Prime Capital Investment Advisors Buys Cornerstone Comprehensive Wealth Management
Wealth Management
MARCH 9, 2023
With $400 million in assets, Cornerstone is the 15th acquisition in PCIA history and builds on roughly 500% growth in just five years.
5 Things To Consider Before Hiring A Wealth Manager
International College of Financial Planning
JUNE 30, 2022
Hiring a wealth manager is one of the biggest financial decisions you’ll make. Hiring a wealth manager is a long-term investment, so it’s important to find someone who will take the time to get to know your goals, values, and long-term goals. Factors to be considered before hiring a wealth manager. .
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Equitable Buys Bank Subsidiary Penn Investment Advisors
Wealth Management
AUGUST 19, 2022
The $600 million acquisition advances Equitable’s wealth management growth strategy.
Register Now for Future Proof 2023!
The Big Picture
MAY 11, 2023
This is the next generation of the wealth management industry, and they showed up in droves because they want to be cutting-edge and stay ahead of the curve. Our 2022 FP had attendees from all over the country and the world, with an average age far younger than the typical financial conference.
Why Integrated Diploma in Wealth Management is the Right Choice for a Career in Finance?
International College of Financial Planning
MAY 29, 2023
The finance industry offers many career opportunities for aspiring professionals, with wealth management being one of the most rewarding and lucrative options. An Integrated Diploma in Wealth Management can provide you with the knowledge and skills required to excel in this dynamic field.
Do What You Say You Will and Be Who You Say You Are
NAIFA Advisor Today
FEBRUARY 16, 2024
Glenn Crawford is a Certified Divorce Financial Analyst (CDFA®) and a licensed insurance agent holding a Series 65 Investment Advisor Representative distinction. Before entering the wealth management industry, he enjoyed a career in information technology and was a partner in a $65 million consultancy firm.
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Schechter Investment Advisors: Long-Term Allocators With Direct Indexing at the Core
Wealth Management
MAY 9, 2024
Aaron Hodari, the chief investment officer at Schechter, provides a peek inside the $3.45 billion RIA’s moderately aggressive model portfolio.
Prime Capital Investment Advisors: If It’s Not In Salesforce, It Didn’t Happen
Wealth Management
MAY 9, 2024
CFO Brian Dillbeck explains how deep integration within the CRM of the $24.4 billion AUM firm makes client data easy to access.
An Insight into Investment Advisor Courses and Training Programs
International College of Financial Planning
NOVEMBER 10, 2021
There is great demand for Investment Advisor professionals in India and here we look at the various Investment Advisor Courses and Training Programs that you can take. The demand for Investment Advisors has been constantly rising over the last two decades.
Prime Capital Investment Advisors Adds Goldman Sachs as Custodian
Wealth Management
MAY 17, 2023
After growing nearly 800% in five years, PCIA plans to move about $1 billion in client assets to Goldman Sachs to improve custodial services and access.
Advisors Could Stoke Huge Flows to Spot Bitcoin ETFs
Advisor Perspectives
JANUARY 20, 2024
The recent debut of spot bitcoin ETFs is expected to broaden the audience of cryptocurrency investors, including registered investment advisors (RIAs) and wealth management firms.
How to stand out and attract more business
Million Dollar Round Table (MDRT)
JUNE 18, 2023
Robert, a financial advisor in North Carolina, came to me after he had tried most of these. He’s an investment advisor representative and CFP with life and health insurance licenses. They tell me why they don’t want to reach out to their warm market or how they hate asking for referrals.
Abry Partners Takes Minority Stake in Prime Capital Investment Advisors
Wealth Management
JULY 12, 2023
Executives say the funding will fuel the next stage of growth for PCIA, which has already expanded assets by some 700% since early 2018.
The Role of Technology in Modern Investment Advisory Services
International College of Financial Planning
MAY 9, 2024
In the present rapidly evolving digital landscape, integration of technology into everyday activities has transformed numerous industries, i8 financial management and investment advisory services. In the present advisory environment, advisors need to be as proficient with technological tools as they are with financial strategies.
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Adviser links: picking up the phone
Abnormal Returns
OCTOBER 16, 2023
wiredplanning.com) Daniel Crosby talks with Matt Reiner partner at Capital Investment Advisors about the future of financial advice. Podcasts Brendan Frazier talks with Meghaan Lurtz about re-engaging with existing clients. standarddeviationspod.com) M&A Are smaller RIAs at risk because of national, full-service firms?
