$570B Mutual Fund Manager Moves into ETF Space
Wealth Management
JUNE 21, 2024
Allspring Global Investments plans to start offering actively managed ETFs.
Investment Planning Investments Management 
Weekend Reading For Financial Planners (January 25–26)
Nerd's Eye View
JANUARY 24, 2025
Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that while overall financial advisor headcount remains relatively flat, the RIA channel continues to gain share in terms of both headcount (as brokers break away to start their own independent firms and aspiring advisors seek (..)
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Wealth Management EDGE Podcast: Retirement, Annuities and Regulation Unveiled
Wealth Management
OCTOBER 5, 2023
Protecting the average retiree in a confusing landscape of investment planning vs. financial planning.
Weekend Reading For Financial Planners (March 22–23)
Nerd's Eye View
MARCH 21, 2025
Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that a report from Cerulli Associates found that, amidst an industry-wide trend towards comprehensive financial planning and away from pure transaction-based investment management, asset-based fees currently represent 72.4%
CFA Makes 'Most Significant Changes to Program in 60 Years'
Wealth Management
MARCH 28, 2023
Among other changes, the association will add a wealth management specialization, with additional content on client management, investment planning and the duty of care.
Tuesday links: the damage already done
Abnormal Returns
OCTOBER 29, 2024
theverge.com) How social media can wreck your investing plan. blogs.cfainstitute.org) Investment success is about small advantages compounded over time. morningstar.com) Fund management Does the world need a leveraged Berkshire Hathaway ($BRK.B) Strategy Another sign that gambling is being normalized.
Adviser links: diverse talent
Abnormal Returns
FEBRUARY 12, 2024
Podcasts Brendan Frazier talks with Sten Morgan, the founder of Legacy Investment Planning, about better communicating with clients. kitces.com) Daniel Crosby reads another chapter from his forthcoming book "The Soul of Money." (riabiz.com) Does Citigroup ($C) have a path forward in wealth management?
Weekend Reading For Financial Planners (April 12–13)
Nerd's Eye View
APRIL 11, 2025
Also in industry news this week: NASAA this week approved model rule amendments that would restrict the use of the titles "advisor" and "adviser" by broker-dealers (and their registered representatives) who are not also dually registered as investment advisers, which, if adopted by state regulators, would largely bring state rules on this issue in (..)
#FASuccess Ep 427: Finding The Director Of Operations That Can Rebuild Your Team To Get To The Next Level, With Sten Morgan
Nerd's Eye View
MARCH 4, 2025
Sten is the owner of Legacy Investment Planning, a hybrid advisory firm based in Franklin, Tennessee, that oversees $220 million in assets under management for 90 client households. Welcome to the 427th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Sten Morgan.
Weekend Reading For Financial Planners (May 18-19)
Nerd's Eye View
MAY 17, 2024
Altogether, the study suggests that social media engagement is driven more by the quality (and originality) of the advisor's content, rather than the quantity of posts. Read More.
HNW Clients’ 2023 Financial Goals
Wealth Management
DECEMBER 14, 2022
New survey sheds light on spending and investing plans.
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Weekend Reading For Financial Planners (September 30-October 1)
Nerd's Eye View
SEPTEMBER 29, 2023
Read More.
101 Ways Advisors Can Add Value And Attract Their Ideal Clients
Nerd's Eye View
NOVEMBER 28, 2022
Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.
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101 Things That Advisors Actually DO To Add Value (Beyond Just Allocating A Portfolio)
Nerd's Eye View
NOVEMBER 28, 2022
Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.
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Weekend Reading For Financial Planners (Sept 24-25)
Nerd's Eye View
SEPTEMBER 23, 2022
A survey shows that more RIAs are outsourcing investment management, and that those who do are largely happy with the decision. From there, we have several articles on insurance and investment planning: Why the chair of the Senate Finance Committee has taken an interest in the private placement life insurance market.
Weekend Reading For Financial Planners (June 29-30)
Nerd's Eye View
JUNE 28, 2024
Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that a recent study found that at a time when the number of SEC-registered broker-dealers and their registered representatives is declining, the number of SEC-registered RIAs, their assets under management, and the number of (..)
Weekend Reading For Financial Planners (March 9-10)
Nerd's Eye View
MARCH 8, 2024
Also in industry news this week: A recent survey has found that a majority of prospective financial planning clients across all age brackets are open to working with a remote advisor, creating opportunities for advisors to grow their businesses and for clients to find the ‘best’ advisor for their needs, regardless of their location A federal (..)
