Random Roger's Retirement Planning

APRIL 21, 2025

In my quarterly letter to clients, I called this environment unanalyzable. At one point, the focus was the yield on the ten year US treasury and sure enough the yield was drifting lower alright but in a little over two weeks, the yield ran from 4.00% up to 4.40% at Monday's close which is a big move.

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License Taxes Clients Marketing 40

Trade Brains

JULY 23, 2025

This micro-cap stock engaged in offering investment banking and financial advisory services, including capital raising, M&A, debt syndication, and wealth management for clients, jumped 14 percent after the company reported strong June quarterly results with a 267 percent revenue and 1,210 percent QoQ increase in net profit growth in Q1 FY26.

Wealth Management 52

Wealth Management Banking License Financial Services 52

Midstream Marketing

NOVEMBER 6, 2024

Key Highlights Content marketing helps financial advisors stand out and earn trust from potential clients. When advisors share valuable content for a specific target audience, they can attract new clients and boost their online presence. Content marketing is a great strategic approach to find potential clients.

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Wealth Management

JULY 23, 2025

Spiegelman dropped his FINRA license about three or four years ago and had been moving toward a fee-only model for several years. Today, they serve about 150 clients, including high-net-worth individuals, families and business owners. Concept of digital social marketing.

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Estate Planning Wealth Management Valuation Planning 155

Don Connelly & Associates

JULY 14, 2025

Generally, the journey of becoming a Financial Advisor involves earning a degree, obtaining licenses, gaining experience, and committing to continuous learning. While it typically takes 3 to 5 years to become fully established, the process is both rewarding and dynamic, offering opportunities for growth at every stage.

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Financial Advisor License Education Financial Advice 52

Harness Wealth

FEBRUARY 4, 2025

Eligibility: Typically requires accredited investor or qualified client status due to regulatory restrictions. Financial Professional Qualification: Holding certain financial licenses, such as Series 7, 65, or 82, may also grant accreditation status.

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Harness Wealth

MARCH 20, 2025

Home office space deductions Business equipment deductions Travel expense deductions Vehicle mileage deductions Business meal deductions License fee deductions Health insurance deductions Retirement contribution deductions How do I claim home office tax deductions? However, the licenses must be directly related to business activities.

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License Taxes Insurance Consulting 52

Trade Brains

JULY 10, 2025

About Edelweiss Financial Services Limited: Edelweiss Financial Services Limited (“ EFSL ”) was incorporated on November 21, 1995, under the name of Edelweiss Capital Limited and started operations as an investment banking firm after receipt of a Category II license from SEBI.

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Financial Services Compliance Wealth Management License 52

Wealth Management

JULY 11, 2025

Is a Roth Conversion Worth It for All Clients? Some law firms now offer clients a traditional trust vehicle tailored to just hold actively traded cryptocurrency. in Q1 RIA Model Portfolio Assets Rose 5.5% One of these adoptions is what’s called a “cryptocurrency trust.” About the Authors Salvador C.

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Wealth Management Estate Planning Assets Fiduciary Duty 220

Yardley Wealth Management

SEPTEMBER 3, 2024

Mike shares that finding clients is often the most challenging aspect for many entrepreneurs, especially in the financial advisory industry. It’s also important to be aware of any necessary licenses, permits, and intellectual property rights relevant to your industry.

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Business Planning Wealth Management Estate Planning Planning 52

Carson Wealth

APRIL 9, 2025

As the first quarter of 2025 comes to a close, the team at Carson Wealth Pella has been hard at work helping to ensure our clients remain on track with their financial goals. Zach enjoyed reconnecting with Carter and discussing the importance of financial literacy and the pathway for more Iowan’s to obtain their CPA License.

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Taxes License Wealth Advisor Clients 52

The Big Picture

JUNE 2, 2025

It felt like an entrepreneurial opportunity to build something, made a lot of friends there, enjoyed the work, really enjoyed my clients, and the opportunity to help a bunch of great leaders improve the performance of their organizations. And we were serving clients in that geography. And the combination just worked great for me.

