Nerd's Eye View

DECEMBER 12, 2022

Here at Kitces.com, we have sought to provide advisors with the insights and education they need to help their clients (and their firms) navigate these uncertain conditions, from blog posts and podcasts on these trending topics to the continued expansion of our Kitces Courses and our popular monthly Office Hours and webinars.

Education 246

Education CFP Certification License 246

Nerd's Eye View

DECEMBER 19, 2022

But a lawsuit to block the rule ultimately led to it (and the associated Title Protection for "financial planner") being vacated… by the FPA. all suggest that the FPA may already have some plans in place… that it just isn't ready to share yet?

Financial Planner 243

Financial Planner CFP Certified Financial Planner Financial Planning 243

Nerd's Eye View

JUNE 5, 2023

This month's edition kicks off with the news that Riskalyze has completed its previously-announced rebranding, and will now be known as “Nitrogen”, a ”growth platform” for advisory firms – which represents less of a shift in the platform’s core function (given that Riskalyze’s risk tolerance tool was always (..)

Risk Tolerance 245

Risk Tolerance Retirement License Retirement Planning 245

Midstream Marketing

DECEMBER 7, 2024

Key Highlights Use AI insights to understand and meet the preferences of each prospect and client. Improve client engagement while staying fully compliant with strong and integrated tools. This great teamwork helps advisors connect with clients meaningfully. This means connecting with potential clients on several platforms.

Compliance 52

Compliance Financial Advisor Clients Communication 52

Abnormal Returns

FEBRUARY 20, 2024

hollywoodreporter.com) Disney ($DIS) is a winner when it comes to licensing content. abnormalreturns.com) Adviser links: helping clients feel secure. (onveston.substack.com) Streaming Walmart ($WMT) is buying TV maker Vizio ($VZIO). cnbc.com) Why Roku ($ROKU) stock is struggling. nytimes.com) Another sign of peak ESG.

License 144

License Financial Advising Media Economy 144

NAIFA Advisor Today

FEBRUARY 16, 2024

Glenn Crawford is a Certified Divorce Financial Analyst (CDFA®) and a licensed insurance agent holding a Series 65 Investment Advisor Representative distinction. His mission is to support better financial outcomes for clients by educating, enabling, and empowering them to make sound decisions about their financial well-being.

License 105

License Wealth Management Investment Advisor Consulting 105

Nerd's Eye View

NOVEMBER 8, 2022

In this episode, we talk in-depth about the journey that Cean and his partners took, from originally starting their careers at an insurance company, then moving on to a brokerage firm, until they ultimately decided to transition to an independent RIA and on the advice of their attorney drop their FINRA licenses altogether to reduce the risks to their (..)

License 130

License Consulting Financial Advisor Insurance 130

eMoney Advisor

NOVEMBER 14, 2022

Financial professionals are forever searching for better ways to serve clients and grow their businesses. If your client doesn’t follow the plan and take the appropriate actions based on the advice you provide, does that plan really matter? Why Engaged Clients Matter: Building Your Bottom Line.

Financial Planning 88

Financial Planning Clients Planning License 88

Nerd's Eye View

SEPTEMBER 26, 2022

In fact, even a relatively modest shift to a higher-trust environment (which may be achieved by enacting higher standards) that just partially reduces the incredibly high client acquisition costs of financial advisors could more than offset the entire cost of fiduciary liability insurance from those higher standards! Read More.

Financial Advice 130

Financial Advice Financial Planner License Financial Advisor 130

Million Dollar Round Table (MDRT)

JUNE 18, 2023

He’s an investment advisor representative and CFP with life and health insurance licenses. One of Robert’s challenges was that nothing about him made him special to prospects or clients. He told people he was a financial planner and that he worked with all kinds of clients.

Financial Planner 98

Financial Planner License Advertising Investment Advisor 98

Clever Girl Finance

JULY 29, 2023

Obtain a business license 7. Find (and keep) clients 13. Do I need a license to clean houses? Offer to clean a friend and/or family member’s house(s) to get honest feedback on your work and learn what you need to improve before working with clients. Choose your services 4. Register your business 5.

