Wealth Management

JULY 1, 2025

based registered investment advisor with $1.1 Diana Britton , Executive Editor , WealthManagement.com July 1, 2025 1 Min Read Steward Partners, an employee-owned hybrid partnership of independent advisory firms , has acquired Consilium Wealth Management, a Danville, Calif.-based Seo and a team of about 10.

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Wealth Management Estate Planning Clients Planning 181

Wealth Management

APRIL 14, 2023

OneDigital acquired Huntington National Bank’s 401(k) and retirement plan business this week, while Clearstead Advisors picked up local firm CLS Consulting. The Mather Group and NewEdge Wealth both announced key hires.

Retirement Planning 157

Retirement Planning Retirement Investment Advisor Planning 157

Wealth Management

JUNE 20, 2025

The other competitors in this year’s demos included Addepar , Altrata , BILL , Encorestate Plans , GReminders , MileMarker , Mili AI , Wealthfeed , Zeplyn and Zocks. Related: Scenes from Day 2 of Wealth Management EDGE “My parents are 67 and 68, they have the classic Dell desktop covered in dust—everything is on their phone,” he said.

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Wealth Management Management Financial Advisor Clients 176

Wealth Management

JULY 1, 2025

Sponsored Content Alternative Investments Summit: Navigating the New Frontier Alternative Investments Summit: Navigating the New Frontier Apr 11, 2025 thumbnail Investment ETFs Explained: Innovations, Trends, and the Investment Landscape ETFs Explained: Innovations, Trends, and the Investment Landscape by Ryan Nauman Jun 30, 2025 Wealth Planning Related (..)

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Wealth Management Estate Planning Planning Clients 176

Abnormal Returns

JANUARY 13, 2025

(citywire.com) Mariner Wealth Advisors has purchased institutional consultant Cardinal Investment Advisors. advisorperspectives.com) Why you might want a valuation of your advisory practice, even if you aren't planning to sell. thinkadvisor.com) How technology is helping advisers do their real job - helping clients.

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Wealth Management Financial Advising Wealth Advisor Valuation 162

Tobias Financial

JUNE 16, 2025

Yet just like your vehicle, your financial plan benefits from regular maintenance and timely adjustments. At Tobias Financial Advisors, we view financial planning as an ongoing process designed to evolve with your life. Tobias Financial Advisors is registered as an investment advisor with the SEC.

Planning 52

Planning Engineering Financial Planning Financial Advisor 52

Abnormal Returns

APRIL 28, 2025

Martinez, CEO of Expressive Wealth, about legacy planning. rationalreminder.libsyn.com) Custodians Altruist has raised $152 million in a Series F round that values the registered investment advisor custodian at $1.9

Financial Planner 147

Financial Planner Compliance Investment Advisor Consulting 147

Abnormal Returns

OCTOBER 21, 2024

youtube.com) The biz Schwab Advisor Solutions will look to boost revenue, just not through custody fees. riabiz.com) XYPN Planning Network has launched a new registered investment advisor corporate affiliation model, Sapphire. thinkadvisor.com) Advvvisortech Vanilla just raised a new round of capital.

CFP 289

CFP Communication Investment Advisor Clients 289

WiserAdvisor

JUNE 27, 2025

Start planning early. Yet far too many professionals delay the planning process. Even if you don’t plan to retire unusually early, starting your retirement planning now can dramatically improve your options later. A bridge plan for health insurance (since Medicare only begins at 65). And the best way to do that?

Retirement 59

Retirement Planning Retirement Planning Taxes 59

Wealth Management

JUNE 25, 2025

But we’re a financial planning-based firm, which creates some simplicity in how we allocate assets. Financial Planning: eMoney and MoneyGuidePro JW: Orion also has a pretty good integration with MoneyGuide Pro, and they have a decent one with eMoney, as well. They do have a lot more bells and whistles.

Wealth Management 153

Wealth Management Estate Planning Financial Advisor Clients 153

Tobias Financial

JUNE 19, 2025

If you have questions about how the Fed’s decision might influence your financial plan, our team is here to help you navigate what it means for your unique situation. Tobias Financial Advisors is registered as an investment advisor with the SEC.

Financial Planning 52

Financial Planning Planning Investment Advisor Financial Advisor 52

Wealth Management

JUNE 20, 2025

Each discussed how providing a more holistic approach to distribution-phase planning in their practices can amp up organic growth for advisory firms. Despite the steamy humidity outside our beautiful new venue at The Boca Raton resort, it was rapid-fire, fast-paced action inside. For all of us on the editorial staff, it was a busy event.