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Economy Economics Numbers Banking 130

Wealth Management

JULY 18, 2025

For authors and artists, this type of planning has traditionally included managing intellectual property, such as copyrights, licensing agreements and royalty streams, to ensure financial continuity for heirs or beneficiaries. Concept of digital social marketing.

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Estate Planning Planning Wealth Management Clients 223

Wealth Management

JULY 18, 2025

Staffing shortages have forced 69% of DSP service providers to stop accepting new clients. North Carolina launched a special license designation for care agencies investing in workforce improvements. Clients should monitor and evaluate outcomes, documenting successes and identifying challenges.

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Estate Planning Wealth Management Planning Clients 137

Trade Brains

JULY 15, 2025

Pricol Limited has signed a Technology License Agreement with Domino S.r.l., Its clients include major two- and three-wheeler brands like Honda, Bajaj, TVS, and Yamaha, as well as top carmakers like Tata, Mahindra, and Maruti Suzuki. crores, the share of Pricol Limited has reached an intraday high of Rs. per equity share.

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License Marketing Marketing Manufacturing 59

Trade Brains

JULY 16, 2025

A small-cap firm that is engaged in manufacturing explosives and detonators has seen a 4 percent increase in the stock movement today as a result of a new order from an international client. PEL plays a vital role in space and defense programs, as it is supported by its robust technological capabilities and licensed manufacturing rights.

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Trade Brains

JULY 1, 2025

A monopoly digital mapping and geospatial tech firm is in focus after securing a Rs 233 crore international map data licensing contract for domestic use. The seven-year contract involves map data licensing for domestic use and was awarded by an international corporate client in the private sector.

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License Clients Investment Advisor Consulting 59

Trade Brains

JULY 15, 2025

We simply transferred clients to a new structure. But he always had the necessary client toolkit: a “legend” (a convincing story), a demo account, and a beautiful logo. Clients don’t care who is actually running the processes. If you can do without a license, then why get one? We have our own reality.

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Trade Brains

JULY 2, 2025

In the defence segment its clients include all three Indian defence forces, it also serves L&T Defence. The company has entered into ‘Licensing Agreement’ with DIPAS a constituent laboratory under DRDO for transfer of technology of Solar Heated Shelters. The company has witnessed a significant 80% surge in sales, rising from Rs.282

Manufacturing 59

Manufacturing Engineering License Electronics 59

Nerd's Eye View

NOVEMBER 15, 2022

Stacey is the President of Envision Financial Planning, an independent RIA based in Memphis, Tennessee, that oversees nearly $200 million in assets under management for 206 client households.

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License Financial Advisor Clients Communication 244

Wealth Management

AUGUST 3, 2023

Also, Advisor360 announces several client portal and platform updates and Modern Life debuts its generative AI chatbot, which the company claims has passed the life insurance licensing exam.

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License Insurance Clients 246

Nerd's Eye View

JUNE 9, 2023

And given the opaque nature of many private investments, financial advisors could play an important role in helping their clients assess whether these opportunities make sense for their portfolio and broader financial plan.

Financial Planner 240

Financial Planner License Financial Advisor Retirement 240

Nerd's Eye View

NOVEMBER 29, 2022

Anh is the Founder and Managing Partner for SageMint Wealth, a corporate LPL-affiliated RIA based in Orange, California, that oversees nearly $325 million for 195 client households.

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Estate Planning Financial Advisor Clients Financial Services 246

Nerd's Eye View

JULY 17, 2023

Accordingly, in 2020 the North American Securities Administrators Association (NASAA) introduced a Model Rule for the first-ever CE obligation for Investment Adviser Representatives (IARs) to maintain their Series 65 license after initially obtaining it.

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Ethics Financial Advice CFP Financial Advisor 245

Nerd's Eye View

DECEMBER 12, 2022

Here at Kitces.com, we have sought to provide advisors with the insights and education they need to help their clients (and their firms) navigate these uncertain conditions, from blog posts and podcasts on these trending topics to the continued expansion of our Kitces Courses and our popular monthly Office Hours and webinars.

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Education CFP Certification License 247

Nerd's Eye View

DECEMBER 19, 2022

But a lawsuit to block the rule ultimately led to it (and the associated Title Protection for "financial planner") being vacated… by the FPA. all suggest that the FPA may already have some plans in place… that it just isn't ready to share yet?

