Sara Grillo

AUGUST 25, 2023

I am an irreverent and fun marketing consultant for financial advisors. Pure fiduciaries These are advisors who hold no insurance or brokerage licenses and are considered pure fiduciaries. Note: Ryan holds both insurance and FINRA licenses. Note: Stoy holds an insurance license. 56 Capital Partners www.56capitalpartners.com

Financial Advisor 52

Financial Advisor Accounting License Financial Planning 52

Harness Wealth

APRIL 17, 2025

For audit-ready best practices, consider consulting with a tax professional in real-time, especially for mixed business and personal expenses. Technology deductions extend beyond basic communications to encompass computer equipment, software licenses, and various technology subscriptions essential for business operations.

Taxes 52

Taxes Tax Planning Professional Services Planning 52

Trade Brains

OCTOBER 24, 2024

License & Cloud fees contribute around 12 percent, Maintenance Fees contribute 34 percent and Consulting Fees contribute 54 percent in Q2FY25. The company specializes in software for retail, corporate, and investment banking, along with consulting and outsourcing services. The company also has a strong current ratio of 5.74

Financial Services 52

Financial Services Banking Consulting License 52

Trade Brains

SEPTEMBER 26, 2024

The company, in consultation with joint global coordinators and book-running lead managers, will finalize the minimum bid lot and price band. NSE also oversees compliance by its members and listed companies with relevant rules and regulations. The price per equity share will be determined closer to the offer date.

Compliance 90

Compliance Banking Management Risk Management 90

Sara Grillo

JUNE 24, 2024

There is no securities license required to sell it. Sara G Elan Moas Elan Moas, the owner of Moas Consulting, a firm specializing in life insurance strategies, is a 4X SEC whistleblower and author of the book, “Lapsed, The Universal Life Insurance Whistleblower.” For advise on such matters, contact a legal or compliance advisor.

Insurance 59

Insurance Math Financial Advice Compliance 59

Harness Wealth

MAY 8, 2025

However, understanding the tax implications of operating as a Sole Proprietorship is crucial to ensure compliance and optimize financial outcomes. It does not require formal registration with the state, aside from obtaining necessary licenses or permits, making it easy to establish and maintain. Who is the Sole Proprietorship for?

Taxes 52

Taxes Tax Planning Compliance Planning 52

Harness Wealth

FEBRUARY 20, 2024

CPAs are licensed by state boards of accountancy in the state where they practice. Once licensed, CPAs work in various settings including public accounting firms, corporate finance departments, and other financial companies offering services that span tax preparation and planning, auditing, and financial strategy.

Taxes 52

Taxes License Education Tax Planning 52

Steve Feinberg

SEPTEMBER 7, 2023

For home service contractors, completing your workload, attracting new clients, and keeping up to date with all the applicable codes and licensing your business needs can already be a monumental task. Not only is it required by law, but proper tax compliance ensures that your business avoids penalties and maximizes tax returns and deductions.

Compliance 52

Compliance Taxes Accounting Budgeting 52

Sara Grillo

MARCH 13, 2023

I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. He holds Series 7 and 65 Securities Licenses in addition to a Life & Health Insurance License. For advise on such matters, contact a legal or compliance advisor.

Financial Advisor 59

Financial Advisor Assets License Management 59

Harness Wealth

MAY 17, 2025

Delawares tax system has unique features that distinguish it from federal tax filing, and knowing these differences will help you avoid common pitfalls and ensure compliance with state laws. It is important to review the current years guidelines to ensure compliance. Income thresholds for filing vary depending on filing status and age.

Taxes 52

Taxes Tax Planning Electronics Compliance 52

Sara Grillo

DECEMBER 12, 2022

I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. He holds multiple FINRA licenses and he is associated with The Leaders Group, and independent broker-dealer. Charles King is a financial advisor licensed in 55 states and territories.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Trade Brains

MARCH 11, 2024

Best Large Cap Stocks With High NPM : The Boston Consulting Group (BCG) in 1970 constructed a two-by-two matrix that classifies a business into four categories. OFSS makes 52% of its revenues from consulting fees, 33% from maintenance fees, and 15% from licensing fees. Stock P/E (TTM) 28.47 Price to Book Value 4.35

Banking 59

Banking Financial Services Retail Sales 59

Sara Grillo

JUNE 2, 2022

I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. I have several issues with the methodology, namely: The advisor must have an “acceptable compliance record.” For those of you who are new to my blog/podcast, my name is Sara.