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Secure Your Financial Legacy
Yardley Wealth Management
JUNE 6, 2023
The post Secure Your Financial Legacy appeared first on Yardley Wealth Management, LLC. Here are some additional details and keywords to help guide you: Estate planning involves creating a plan for the management and distribution of assets after death.
Mastering Finances with a Certified Investment/Financial Advisor
International College of Financial Planning
JULY 10, 2023
How Investment Advisors Play a Significant Role in Managing Finances? The field of investment advisory presents a world of opportunities for individuals passionate about finance and investments. Critical skills for investment advisors include: Strong analytical abilities.
Crafting a Legacy: The Road to Financial Advisory Mastery
International College of Financial Planning
JANUARY 15, 2024
Financial advisory graduates occupy roles such as wealth managers, investment advisors, financial planners, private banker to name a few. Degree/Certification/Diploma Advisors with advanced degrees (like CFP®), SEBI Registered Investment Advisor (RIA) or holding NISM certifications charge more.
A Boomer Couple Interviews Investment Advisors
Wealth Management
MARCH 8, 2023
Listening to what they say and watching for how they say it.
Osaic Picks Up $360M Midwest Team From Cetera
Wealth Management
MARCH 7, 2024
Cornerstone Advisors, a Baxter, Minn.-based based team with about $360 million in client assets, joins from Cetera Investment Advisors.
RIA Roundup: Retirement Plan Biz Brings $5.6B AUM to OneDigital Investment Advisors
Wealth Management
APRIL 14, 2023
OneDigital acquired Huntington National Bank’s 401(k) and retirement plan business this week, while Clearstead Advisors picked up local firm CLS Consulting. The Mather Group and NewEdge Wealth both announced key hires.
Massachusetts ‘Millionaires’ Tax Applies to Sudden Wealth Events
Darrow Wealth Management
NOVEMBER 17, 2022
Article is a general communication only and should not be used as the basis for making any type of tax, financial, legal, or investment decision. Darrow Wealth Management doesn’t provide tax advice; consult your tax advisor to discuss your personal situation. . About Darrow Wealth Management.
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How to Optimize Your LinkedIn Headline
Indigo Marketing Agency
APRIL 28, 2023
Remember that headlines are searchable by keyword, so you’ll want to spend some time thinking about what your prospects might type into a search when trying to find an advisor to help them with their particular plight. Should Job Title Be Included? What is the best? We provide a Social Media Optimization Service or a new LinkedIn Webinar !
TLT Flow Analysis: A Deep Dive Into Demand for One of 2023’s Most Popular ETFs
Wealth Management
FEBRUARY 7, 2024
Much of these inflows into TLT can be attributed to a combination of ETF model providers and the registered investment advisor community.
More Firms to Pay $79M To Settle SEC Off-Channel Communication Charges
Wealth Management
SEPTEMBER 29, 2023
The firms, ranging from broker/dealers and dual registrants to affiliated investment advisors, include Interactive Brokers, Nuveen Securities and Baird, among others, and are similar to 2022 charges against Wall Street firms resulting in $1.1 billion in collective penalties.
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What are the Different Types of Financial Advisors?
WiserAdvisor
JUNE 2, 2023
These professionals also hold expertise in various fields, such as retirement planning, tax management, estate planning, investment management, insurance, debt management, wealth management, and more. Below are the different kinds of financial advisors you may choose from: 1.
Matt Reiner Opens Up About Failing as an AI Entrepreneur and Innovating From Within His Multibillion-Dollar Firm
Steve Sanduski
JANUARY 30, 2024
Guest: Matt Reiner , a CFA® Charterholder, CERTIFIED FINANCIAL PLANNER , and partner at Capital Investment Advisors , a $4.3B Additionally, Matt is the managing partner of Wela Strategies , an RIA that deals with the investment needs of the mass affluent. RIA in Atlanta, Georgia.
Mindy Diamond on Independence: Two Perspectives on Private Equity and RIAs
Wealth Management
NOVEMBER 16, 2023
Mark Copeland, founder of Signature Estate & Investment Advisors and Ben Prigal, vice president of Reverence Capital Partners, discuss the value of partnership between private equity and RIAs.
