FMG

DECEMBER 22, 2022

I couldn’t pass up on the one-click compliance! I was considering building my own with a regular web designer, but as a solo advisor, I just don’t have time to get every single edit approved through compliance before going live. I create a lot of content and didn’t want “submitting things to compliance” to become a time suck.

Financial Advisor 52

Financial Advisor Compliance Clients Communication 52

The Better Letter

MARCH 18, 2025

Duke math professor Jonathan Mattingly claimed the average college basketball fan has a far better chance of achieving bracket perfection than one in 9.2 Rumor had it that this was part of a quiet agreement between regulators and internal compliance officials, who were understandably concerned about what had gone on. quintillion.

Numbers 75

Numbers Marketing Marketing Medicine 75

Harness Wealth

MAY 19, 2025

Navigating the tax landscape can be complex, but having a comprehensive guide to Minnesota tax forms can simplify the process and help ensure compliance with state tax laws. Using the correct Minnesota tax forms ensures compliance and helps avoid processing delays or errors that could arise from submitting federal forms alone.

Taxes 52

Taxes Tax Planning Compliance Education 52

Harness Wealth

MAY 12, 2025

Navigating these forms correctly is essential to ensure compliance and to maximize any potential refunds or credits. It is important to review the current year’s income thresholds published by the Vermont Department of Taxes to ensure compliance.

Taxes 52

Taxes Electronics Tax Planning Consulting 52

Harness Wealth

MAY 17, 2025

Delawares tax system has unique features that distinguish it from federal tax filing, and knowing these differences will help you avoid common pitfalls and ensure compliance with state laws. It is important to review the current years guidelines to ensure compliance. Income thresholds for filing vary depending on filing status and age.

Taxes 52

Taxes Electronics Tax Planning Compliance 52

Harness Wealth

MAY 18, 2025

Navigating these forms accurately is essential for both residents and non-residents to ensure compliance and avoid penalties. Understanding which form applies to your situation is crucial to ensure accurate filing and compliance with Ohio tax laws. Who Needs to File Ohio Taxes? These errors can delay processing and refunds.

Taxes 52

Taxes Compliance Electronics Tax Planning 52

Harness Wealth

MAY 18, 2025

Navigating these forms correctly is essential to ensure compliance and to maximize any potential refunds or minimize liabilities. It is important to review these requirements annually to ensure compliance and avoid penalties for failure to file when required. Extensions can be requested, moving the filing deadline to October 15th.

Taxes 52

Taxes Electronics Tax Planning Compliance 52

Harness Wealth

MAY 18, 2025

By requiring specific forms, Utah can enforce compliance and reduce errors that might arise if federal forms were used exclusively. Understanding which forms apply to your filing situation is essential to ensure compliance and avoid penalties. Who Needs to File Utah Taxes?

Taxes 52

Taxes Commission Electronics Compliance 52

Harness Wealth

MAY 19, 2025

Navigating these forms correctly is essential for both residents and non-residents to ensure compliance and avoid penalties. Understanding these distinctions is critical to ensure compliance and avoid unnecessary filings. Income thresholds also play a significant role in filing requirements.

Taxes 52

Taxes Electronics Compliance Consulting 52

The Big Picture

FEBRUARY 6, 2024

I’d say management consulting is any of the other thing that least at that time was the other career trajectory, just my personality, more of a math oriented introvert. And ev all the sort of compliance, client service, legal, kind of, everything was done sort of on the side by investment people. Learn math, learn history.

Valuation 130

Valuation Investing Investments Assets 130

Harness Wealth

MAY 14, 2025

Understanding which form applies to your situation is critical to ensure compliance and avoid penalties. Common Tax Filing Errors Some frequent mistakes include incorrect Social Security numbers, math errors, missing signatures, and failing to report all income. Who Needs to File Hawaii Taxes?

Taxes 52

Taxes Tax Planning Medical Consulting 52

Good Financial Cents

DECEMBER 19, 2022

When you actually do the math, traditional braces or Invisalign can easily cost $24,000 or more for four kids! With proper care and compliance, though, Invisalign can give you a beautiful, straight smile. Keep in mind that many of the orthodontists we spoke to for this story stressed the need for compliance when it comes to Invisalign.

Insurance 84

Insurance Planning Medical Accounting 84

Brown Advisory

JANUARY 17, 2024

We all know that a 55% hit rate is the top decile across the industry, and the maths above demonstrates why. 12 At Intuit’s Investor Day in September last year, management highlighted the maths within their QuickBooks SME accounting software franchise, whereby any improvement in the success rates (i.e.