Weekend Reading For Financial Planners (February 24-25)
Nerd's Eye View
FEBRUARY 23, 2024
Which suggests that instead of trying to go head-to-head with these larger firms (and their heftier marketing budgets) in attracting clients, smaller firms might instead demonstrate how they are 'different' by offering a unique service offering tailored to their ideal target clients.
Tax Strategies for High-Income Earners 2025
Yardley Wealth Management
FEBRUARY 4, 2025
The post Tax Strategies for High-Income Earners 2025 appeared first on Yardley Wealth Management, LLC. From maximizing deductions to managing capital gains, we’ll cover everything you need to know about smart tax planning. Tax Strategies for High-Income Earners in 2025.
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Investing for Retirement: Strategies for Long-Term Success
Yardley Wealth Management
SEPTEMBER 10, 2024
The post Investing for Retirement: Strategies for Long-Term Success appeared first on Yardley Wealth Management, LLC. Investing for Retirement: Strategies for Long-Term Success Introduction Investing for retirement is a journey that demands careful planning, patience, and discipline. What lifestyle do you envision?
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The Best Of Weekend Reading 2023: Top 25 Articles You Might Have Missed
Nerd's Eye View
DECEMBER 25, 2023
Each week in Weekend Reading For Financial Planners, we seek to bring you synopses and commentaries on 12 articles covering news for financial advisors including topics covering technical planning, practice management, advisor marketing, career development, and more.
Staying Disciplined: How to Stick to Your Financial Plan Despite Market Volatility
Yardley Wealth Management
AUGUST 20, 2024
The post Staying Disciplined: How to Stick to Your Financial Plan Despite Market Volatility appeared first on Yardley Wealth Management, LLC. Staying Disciplined: How to Stick to Your Financial Plan Despite Market Volatility Introduction: Market volatility is a fact of life for investors.
Investment Planning Options
Brown Advisory
OCTOBER 16, 2017
Investment Planning Options achen Mon, 10/16/2017 - 10:24 The decision to sell or hold a concentrated position may sound simple, but these situations are often more complex than they appear. They require the investor to reconcile investment dynamics, tax considerations and a variety of subjective, emotional factors.
Investment Planning Options
Brown Advisory
OCTOBER 16, 2017
Investment Planning Options. They require the investor to reconcile investment dynamics, tax considerations and a variety of subjective, emotional factors. Similarly, investors should be cautious about a heavy weighting in a single investment. Can the asset’s attributes be replicated by other investments?
42% More Likely to Succeed? Write Down Your 10 Financial Goals for 2025!
Dear Mr. Market
DECEMBER 31, 2024
Review Investment Allocations Markets evolve, and so should your portfolio. Remember: investing isnt about timing the market, its about time in the market. Prioritize high-interest debt first (were looking at you, credit cards) while maintaining manageable payments on lower-interest loans like mortgages.
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Reexamining the Retirement Investment Portfolio
Integrity Financial Planning
OCTOBER 9, 2023
When talking about retirement financial planning, we often take investment strategy at face value. But what does an investment strategy really consist of? An investment strategy is utilized to help your wealth not only retain its value against inflation but hopefully grow as well.
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Tips to Build Wealth with Patience and Time
WiserAdvisor
MAY 29, 2025
Consistent habits, disciplined investing, and patience form the bedrock of wealth creation, keeping financial security in mind. A long-term perspective allows you to ride out market volatility, avoid impulsive decisions, and benefit from the natural growth of your investments over time.
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DIY Money Management vs. Hiring a Professional For Your Financial Needs
WiserAdvisor
AUGUST 26, 2022
When it comes to money management, there are a lot of different schools of thought. If yes, then DIY financial planning might be a good option for you. On the other hand, if you tend to struggle with budgeting or find financial planning overwhelming, then professional money management could be a better solution.
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6 Investing Tips for Beginners: Start your Investing Journey
Good Financial Cents
SEPTEMBER 2, 2022
Most people are well aware that investing is the key to building long-term wealth, yet that doesn’t mean that getting started is easy. In fact, all new investors face a huge learning curve when it comes to figuring out how to invest and where to invest their extra money. So, how do you start investing exactly?
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How To Manage A Financial Windfall In 10 Steps
Clever Girl Finance
JANUARY 22, 2024
10 steps to manage a financial windfall Expert tip: Keep living your life normally Factoring in taxes How do you deal with sudden financial windfall? Articles related to being wise with money Manage your large sum of money smartly! Would you save it, invest it, or treat yourself to a handful of nice things?
