Nerd's Eye View

JANUARY 23, 2023

Traditional forms of marketing used by financial advisors – including networking with one’s friends and family members, cold-calling, and paid advertising – have been effective at reaching a ‘typical’ client base of older, wealthy retirees.

Marketing 219

Marketing Marketing Financial Planner Education 219

Nerd's Eye View

MAY 1, 2023

only' checking client portfolios for tax-loss harvesting every other day, after having advertised daily checks) – a first for the SEC in scrutinizing an RIA not for failing to execute its investment promises to clients, but for failing to execute tax-loss harvesting promises instead.

Taxes 177

Taxes Advertising Retirement Planning Retirement 177

Nerd's Eye View

JUNE 7, 2023

Which makes it all the more important for IARs to ensure Form U4 is up to date and that the way they are presenting themselves to current and potential clients in public – including content on their website, advertisements, and social media post – aligns with their (also publicly available) regulatory disclosures! Read More.

Compliance 193

Compliance Advertising Media Investing 193

Nerd's Eye View

APRIL 26, 2023

Third, regulators require RIAs to maintain an extensive set of books and records of the firm’s business and advisory practices, including business and financial records (like bank statements and invoices), client-related documents (like written client communications, client agreements, and written information forming the basis of any recommendation (..)

Compliance 227

Compliance Clients Advertising Accounting 227

MazumaBusinessAccounting

JULY 15, 2021

Plan for Current Business Needs. First, let’s talk about the importance of a business plan. How does an idea develop into a fully functioning business? It takes vision, work, and a good plan. For entrepreneurs, we call this map a business plan. Creating a marketing plan.

Business Planning 105

Business Planning Taxes Planning Retirement 105

Nerd's Eye View

DECEMBER 20, 2022

In this episode, we talk in-depth about how, as Emily progressed in her career from working on 401(k) plans to focusing on financial planning, she faced challenges and eventual burnout while building a successful financial planning offering in a firm that was still primarily focused on 401(k) plans first and foremost and didn’t want to allocate (..)

Financial Advisor 224

Financial Advisor Financial Planning Financial Planner Planning 224

Steve Feinberg

NOVEMBER 9, 2021

However, there are several obligations that any prospective business must meet, so it’s important to learn the process to register a business in NH from start to finish. Making a Business Plan. It’s an obvious but tremendously important question when registering a new company: What’s my business going to be?

Taxes 52

Taxes Business Planning Budgeting License 52

Steve Feinberg

AUGUST 9, 2023

This requires some kind of accounting or bookkeeping system, and while many people might be tempted to make do with a notebook or ledger, digital tax software like QuickBooks for small businesses can help simplify all these processes. Call us to get started!

Budgeting 52

Budgeting Taxes Accounting Management 52

Carson Wealth

JUNE 16, 2023

There are two key ways to gauge the health of your business to arrive at a valuation: Income approach focuses on the cash flow you’re generating Asset approach assesses the business’s worth through its assets Which one you use depends on the type of business you own.

Valuation 52

Valuation Business Planning Planning Consulting 52

Clever Girl Finance

JULY 13, 2022

This can be one of the best small business ideas for women skilled in an instrument. Advertise locally and have students come to you for lessons in piano, violin, guitar, or whatever your specialty is. Use your art skills and graphic design software to make logos, infographics, advertisements, web banners, and more.

Food 119

Food Advertising Media Clients 119

The Big Picture

MAY 30, 2023

And so these were two stories, maybe three, before I’m 9-years-old of bad economics, bad culture, and a bad business plan. By the way, there’s a difference between an entrepreneur and a businessman or a business woman. Different risk tolerance and different business plan. They have a dumb business plan.

Banking 141

Banking Economics Economy Business Planning 141

Clever Girl Finance

JULY 6, 2023

In fact, many small business owners use the internet to advertise their services and connect with their customers. To start your sewing and alterations business, consider setting up a dedicated sewing space equipped with all the necessary tools and machinery. Build a solid business plan, and don’t over-leverage yourself.

Clients 85

Clients Media License Advertising 85

The Big Picture

OCTOBER 19, 2022

We didn’t do advertising. Actually, Jack Bogle wouldn’t let us say the word seller, product or advertising. How does Vanguard operate and not advertise, not pay shelf space? Just go with your business plan.” We were able to buy advertising really cheap. RITHOLTZ: Sure. We didn’t sell.

Financial Advisor 274

Financial Advisor Clients Taxes Investing 274

Clever Girl Finance

JUNE 4, 2023

Whether it’s your side hustle or full-time job , you need to ensure you have a business plan in place, so you cover your costs and turn a profit. How can you promote your craft business? Now that you know what to make and where to sell, you need to promote your new craft business.

Sales 78

Sales eCommerce Business Planning Retail 78

Good Financial Cents

APRIL 19, 2023

You can earn passive income whether you’re an entrepreneur with a brilliant business plan, a talented artist, or just happen to have extra cash to invest. Advertise with Your Car 22. Check out their site to see if they’re currently advertising in your area. Deliver for Instacart 16. Deliver for Postmates 17.

Accounting 105

Accounting Investing Investments Media 105

The Big Picture

MAY 16, 2023

And I’m like, dad, I found I need 25 grand to get going and my dad said send me a business plan. I went to business school RITHOLTZ: He just wanted you to go through the exercise. LINDZON: No, so obviously, I did the business plan, I’m kidding. Whereas eTrade they were spending billions on advertising.

Media 278

Media Investing Investments Valuation 278

The Big Picture

JULY 4, 2023

ADVERTISEMENT) RITHOLTZ: I really love “The Wall Street Journal” article about you that began, quote, “In the overwhelmingly male world of hedge funds, Ilana Weinstein is one of the most powerful women, but Ms. ADVERTISEMENT) RITHOLTZ: So let’s talk about this competition out there for some of the best fund managers.

Recruitment 141

Recruitment Management Numbers Banking 141