEMBER 22, 2023

Potential failures range from cyber theft to fee inflation to document mismanagement.

Retirement Planning 117

Retirement Planning Retirement Planning 117

The Big Picture

MARCH 16, 2024

BBC ) • What Deathbed Visions Teach Us About Living : Researchers are documenting a phenomenon that seems to help the dying, as well as those they leave behind. ( But after recent crackdowns, some Florida cities may be “breaking up” with the popular pastime. (

Clients 265

Clients Management Numbers Assets 265

Nerd's Eye View

APRIL 26, 2023

The 1st category of tasks that advisory firms must handle involves renewing their registration with the applicable state(s) in which they do business each year, which typically involves submitting select documents (e.g.,

Compliance 237

Compliance Clients Advertising Accounting 237

Nerd's Eye View

JUNE 13, 2023

We also talk about how Danika’s former career in corporate finance at a number of tech startups inspired her to work with women in tech, as she realized that she understood the financial issues they faced and by being specifically niche-focused, she could create more repeatable processes and it would be easier to scale the business over time, (..)

Financial Advisor 246

Financial Advisor Clients Startup Financial Planning 246

Integrity Financial Planning

FEBRUARY 26, 2023

You may be eager to file your taxes to get your return as soon as possible, but filing before you have all your documents can actually cause delays in getting your return. It’s best to be patient and ensure that you have all the documents that you need for submitting your taxes. [1] Make sure you sign your documents!

Taxes 98

Taxes Numbers Financial Planning Planning 98

oXYGen Financial

JUNE 27, 2023

![CDATA[ There is a common misconception that data security only applies to enterprises or large-scale businesses, as they possess large amounts of valuable information. However, in reality, it is quite the opposite. Hackers or cyber criminals often prefer small or medium-sized businesses as they are easy targets.

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Wealth Management

JUNE 27, 2023

Wealth.com's Ester is a proprietary model that can read and restate documents and hold both short and long-term memories of previous client actions.

Estate Planning 120

Estate Planning Planning Clients 120

XY Planning Network

MARCH 11, 2024

As tax season approaches, you may find yourself scrambling for the best and safest way to exchange critical documents with your clients securely.

Clients 85

Clients Taxes Fee Only Financial Advisor 85