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Financial Planner CFP Certified Financial Planner Financial Planning 243

Nerd's Eye View

JUNE 5, 2023

This month's edition kicks off with the news that Riskalyze has completed its previously-announced rebranding, and will now be known as “Nitrogen”, a ”growth platform” for advisory firms – which represents less of a shift in the platform’s core function (given that Riskalyze’s risk tolerance tool was always (..)

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Risk Tolerance Retirement License Retirement Planning 245

Abnormal Returns

FEBRUARY 20, 2024

hollywoodreporter.com) Disney ($DIS) is a winner when it comes to licensing content. abnormalreturns.com) Adviser links: helping clients feel secure. (onveston.substack.com) Streaming Walmart ($WMT) is buying TV maker Vizio ($VZIO). cnbc.com) Why Roku ($ROKU) stock is struggling. nytimes.com) Another sign of peak ESG.

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License Financial Advising Media Economy 147

NAIFA Advisor Today

FEBRUARY 16, 2024

Glenn Crawford is a Certified Divorce Financial Analyst (CDFA®) and a licensed insurance agent holding a Series 65 Investment Advisor Representative distinction. His mission is to support better financial outcomes for clients by educating, enabling, and empowering them to make sound decisions about their financial well-being.

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License Wealth Management Education Investment Advisor 105

eMoney Advisor

NOVEMBER 14, 2022

Financial professionals are forever searching for better ways to serve clients and grow their businesses. If your client doesn’t follow the plan and take the appropriate actions based on the advice you provide, does that plan really matter? Why Engaged Clients Matter: Building Your Bottom Line.

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Financial Planning Clients Planning License 88

Nerd's Eye View

NOVEMBER 8, 2022

In this episode, we talk in-depth about the journey that Cean and his partners took, from originally starting their careers at an insurance company, then moving on to a brokerage firm, until they ultimately decided to transition to an independent RIA and on the advice of their attorney drop their FINRA licenses altogether to reduce the risks to their (..)

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License Financial Advisor Consulting Insurance 130

Nerd's Eye View

SEPTEMBER 26, 2022

In fact, even a relatively modest shift to a higher-trust environment (which may be achieved by enacting higher standards) that just partially reduces the incredibly high client acquisition costs of financial advisors could more than offset the entire cost of fiduciary liability insurance from those higher standards! Read More.

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Financial Advice Financial Planner License Marketing 130

Trade Brains

JUNE 13, 2025

External client transactions also contribute significantly. Written By Fazal Ul Vahab C H The post Chinese billionaire Jack Ma Seeks Stablecoin Licenses in Hong Kong and Singapore appeared first on Trade Brains. By securing stablecoin licences, Ant International aims to solidify its position.

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License Assets Banking Engineering 59

Million Dollar Round Table (MDRT)

JUNE 18, 2023

He’s an investment advisor representative and CFP with life and health insurance licenses. One of Robert’s challenges was that nothing about him made him special to prospects or clients. He told people he was a financial planner and that he worked with all kinds of clients.

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Financial Planner License Advertising CFP 96

Clever Girl Finance

JULY 29, 2023

Obtain a business license 7. Find (and keep) clients 13. Do I need a license to clean houses? Offer to clean a friend and/or family member’s house(s) to get honest feedback on your work and learn what you need to improve before working with clients. Choose your services 4. Register your business 5.

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License Advertising Budgeting Clients 98

Million Dollar Round Table (MDRT)

APRIL 23, 2023

What does that mean for advisors working entirely or partially remote from their clients? Research and sharing Three years ago, Sofia Dumansky, MBA, LUTCF , primarily worked only with clients in Connecticut and Massachusetts. Now, because of the opportunities that Zoom provides, she has licenses and clients in 12 states.

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Clients License CFP Communication 97

Sara Grillo

MAY 10, 2024

One of my best clients who runs a business just hired another advisor to manage their 401k plan.” ” I’ve heard iterations of this: I’m a CPA and financial advisor, and my best tax return client just hired someone else to do their retirement planning. Question from a subscribe r: “I’m stunned.

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Clients License Retirement Planning Commission 52