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Sara Grillo

JUNE 20, 2022

I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. So Nathan pay is a retirement plan consultant, and he’s here today to talk about the experience of being an Edward Jones financial advisor. So please subscribe! Okay, everybody.

Financial Advisor 52

Financial Advisor Sales Commission Clients 52

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 162

Compliance Clients Wealth Management Management 162

Brown Advisory

JANUARY 1, 2023

The business has progressed during the past three years as a result of strategic objectives on business digitisation, continued investment into the Premier Agency sales model, and expansion within mainland China through new provincial license approvals. In China alone, we believe AIA still has meaningful growth opportunities.

Investments 52

Investments Investing Valuation Clients 52

Harness Wealth

FEBRUARY 4, 2025

Financial Professional Qualification: Holding certain financial licenses, such as Series 7, 65, or 82, may also grant accreditation status. These include legal fees, administrative costs, audit expenses, compliance costs, and operational fees. How can I get started with alternative asset investing?

Taxes 52

Taxes Investments Investing Startup 52

The Big Picture

AUGUST 20, 2024

And so in the 1990s, I developed the, the late 1980s, early 1990s, I developed a skillset around valuation, in particular discounted cash flow or residual income type models, along with a couple of peers out of the consulting industry. We were one of the last to get what’s called a value added license to the compus stat database.

Assets 173

Assets Management Portfolio Taxes 173

Sara Grillo

SEPTEMBER 26, 2022

The debaters are: Robert Wright, CFP®, a financial consultant with Advocacy Wealth Management. I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. Robert will be on the “for” team. JR will be on the “against” team.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Harness Wealth

MARCH 20, 2025

Home office space deductions Business equipment deductions Travel expense deductions Vehicle mileage deductions Business meal deductions License fee deductions Health insurance deductions Retirement contribution deductions How do I claim home office tax deductions? However, the licenses must be directly related to business activities.

License 52

License Taxes Insurance Consulting 52

Sara Grillo

SEPTEMBER 12, 2022

The debaters include: Robert Wright, CFP®, a financial consultant with Advocacy Wealth Management. I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. JR agrees, stating that 70% of CFP holders have insurance licenses. #4

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Harness Wealth

MAY 8, 2025

However, understanding the tax implications of operating as a Sole Proprietorship is crucial to ensure compliance and optimize financial outcomes. It does not require formal registration with the state, aside from obtaining necessary licenses or permits, making it easy to establish and maintain. Who is the Sole Proprietorship for?

Taxes 52

Taxes Tax Planning Compliance Planning 52

Harness Wealth

MARCH 25, 2025

To minimize your tax liability, its important to document every business expense, such as: Travel : airfare, lodging, rental cars Professional fees : licensing, malpractice insurance Education : continuing medical education or certifications Note: Record all expenses associated with your work as an independent contractor.

Medical 52

Medical Taxes Tax Planning Education 52

The Big Picture

NOVEMBER 25, 2024

Would you license these models to me? You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. I I I hope they at least tossed you a bone and and consulting something. I’m a broke college student who needs some beer money.

Portfolio 147

Portfolio Management Assets Marketing 147

Wealth Management

JULY 11, 2025

Podcasts & Videos CE Webinars Research Newsletters Subscribe Subscribe News Related Topics RIA IBD Wirehouse RPA Insights & Analysis Regulation & Compliance Career Moves Recent in News See all U.S. The tried-and-true traditional methods of fiduciary duties still instruct how we look at any asset held in trust.

Estate Planning 220

Estate Planning Wealth Management Assets Fiduciary Duty 220