Wealth Management 138

Wealth Management Management Financial Advisor Estate Planning 138

Abnormal Returns

OCTOBER 16, 2023

(wiredplanning.com) Daniel Crosby talks with Matt Reiner partner at Capital Investment Advisors about the future of financial advice. riaintel.com) How many United Capital advisers will remain at Creative Planning when all is said and done? citywire.com) RIA M&A volume has picked up of late.

Compliance 262

Compliance Financial Planner Financial Advice Investment Advisor 262

Nerd's Eye View

OCTOBER 14, 2024

Independent Registered Investment Advisors (RIAs) often face significant challenges in attracting advisors who can proactively generate new business. In some situations, a firm's employee advisors may want to bring in new clients but lack the skills, experience, and confidence.

Strategic Planning 246

Strategic Planning Sales Clients Planning 246

Trade Brains

JUNE 24, 2025

PhonePe’s planned $1.5B Please consult your investment advisor before investing. The post Paytm competitor Plans ₹12,900 Cr IPO: Will it affect the company? vs. PhonePe’s pre-IPO $12B). IPO (targeting a $15B valuation) will significantly intensify competition. appeared first on Trade Brains.

Planning 52

Planning Valuation Financial Services Compliance 52

Trade Brains

JUNE 26, 2025

Lower expected returns could also delay expansion plans by listed power firms. Please consult your investment advisor before investing. The post Power Stocks: Will they be affected after Maharashtra Govt plans to reduce power tariff by 26%? This can result in reduced profits if long-term contracts are renegotiated.

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Planning Distribution Government Commission 59

Nerd's Eye View

SEPTEMBER 20, 2024

Further, the survey showed the continued predominance of the AUM fee model amongst state-registered firms (at the same time, more than half of firms said they charge on a fixed-fee or hourly basis, suggesting many firms utilize multiple fee models) and identified the most common areas of regulatory enforcement during the year, with failure to register (..)

Financial Planner 245

Financial Planner Investment Advisor Financial Advisor Clients 245

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.

Clients 246

Clients Fee Only Planning Advertising 246

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.

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Fee Only Portfolio Clients Planning 246

Trade Brains

JUNE 11, 2025

This surge signals a revival in fundraising plans, with firms eager to capitalize on improved market conditions and heightened investor appetite. HDB Financial Services Limited The company plans a ₹12,500 crore IPO, including a ₹2,500 crore fresh issue and a ₹10,000 crore offer for sale by parent HDFC Bank, which currently owns 94.3%

Electronics 85

Electronics Engineering Sales Financial Services 85

XY Planning Network

DECEMBER 9, 2024

If you're an established financial advisor setting out to launch your own Registered Investment Advisor (RIA) firm, transitioning clients from your previous firm is likely at the forefront of your concerns. Managing this process effectively is crucial for retaining clients and ensuring compliance.

Compliance 95

Compliance Financial Advisor Investment Advisor Clients 95

Trade Brains

JULY 3, 2025

This article details the planned transaction’s scope, market implications, and context behind the ownership shift. Nykaa’s parent company shares fell following the Banga family, early investors in the beauty and personal care platform, plans to sell 2.1% Please consult your investment advisor before investing.

Planning 59

Planning Sales Distribution Investment Advisor 59

Trade Brains

JULY 1, 2025

In a strategic move to unlock value, it plans to spin off its digital health, pharmacy, and telehealth divisions into a new entity through a direct listing. Additionally, Apollo plans to acquire full ownership of its front-end pharmacy business by buying the remaining stake in Apollo Medicals Pvt Ltd. 25,000 crore by FY27.

Planning 59

Planning Healthcare Medical Distribution 59

Zoe Financial

JUNE 20, 2025

For high-net-worth individuals, continuously refining your strategy over time is what keeps your plan efficient and aligned with evolving goals. At Zoe Financial, we’ve seen firsthand how proactive planning with a fiduciary advisor helps individuals protect and grow their wealth across generations.

Retirement Planning 40

Retirement Planning Retirement Planning Estate Planning 40

Trade Brains

JULY 3, 2025

This Solar Stock, engaged in designing and manufacturing solar modules and cells, developing EPC solar projects, offering solutions, and servicing residential, commercial, and utility-scale clients, is in focus after the company plans to invest Rs. Please consult your investment advisor before investing.

