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Risk Management in Financial Services During 2023 – 10 Key Highlights

Risk Management Guru

As the year 2023 draws to a close, it’s time to reflect on the significant strides made in the realm of Risk Management within the financial services industry. Greater use of data and analytics : Financial services firms are using data and analytics to identify and manage risks more effectively.

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When Does A Financial Coach Need To Register As An Investment Adviser? The “ABCS” Test To Determine Status

Nerd's Eye View

Over the past several years, the financial services industry has undergone a tremendous evolution in how financial advisers deliver and charge for their services. While commission-based models remain in use, fee-for-service models (including AUM, hourly, retainer, and subscription) have become increasingly popular.

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Titagarh Rail Systems, RBL Bank and 5 other stocks excluded from Futures and Options

Trade Brains

The decision to exclude a stock from F&O contracts can be based on various factors, including low liquidity, high volatility, or non-compliance with regulatory requirements. Hindustan Copper Ltd Hindustan Copper is a government-owned enterprise specializing in copper mining and processing.

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Market Commentary: Good Riddance February, Hello March

Carson Wealth

Household consumption: 68% of GDP Nonresidential (business) investment: 14% Residential investment (housing): 4% Net exports (exports minus imports): -3% Federal government spending: 6% State/local government spending: 11% Net exports are negative because the US imports more than it exports (a lot more). pp Housing: +0.06

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Weekend Thoughts – SBF, Interest Rates & Jobs

Discipline Funds

Liars Poker was a book that both excited me about getting into the financial services industry and also made me deeply question the motives of people in the financial services industry. You see, most financial services ponzi schemes start with good intentions. It has a printing press.

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Market Commentary: Stocks Hit New Highs Amid a Year of Milestones

Carson Wealth

Its Not All Rosy Despite the healthy look on the payroll side, which comes from the governments survey of businesses, things are less than picture perfect when you look at the household survey. The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services.

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Regulating Risk: Adapting to the Changing Landscape

Risk Management Guru

The regulatory landscape for risk management in financial services is constantly evolving, presenting a formidable challenge for firms and Banks striving to comply and manage their risk profiles effectively. These experts can provide valuable insights, tailored strategies, and hands-on support to ensure compliance and risk mitigation.