License 98

License Advertising Budgeting Clients 98

Carson Wealth

APRIL 9, 2025

As the first quarter of 2025 comes to a close, the team at Carson Wealth Pella has been hard at work helping to ensure our clients remain on track with their financial goals. Zach enjoyed reconnecting with Carter and discussing the importance of financial literacy and the pathway for more Iowan’s to obtain their CPA License.

Taxes 52

Taxes License Wealth Advisor Clients 52

Million Dollar Round Table (MDRT)

APRIL 23, 2023

What does that mean for advisors working entirely or partially remote from their clients? Research and sharing Three years ago, Sofia Dumansky, MBA, LUTCF , primarily worked only with clients in Connecticut and Massachusetts. Now, because of the opportunities that Zoom provides, she has licenses and clients in 12 states.

Clients 98

Clients License Communication CFP 98

Sara Grillo

MAY 10, 2024

One of my best clients who runs a business just hired another advisor to manage their 401k plan.” ” I’ve heard iterations of this: I’m a CPA and financial advisor, and my best tax return client just hired someone else to do their retirement planning. Question from a subscribe r: “I’m stunned.

Clients 52

Clients License Retirement Planning Financial Advisor 52

Million Dollar Round Table (MDRT)

FEBRUARY 4, 2024

They do not know licenses are needed. How long have you been with the firm? Are you on a team? What is the combined experience of the team? How long was the training period? Myth: Anyone can sell insurance. They might think you are new at it and need to practice on some people before you “get it right.”

License 111

License Insurance Financial Advisor Financial Planning 111

Tucker Advisors

AUGUST 16, 2021

Client Appreciation Events: A Guide For Every Financial Advisor. Click the links below to jump to a client appreciation event page section specific to your needs. Why throw a client appreciation event? Client Event: What makes a good one? Client event examples. Client event follow up. Table of Contents .

Clients 52

Clients Financial Advisor Planning License 52

MarketWatch

APRIL 14, 2023

toward a record low in morning trading Friday, in the wake of the decision by the New Jersey Cannabis Regulatory Commission (CRC Board) to deny the renewal of the Massachusetts-based company’s cultivation and retail licenses for adult use. “We CURLFCA:CURA tumbled 10.2% Curaleaf’s stock has plunged 46.9% and the S&P 500 SPX gained 8.0%.

License 40

License Commission Retail Clients 40

Midstream Marketing

NOVEMBER 6, 2024

Key Highlights Content marketing helps financial advisors stand out and earn trust from potential clients. When advisors share valuable content for a specific target audience, they can attract new clients and boost their online presence. Content marketing is a great strategic approach to find potential clients.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Sara Grillo

FEBRUARY 12, 2024

There’s nothing I hate worse than when I see a financial advisor chase around a CPA or estate attorney, only to get taken, referring their clients to them with zero reciprocity. They have 600 to 1000 clients (sometimes more); this is the workload for one CPA. Clients don’t appreciate them. They don’t have sticky, local clients.

Financial Advisor 105

Financial Advisor Consulting Clients License 105

BlueMind

SEPTEMBER 11, 2022

Category: Clients Risk. Determining the risk profile is essential so that you may construct a feasible financial strategy for your client’s goals. However, it should be well understood that a client’s financial profile includes their risk tolerance and their risk capacity. Related: How to Determine Your Client’s Risk Tolerance!

Risk Tolerance 98

Risk Tolerance Clients Portfolio Investing 98

Carson Wealth

JULY 12, 2022

She reviewed two types of annuity contracts often used for retirement and helped determine which one is the best fit for her client.” . I could also be fairly sure that Tammy is a licensed insurance agent and that she has access to sophisticated software tools and may or may not engage in financial planning.