Goldman Sachs’ Adam Siegler to Lead Firmwide RIA Strategy
Wealth Management
SEPTEMBER 14, 2023
Despite Goldman Sachs’ sale of its Personal Financial Management unit, the Wall Street firm says it’s doubling down on serving registered investment advisors. “We We don’t want to compete with RIAs. But we want to serve RIAs,” said a Goldman Sachs exec.
Adviser links: hyperbole cycles
Abnormal Returns
MARCH 27, 2023
marknewfield.substack.com) A Q&A with Donna Rasile, Senior VP and Investment Advisor at FinTrust Capital Advisors, about her path through the industry. (investmentnews.com) The pros and cons of instant issue life insurance. kitces.com) The nature of financial planning is change, both good and bad. blairbellecurve.com)
Unlicensed Advisor Sentenced to 6 Years in Prison for $4M Ponzi Scheme
Wealth Management
JANUARY 11, 2023
Charles Richard Burgess will go to prison for more than six years for fleecing investors of more than $4 million, while pretending to be a registered investment advisor.
SEC Freezes Assets of Former Advisor Charged With Stealing $4M From Client
Wealth Management
MARCH 29, 2023
The Department of Justice also charged Surage Roshan Perera of wire fraud, investment advisor fraud and money laundering, for allegedly defrauding an unnamed investor.
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CFP® Certification Course: From Novice to Expert in Holistic Financial Planning
International College of Financial Planning
APRIL 25, 2024
Roles and Responsibilities of a Certified Financial Planner® Certified Financial Planner® ( CFP® ) assist individuals with financial management, covering various needs such as investment planning, retirement corpus accumulation, insurance, and children education funding.
Pennsylvania Advisor Sentenced To 5 Years For $7M Scheme
Wealth Management
AUGUST 10, 2022
Lee Weiss previously pleaded guilty to investment advisor fraud related to a Ponzi-like scheme involving his firm Family Endowment Partners.
Two Ohio RIAs Merge, With Merchant Backing
Wealth Management
AUGUST 2, 2022
Beachwood, Ohio–based RIAs MGO Investment Advisors and One Seven have merged, with Merchant Investment Management taking a minority stake in the new entity.
Mariner Expands Portfolio Offerings with Latest Acquisition
Wealth Management
AUGUST 2, 2022
Heber Fuger Wendin Investment Advisors, with $8.6 billion in assets, brings to Mariner its client roster of community banks and credit unions.
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How Advisors Deal With High Net Worth Clients
BlueMind
NOVEMBER 24, 2022
By keeping in mind certain common attributes and demands of HNW clients, you can deem the task somewhat more manageable. Registered Investment Advisors versus Broker-Dealers The bigger the wealth, the more complicated it is to manage it. Related: Effective Strategies To Deal With Difficult Clients.
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A Boomer Couple Goes Virtual Window Shopping for Advisors
Wealth Management
MARCH 21, 2023
Key elements of a good investment advisor website.
A Boomer Couple Goes Virtual Window Shopping for Advisors
Wealth Management
MARCH 21, 2023
Key elements of a good investment advisor website.
We’re Hiring!
The Irrelevant Investor
APRIL 8, 2019
Ritholtz Wealth Management is a registered investment advisor headquartered in New York City with advisors and clients across the country. The firm launched in 2013 and in just over five years amassed more than $1 billion in client assets under management, working with over 700 families.
SEC’s Gensler Steps Up Warnings to Money Managers on Everything From AI to Crypto
Wealth Management
MARCH 2, 2023
Predictive data technologies may create “inherent conflicts” of interest related to the duty that investment advisors have to their clients, the SEC chair said.
How to Choose a Personal Financial Advisor
Park Place Financial
SEPTEMBER 8, 2022
Working with a personal financial advisor that offers comprehensive services is sensible, especially if you have various concerns. Typically, these advisors are skilled in multiple areas, such as general wealth management or estate planning. Wealth Manager . Registered Investment Advisor (RIA) .
Reverence Takes Stake in Hybrid SEIA, As Firm Leaps Into M&A
Wealth Management
AUGUST 17, 2022
The investment will allow Signature Estate & Investment Advisors to move into the M&A space for the first time and expand distribution for its TAMP.
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Do I Need A Financial Advisor? Here’s How To Decide
Clever Girl Finance
JULY 16, 2023
How much does a financial advisor cost? What to look for in a financial advisor: 5 Question to ask Where can I find a financial advisor? Are financial advisors the same as investment advisors? How a financial planner is different from a financial advisor Is it okay not to have a financial advisor?
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