Nerd's Eye View
DECEMBER 6, 2023
Financial coaches can address topics such as real estate, commodities futures, non-variable insurance, and government securities (none of which are included in the Investment Advisers Act's definition of a security), offer non-specific advice about investments to a general audience, and even obtain industry designations (like the CFP marks) without (..)
Good Financial Cents
DECEMBER 14, 2022
They may work in various industries, such as investment firms, accounting firms, banks, or the government. Chief Compliance Officer. A chief compliance officer ensures financial institutions adhere to all applicable laws and regulations. Budget analysts typically work in the government or for accounting firms.
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Sara Grillo
JANUARY 9, 2023
We welcome Dwight Dettloff, CPA, CFP, and Knut Rostad to today’s discussion. Working with advocacy groups to influence policy, law and governance. Dwight Dettloff, CPA, CFP® is the founder of Winding Trail Financial Planning in Colorado. For advise on such matters, contact a legal or compliance advisor.
Inside Information
OCTOBER 30, 2021
He very quickly offers a disclaimer about the effectiveness of disclosure in the past; whenever a regulator proposes actual rules governing reps and brokers, the industry quickly rushes to propose disclosure instead. . Putting Reg BI aside, what other initiatives is the Institute involved in? Rostad mentions disclosure. Acknowledging reality.
Sara Grillo
SEPTEMBER 26, 2022
In Part Two of our two part series on the CFP Board, the heated debate continues. We’ll discuss these questions: The CFP Board has specifically stated that it wants the CFP® mark to be a requirement for anyone who practices financial planning. What do you believe the CFP Board’s role should be in the future?
Sara Grillo
SEPTEMBER 12, 2022
A $100 increase in the CFP annual certification fee spurred an industry outcry, leading many to question whether the designation is worth it or not. There are more than 92,000 CFP® certificants, as per the CFP Board’s 2022 measure. Is it time to say “FU” to your CFP designation? Are they getting a raw deal?
Indigo Marketing Agency
MAY 5, 2020
John serves on the Government Affairs Committee for the National Association of Plan Advisors. I’m a lecturer at UCLA Extension as part of their CFP program in marketing. The official governing plan document is behind it. My dad’s a financial advisor, so that’s how I got into this business.
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