Investing 52

Investing Investments Portfolio Accounting 52

The Better Letter

MARCH 16, 2023

The maths are exactly the same. These sorts of math problems are the focus of this week’s TBL. Math Problems As this TBL goes live, just 16 games and one day of the NCAA Tournament are in the books, yet my bracket is a mess. We notice the unlikelihood of 100 in a row because of the pattern. Thanks for reading. quintillion.

Math 95

Math Numbers Medicine Marketing 95

The Big Picture

DECEMBER 6, 2022

And I did the math, and I think at that point in time, roughly speaking, assets in ETS were roughly just 10 percent, 12 percent of assets in mutual funds and I was pretty convinced that that number was to increase significantly. I remember telling myself, why would anyone invest in mutual funds when you can buy an ETF instead? BERRUGA: Yeah.

Clients 162

Clients Investing Investments Management 162

The Big Picture

AUGUST 15, 2023

Let me say what your compliance wouldn’t allow you to say. RITHOLTZ: So hold the duration risk aside with those two, but just for an investor in treasuries, I know you’ve done the math before. And at the time, I was managing Protege Partners as a hedge fund of funds. We were short subprime mortgages with John Paulson.

Management 130

Management Investing Investments Government 130

The Big Picture

JUNE 27, 2023

And so it’s one of these things that math works. Tell us about Math for America that seeks to improve math education in US public schools. BORISH: So Robinhood Foundation, Math for America, those are the two not-for-profit boards that I sit on. So we’ve done two things at Math for America.

Math 147

Math Risk Management Marketing Marketing 147

Sara Grillo

JUNE 17, 2024

The regulators don’t force insurance companies to provide in-force illustrations to their Universal Life policy holders and it allows them to deceive consumers who aren’t prepared to do the math required to know the truth. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Insurance 59

Insurance Financial Advice Math Compliance 59

The Big Picture

MARCH 27, 2023

There are a ton of expenses, and they’re getting higher with compliance and marketing and reporting and investor relationship, et cetera. MIELLE: And they’re incentivized to advise you to put your money with the safe first, all-in-one shopping, you know, very well staffed compliance-wise, investor relation-wise companies.

Assets 285

Assets Investing Investments Management 285

The Big Picture

SEPTEMBER 19, 2022

And from a public market, that sounds like it’s a compliance and conflict nightmare. And you know, the only thing math works on recognition by peers, and there’s some prizes. And yet, the amount of math that’s been produced over the last, you know, few decades is just mind-blowing extraordinary.

Valuation 305

Valuation Investing Investments Food 305

The Big Picture

MAY 9, 2023

So I took it upon myself to go off and took a course in bond math, took another course in derivatives and realized the underlying fundamental concepts were barely, I mean, it wasn’t even high school math in most cases. I didn’t know what any of these terms meant. Capital rules were changing. Risk appetite was changing.

Assets 299

Assets Clients Investing Investments 299

The Big Picture

JANUARY 21, 2025

But the numbers you can’t argue with, I mean, we all know that the brutal math of investing before costs investors collectively will earn the market return after costs. It was just a struggle from day one, particularly in the regulatory environment that is the securities business between lawyers and compliance people.

Investing 147

Investing Investments Management Retirement 147

Carson Wealth

FEBRUARY 5, 2024

By my math, there have been 57 Super Bowls and 22 different winners. Compliance Case # 02101272_020524_C The post Market Commentary: January Gains, Jobs Report Both Bullish for Markets appeared first on Carson Wealth. In fact, the only time stocks were lower was in 2015, when the full year ended down by 0.7%, so virtually flat.

Marketing 97

Marketing Marketing Economy Manufacturing 97

The Big Picture

AUGUST 20, 2024

00:03:14 [Mike Greene] So that was actually an outgrowth from my experience coming out of Wharton and you mentioned the, the, you know, the transition of people who tended to be skilled at math or physics into finance. So any compliance people listening, I’m just spitballing here. That’s Barry saying it.

Assets 173

Assets Management Portfolio Marketing 173

Sara Grillo

JUNE 12, 2023

Quick math: If you have $1.828 million in the bank. And , you have to do the math by hand. Now, quick math, if you have 128 million in the bank in your Christmas or Hannukah Club, and the bank is going to credit you 5% on your money 0:18:18.4 There is an admin charge of about $49k. There is an insurance charge of about $246k.

