Nerd's Eye View

MAY 1, 2023

only' checking client portfolios for tax-loss harvesting every other day, after having advertised daily checks) – a first for the SEC in scrutinizing an RIA not for failing to execute its investment promises to clients, but for failing to execute tax-loss harvesting promises instead.

Taxes 179

Taxes Retirement Planning Advertising Retirement 179

Nerd's Eye View

JULY 10, 2023

To stem the outflow of clients, the firm tried a number of marketing strategies – from creating an off-brand Facebook page, to using print advertisements, and to buying paid referral services – most of which were unsuccessful.

Financial Planning 230

Financial Planning Retirement Planning Clients 230

Nerd's Eye View

JANUARY 23, 2023

Traditional forms of marketing used by financial advisors – including networking with one’s friends and family members, cold-calling, and paid advertising – have been effective at reaching a ‘typical’ client base of older, wealthy retirees.

Marketing 221

Marketing Marketing Financial Planner Education 221

MazumaBusinessAccounting

JULY 15, 2021

Plan for Current Business Needs. First, let’s talk about the importance of a business plan. How does an idea develop into a fully functioning business? It takes vision, work, and a good plan. For entrepreneurs, we call this map a business plan. Creating a marketing plan.

Business Planning 105

Business Planning Taxes Planning Retirement 105

Carson Wealth

JUNE 16, 2023

There are two key ways to gauge the health of your business to arrive at a valuation: Income approach focuses on the cash flow you’re generating Asset approach assesses the business’s worth through its assets Which one you use depends on the type of business you own.

Valuation 52

Valuation Business Planning Planning Consulting 52

The Big Picture

MAY 30, 2023

And so these were two stories, maybe three, before I’m 9-years-old of bad economics, bad culture, and a bad business plan. By the way, there’s a difference between an entrepreneur and a businessman or a business woman. Different risk tolerance and different business plan. They have a dumb business plan.

Banking 143

Banking Economics Economy Business Planning 143

The Big Picture

OCTOBER 19, 2022

RAMPULLA: I went to Drexel part time while I was at Vanguard, did that commute down to Philadelphia from the suburbs, you know, three times a week for a number of years. We didn’t do advertising. Actually, Jack Bogle wouldn’t let us say the word seller, product or advertising. I was employee number one in London.

Financial Advisor 277

Financial Advisor Clients Taxes Investing 277