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

Trade Brains

NOVEMBER 11, 2023

The firm provides its services to equity and fixed-income investment groups, investment pooling vehicles, mutual funds, and separate account institutional clients. Zee earns money through advertising, subscription services, content licensing, theatre productions, music licensing, and movie distribution. ROCE (%) 13.68

Portfolio Analysis 105

Portfolio Analysis Portfolio Manufacturing Distribution 105

Clever Girl Finance

AUGUST 10, 2023

If you want to be a paramedic, then training, passing exams, and getting licensed as a paramedic is required. Licensed practical nurse (LPN) Median salary for licensed practical nurses: $54,620 a year Licensed practical nurses (LPNs) work under the supervision of registered nurses or physicians to provide direct patient care.

Medical 98

Medical Certification Healthcare Education 98

James Hendries

JULY 13, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Investment Advisor License Economy 52

NAIFA Advisor Today

FEBRUARY 27, 2023

Peg Fraser began her career in insurance and financial services selling health insurance part-time, but she soon found the same question coming up again and again from her clients. She got licensed and “careered” with COUNTRY, joining an elite group of financial service professionals within the company, just four years later.

License 52

License Financial Services Insurance Financial Planning 52

James Hendries

NOVEMBER 3, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Asset Allocation Investment Advisor Assets 52

Clever Girl Finance

JULY 6, 2023

Comparatively, accounting requires more formal training and licensing. You’ll need to obtain the proper licensing for your state , set up a welcoming care space, and consider how you’ll handle the thousand things that kids can need. It’s completely up to you how many clients you take and how often you work!

Clients 105

Clients Media License Advertising 105

James Hendries

OCTOBER 4, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Investment Advisor Economy License 52

James Hendries

DECEMBER 12, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Economy Investment Advisor License 52

Carson Wealth

APRIL 4, 2024

A trusted contact is someone the financial institution can contact if they are having difficulty contacting their client. Gathering the Appropriate Legal Documents In order to have legal authority to step in and help your parents make decisions about their finances, you’ll need to have a few essential legal documents in place.

Management 137

Management Healthcare Medical Estate Planning 137

MazumaBusinessAccounting

JUNE 30, 2021

A great example of getting creative in maximizing your tax benefits comes from a client I work with who wrote off her houseboat at Lake Powell. She came up with a promotional idea of taking a handful of her clients down to Lake Powell each year for an exclusive photo shoot. Do you have to maintain a license for your job?

Taxes 98

Taxes Insurance Education Retirement 98

Clever Girl Finance

MAY 15, 2024

However, bear in mind that doing so may require obtaining specific licenses depending on which state you live in. Requirements: Love for taking care of children Licenses if opening own daycare center 2. Requirements: Haircutting and styling skills May require a state cosmetology license 5.

Certification 98

Certification Media Budgeting License 98

James Hendries

JULY 21, 2022

Insurance products are offered through LPL or its licensed affiliates. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC).

Clients 52

Clients Investment Advisor License Financial Advice 52

Sara Grillo

AUGUST 25, 2023

Pure fiduciaries These are advisors who hold no insurance or brokerage licenses and are considered pure fiduciaries. The fiduciary standard is important because it defined parameters for behaviors impacting the way that financial advisors treat their clients. Note: Ryan holds both insurance and FINRA licenses.

Financial Advisor 52

Financial Advisor Accounting License Financial Planning 52

The Richer Geek

MARCH 23, 2022

Hair is a persistent and aggressive litigator licensed and has clients from all over the world. He focuses not only on the litigation in front of the client but the long-term personal and business effects that his clients' issues will cause. His clients are family to him and it shows.

Insurance 52

Insurance Assets Insurance Coverage License 52

Clever Girl Finance

JULY 13, 2022

Note that in some states, starting an interior design business requires that you have specific licensing. It's common to see self-taught professionals in the tech industry, so you can easily find resources to teach yourself web design and start seeking clients. Web design. Social media management. Travel planner. Tour guide.

Food 122

Food Advertising Media Planning 122

Clever Girl Finance

FEBRUARY 12, 2023

For example, you may choose to go out and get your own clients from the start. Your clients can range from local businesses in your area to hundreds of business owners online. Whether you decide to work online or in person, your clients may prefer one accounting software over another. blog management, content creation, etc.

Advertising 97

Advertising Clients Media Electronics 97