Insurance 59

Insurance Clients Financial Advisor Math 59

The Better Letter

JUNE 23, 2022

Make Fewer Decisions It’s simple math. Our tendency is to enforce compliance with “the list” rather than solve problems. Subscribe now Share The Better Letter Read The Better Letter in the new Substack app Now available for iOS Get the app Thanks for reading.

Numbers 52

Numbers Accounting Insurance Math 52

The Big Picture

SEPTEMBER 10, 2024

So that’s the math. You have to get compliance. So when the fed starts cutting, multiples usually go down and there’s just not enough earnings growth to offset a 10 to 15% multiple contraction between here and the end of the year. We have like 8% growth built in for next year’s earnings growth.

Valuation 162

Valuation Clients Investing Investments 162

Sara Grillo

MAY 8, 2023

BOBBY SAMUELSON: Which is what the financial advisors typically see is just a forward projection of this monthly cycle recurring over and over and over, over again.

Insurance 59

Insurance Clients Financial Advisor Accounting 59

The Big Picture

JANUARY 24, 2023

RITHOLTZ: So it’s different math then I need 100x winner versus 99? RITHOLTZ: So I know we’re not going to talk about performance and returns because of the normal compliance headaches. We’ve never had a business — again, go out of business or not paying interest payment. KLINSKY: Yeah.

Investing 263

Investing Investments Numbers Banking 263

The Big Picture

FEBRUARY 13, 2023

Tell us a little bit about what you do on Twitter and how was it getting that through legal and compliance? RIEDER: Well, first of all, anything I tweet goes through legal and compliance before it gets out there, first part. How are we doing in literacy versus math versus science? I use immense amount of data and analysis.

Economy 147

Economy Numbers Marketing Marketing 147

The Big Picture

JULY 29, 2024

00:10:47 [Speaker Changed] So in the additive services that Orion offers now are financial planning, compliance, CRM services, risk and analysis portfolio construction and advisor portal and investor portal. You know, don’t be overwhelmed by the, the vocabulary or the math or things that frighten people away from the industry.

Clients 147

Clients Portfolio Financial Advisor Investing 147

The Big Picture

MAY 21, 2024

I’m kind of in intrigued by the idea of philosophy and math. So I found myself getting kind of bored with my math problem sets, and then I could shift to philosophy and then go back and forth. 00:01:29 [Barry Ritholtz] I I, I try not to butcher people’s names, but let’s talk a little bit about your, your background.

Numbers 147

Numbers Banking Management Marketing 147

The Big Picture

MARCH 21, 2023

ASNESS: Well, I was striving for uncorrelated, but then the compliance officer in my head is saying sometimes it doesn’t come out to zero all the time. And it’s really not a compliance reason, I hope it’s more of an intellectual honesty reason. My mom was a math teacher so — RITHOLTZ: Okay. ASNESS: Yes.

Valuation 173

Valuation Investing Investments Numbers 173

Carson Wealth

APRIL 28, 2025

The math is just Earnings * (Price / Earnings) = Price, since the Earnings parts cancel. Compliance Case # 7905356.1_042825_C The post Market Commentary: Markets Perk Up but Macro Outlook Still Messy appeared first on Carson Wealth. Its a way of getting a stock index price forecast by breaking it into two important pieces.

Marketing 78

Marketing Marketing Economy Manufacturing 78

The Big Picture

NOVEMBER 25, 2024

And I, and I really like the application of math and statistics and computer science to markets. You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. You learn the math that can help you with, with market making operations.

Portfolio 147

Portfolio Management Marketing Marketing 147

The Big Picture

MAY 16, 2023

Um, case anybody that says anything, non-compliant, compliance tracks that also the watch list is just sort of fun. So this is the math that I applied. So think about this, do the math. LINDZON: But that math, if you really put it in a calculator … RITHOLTZ: Becomes a problem. RITHOLTZ: I have a behavioral finance list.

Media 290

Media Investing Investments Valuation 290

The Big Picture

JUNE 3, 2024

Jeffrey Sherman : Well, what it was was, so I, as I said, with applications, there’s many applications of math, and the usually obvious one is physics. Barry Ritholtz : It seems that some people are math people and some people are not. The, the math came easier. And I really hated physics, really. It’s so true.

Math 147

Math Marketing Marketing Engineering 147