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How to Invest $1 Million Dollars in Today’s Market (Without Blowing It)
Good Financial Cents
AUGUST 11, 2022
I once had a client ask me, “Jeff, if you had a million dollars, how would you invest it?”. The reality is, there are a ton of different strategies I would personally use to invest $1 million dollars, and to help this seed money grow into even more cash over time. Ad Robo-Advisors move with the market to ensure your investments.
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Top Insights Driving Financial Planning Strategies in 2025
WiserAdvisor
JUNE 4, 2025
Apart from new laws and changes in regulations, it is also important to pay attention to emerging investment trendsevery year. The financial planning industry is constantly undergoing change. For example, a clients investment choices should align closely with their tax strategy, too. People want all these goals to work together.
Women And Investing: 5 Key Tips For Women Investors
Clever Girl Finance
OCTOBER 12, 2023
Women and investing is a topic that doesn’t get mentioned often enough, but it is extremely important. Women’s financial plans are unique, so their investing strategies should be, too. Find out more about women and investing, and discover ideas for creating your own investment plan.
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The Reboot and Rebrand of Advisor Today
NAIFA Advisor Today
JANUARY 28, 2025
As a Retirement Income Certified Professional and a Life and Annuities Certified Professional, John advises clients on retirement planning, investment planning, and risk management. Zack is also skilled in presenting, emceeing, event planning, program management, and social media.
Friday links: avarice and self-confidence
Abnormal Returns
JUNE 9, 2023
Strategy Periodic rebalancing is a part of any comprehensive investment plan. awealthofcommonsense.com) Thematic investing appeals to investors' worst instincts. semafor.com) Company managements just can't stop 'double-clicking' on things in conference calls. scheplick.com) Five mistakes to avoid in your pitch deck.
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#FA Success Ep 386: Turning Impostor Syndrome Anxiety Into A Strength That Drives Client Referrals, With Dann Ryan
Nerd's Eye View
MAY 21, 2024
Dann is a Managing Partner of Sincerus Advisory, an RIA based in New York City, that oversees approximately $165 million in assets under management for nearly 150 client households. Welcome to the 386th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Dann Ryan.
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Integrated Diploma in Wealth Management: A Comprehensive Program for Aspiring Wealth Managers
International College of Financial Planning
MARCH 31, 2023
Wealth management is an important aspect of the financial world that focuses on managing wealth to help individuals and families achieve their financial goals. Wealth management involves a range of financial services as an investment, finance, real estate, tax, and risk management.
The Benefits of a Wealth Management Relationship – Part 2, Ep #199
Financial Symmetry
SEPTEMBER 18, 2023
Investing is simple but not easy. To that end, what are the impacts if you do a poor job managing your investments? The numbers … Continued The post The Benefits of a Wealth Management Relationship – Part 2, Ep #199 appeared first on Financial Symmetry, Inc.
Part 2: Tax-Wise Investment Techniques
Yardley Wealth Management
FEBRUARY 15, 2022
The post Part 2: Tax-Wise Investment Techniques appeared first on Yardley Wealth Management, LLC. Part 2: Tax-Wise Investment Techniques In our last piece, we introduced some of the tools of the tax-planning trade. And yet, few investors take full advantage of the many opportunities available at every level.
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Part 2: Tax-Wise Investment Techniques
Yardley Wealth Management
FEBRUARY 15, 2022
The post Part 2: Tax-Wise Investment Techniques appeared first on Yardley Wealth Management, LLC. Part 2: Tax-Wise Investment Techniques. In our last piece, we introduced some of the tools of the tax-planning trade. It begins with your investment techniques, which we’ll cover today. .
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What’s The Best Thing To Do With Inherited Money?
Darrow Wealth Management
AUGUST 30, 2022
As you consider what approach is right for your situation, consider these options for managing a large inheritance. Inheriting money or taxable investment accounts has some big benefits. Jump-starting (or catching up on) retirement savings by investing the money in a brokerage account. What to do with an inheritance.
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Sustainable Investing Special Edition September 2016
Brown Advisory
SEPTEMBER 12, 2016
Sustainable Investing Special Edition September 2016 achen Mon, 09/12/2016 - 07:07 In this issue: From our CEO: How We Help Clients Build Sustainable Portfolios Mike Hankin, Brown Advisory President and CEO, describes a framework for helping clients incorporate their values into their investment portfolios. By Michael D.
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Sustainable Investing Special Edition September 2016
Brown Advisory
SEPTEMBER 12, 2016
Sustainable Investing Special Edition September 2016. In this issue: From our CEO: How We Help Clients Build Sustainable Portfolios Mike Hankin, Brown Advisory President and CEO, describes a framework for helping clients incorporate their values into their investment portfolios. Mon, 09/12/2016 - 07:07. By Michael D. Case Studies. .
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