Planning 90

Planning Manufacturing Investing Investments 90

Trade Brains

OCTOBER 28, 2024

The government plans to release a detailed policy paper by June 2024. Please consult your investment advisor before investing. The post Is India planning to ban cryptocurrencies? Regulatory bodies are particularly concerned about stablecoins reliability. appeared first on Trade Brains.

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Planning Government Banking Consulting 105

Nerd's Eye View

JULY 23, 2024

Welcome back to the 395th episode of the Financial Advisor Success Podcast ! Dustin is the Director of Investment Advisor Services of PPC LOAN, a firm based in The Woodlands, Texas that facilitates conventional bank loans to financial advisors. My guest on today's podcast is Dustin Mangone. Read More.

Banking 130

Banking Financial Advisor Planning Valuation 130

Darrow Wealth Management

NOVEMBER 4, 2024

For non-fiduciary financial advisors, recommendations may only need to be suitable , not necessarily in the client’s best interest. Hybrid firms can switch between their status as a registered investment advisor and brokerage, which can be problematic for individuals seeking unbiased financial advice.

Financial Advisor 74

Financial Advisor Certified Financial Planner Fiduciary Duty Fee Only 74

Trade Brains

JULY 2, 2025

On July 1, 2025, the State Bank of India has directed the loan account of Reliance Communications as Fraud, and also planned to report the name of Shri Anil Dhirajlal Ambani, former director of the company, to the Reserve Bank of India (RBI). Investors must therefore exercise due caution while investing or trading in stocks.

Communication 93

Communication Banking Accounting Investment Advisor 93

Darrow Wealth Management

FEBRUARY 13, 2025

Fee-only firms are unique as they do not receive commissions from selling financial products, such as insurance policies or investment products. Fee-only financial advisors are often registered investment advisors too, meaning they have a legal duty to act in the clients best interest. Independent firm.

Fee Only 54

Fee Only Financial Advisor Certified Financial Planner Financial Planner 54

Trade Brains

JULY 1, 2025

Sona Comstar is evaluating plans to manufacture rare earth magnets in India, crucial for automotive applications. Please consult your investment advisor before investing. The post Auto ancillary stock in focus after it plans to manufacture rare earth magnets appeared first on Trade Brains.

Manufacturing 59

Manufacturing Planning Government Investment Advisor 59

Darrow Wealth Management

NOVEMBER 7, 2024

Exercise strategy: Timing: Consider the tax implications of exercising vested options before or after the IPO, timing of sales, and tax planning opportunities. Sales and trading plan: Taking profits: Once the lockup period ends, consider diversifying your holdings to reduce risk.

Taxes 98

Taxes Wealth Management Wealth Advisor Tax Planning 98

Trade Brains

NOVEMBER 6, 2024

Please consult your investment advisor before investing. The post Anil agarwal Stock falls 8% after Govt of India Plans OFS of 10 Cr Shares appeared first on Trade Brains. Dailyraven Technologies or the author are not liable for any losses caused as a result of the decision based on this article.

Planning 52

Planning Government Sales Investment Advisor 52

Trade Brains

JUNE 24, 2025

The shares of this monopoly stock are in focus after the government plans to increase railway ticket fares. Please consult your investment advisor before investing. The post Railway stock in focus after government plans to increase train ticket fares by ₹1/100Km appeared first on Trade Brains.

Government 59

Government Planning Commission Food 59

Trade Brains

NOVEMBER 6, 2024

on November 06, 2024 Also read… Anil agarwal Stock falls 8% after Govt of India Plans OFS of 10 Cr Shares 3. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.

Banking 98

Banking Distribution Valuation Retail 98

XY Planning Network

DECEMBER 11, 2023

Unless your firm is registered with the SEC, your business is likely subject to the Beneficial Ownership Information (BOI) reporting requirements under the Corporate Transparency Act. This post dives into key details and what you need to know as we head towards 2024 to ensure you’re compliant.

Investment Advisor 109

Investment Advisor Investments Investing Fee Only 109

The Big Picture

AUGUST 26, 2022

There are large parts of the Sell-side that figured out It’s a much cleaner business model to charge a reasonable fee for straight-up asset management and financial planning, rather than playing the game of stock picking sector rotation market timing and the like. This isn’t really a fair accusation.

Accounting 353

Accounting Government Assets Management 353