Nerd's Eye View

OCTOBER 29, 2024

Welcome to the 409th episode of the Financial Advisor Success Podcast ! Welcome, everyone! My guest on today's podcast is Travis Hornsby. Read More.

Consulting

Nerd's Eye View

MAY 12, 2025

A common structure at many advisory firms is for the owner to handle most of the sales and prospecting, while employee advisors focus on delivering planning and analysis for existing clients. One of the most effective ways to do that is by directing the advisor toward a specific niche.

Financial Advisor

Prosperity Coaching

OCTOBER 29, 2024

Why a Solo Retreat is Great for Annual Business Planning for Financial Advisors: Today let’s plan your biggest success as a financial advisor in all the years you have been in the business by A.Planning a solo retreat, and B.Learning strategies for income growth.

Business Planning

Wealth Management

JUNE 20, 2025

Podcasts & Videos CE Webinars Research Newsletters Subscribe Subscribe News Related Topics RIA IBD Wirehouse RPA Insights & Analysis Regulation & Compliance Career Moves Recent in News See all handshake hurdles M&A Understanding the Client Retention Hurdle in RIA Sales Understanding the Client Retention Hurdle in RIA Sales by Derek (..)

Wealth Management

Wealth Management

JUNE 23, 2025

They showed a slight preference for ETFs or trusts, with 28% of respondents citing them, followed closely by traditional brokerage platforms (24%), centralized exchanges (21%), custodial investment platforms accessible through their financial advisors for digital asset investment (16%) and decentralized exchanges (10%).

Assets

Wealth Management

AUGUST 8, 2025

Concept of digital social marketing. David Bodamer , Editorial Director , WealthManagement.com August 8, 2025 8 Min Read imageBROKER/Timon Schneider/Alamy Private markets platform Yieldstreet was on the bleeding edge of the move to bring alternative investments to a wider audience.

Marketing

Nerd's Eye View

NOVEMBER 11, 2024

To sustain firm growth, financial advisors often face a dilemma: to focus on what originally drew them to the profession – like financial planning – they often must first do an extensive amount of business development.

Marketing

Nerd's Eye View

JANUARY 7, 2025

Welcome to the 419th episode of the Financial Advisor Success Podcast ! Pete is the Director of Sustainable Investing of Earth Equity Advisors, an RIA based in Asheville, North Carolina, that oversees approximately $200 million in assets under management for 250 client households. Welcome everyone! Read More.

Clients

Wealth Management

JULY 1, 2025

She's also the host of The Healthy Advisor , a podcast focused on advisor health and wellbeing. EP Wealth Hires Integrations Head From Captrust $32.6B EP Wealth Hires Integrations Head From Captrust $32.6B A native of Los Angeles, she now lives in Rocklin, Calif.

Wealth Management

Wealth Management

AUGUST 8, 2025

Concept of digital social marketing. She also serves as the market-facing representative for the group, and regularly hosts webinars, podcasts and video series. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Estate Planning

Wealth Management

JUNE 10, 2025

However, the most fulfilled advisors we work with are those who regularly reconnect with their “why.” Related: The Diamond Podcast for Financial Advisors: What It Takes to Become a Multi-Million-Dollar Producer • Have I defined what success looks like, and am I moving toward it? market, firm, team capacity)? •

Wealth Management

Wealth Management

JULY 17, 2025

On the other hand, ICG has more than 90 employees who provide accounting, tax, fiduciary and business services for individuals and businesses. Minopoli said that more people, beyond the ultra-wealthy, are looking for financial advisors and accountants who can help them connect the dots between their investments and tax situations.

Wealth Management

Wealth Management

JULY 8, 2025

He also previously served as editorial director for Waste360. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Wealth Management

Wealth Management

JULY 31, 2025

Raymond James Practice Mercer Advisors Lands $1.2B Concept of digital social marketing. And above all, it’s a reminder that growth isn’t just about numbers: it’s about aligning your business with your values and creating something that reflects who you are. Click to contact us or call 908-879-1002.

Wealth Management

Wealth Management

JUNE 10, 2025

RIA Edge Podcast: Schwab’s Jalina Kerr on How Resilient RIAs Can Turn Market Volatility Into Growth RIA Edge Podcast: Schwab’s Jalina Kerr on How Resilient RIAs Can Turn Market Volatility Into Growth Jalina Kerr of Charles Schwab shares how the most adaptive firms are expanding beyond portfolio management, into areas like estate and tax planning.

Wealth Management

Wealth Management

AUGUST 13, 2025

Dollenmeyer, Megan Vandermeer Aug 13, 2025 9 Min Read Business Planning Related Topics Client Relations Growth Strategies Professional Development Diversity & Inclusion Recent in Business Planning See All Businessman hand holding magnet and magnetizing avatars. Concept of digital social marketing.

Engineering

Nerd's Eye View

JANUARY 6, 2025

Welcome to the January 2025 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors! FINNY AI, an AI-powered prospecting tool, has raised $4.2

Startup

Wealth Management

JULY 9, 2025

Where should an advisor look to improve on this? A recent study by SmartAsset , a service for connecting consumers with financial advisors, highlights the states around the country where advisors might have the most significant opportunities to attract new clients. The company recently ranked 44 U.S.

Wealth Management

Wealth Management

JULY 3, 2025

Related: Understanding the Client Retention Hurdle in RIA Sales “From LPL’s integrated and streamlined technology to the fact that they are self-clearing, everything LPL offers is with advisors in mind,” he said in a statement. The team serves individuals, families and business owners. a suburb of Nashville.

Wealth Management

Wealth Management

JULY 2, 2025

About the Author Katie Greifeld See more from Katie Greifeld You May Also Like Celebrating outstanding achievement in support of financial advisor success View the FInalists View the FInalists Latest news U.S. Active is 10% of ETF assets now — lots of room to grow.” RFG Advisory Launches Suite of Active ETFs $6.5B

Planning

Wealth Management

AUGUST 1, 2025

Raymond James Practice Mercer Advisors Lands $1.2B Concept of digital social marketing. Vestmark Partners With iCapital, BlackRock, Dynasty to Add Private Markets to UMAs Dynasty's UMA launch deserves a spotlight in our industry. These moves will define the remainder of 2025.

Estate Planning

Nerd's Eye View

JANUARY 28, 2025

Welcome to the 422nd episode of the Financial Advisor Success Podcast ! Kay Lynn is the President of Merit Financial Advisors, a hybrid advisory firm based in Alpharetta, Georgia, that oversees approximately $13 billion in assets under management for 26,000 client households. Welcome everyone! Read More.

Financial Advisor

Nerd's Eye View

JULY 29, 2025

Welcome to the 448th episode of the Financial Advisor Success Podcast ! Monish is the CEO of Vardhan Wealth Management, a dba of the RIA Summit Financial and based in Farmington Hills, Michigan, that oversees $560 million in assets under management for 225 client households. Welcome everyone! Read More.

Clients

Wealth Management

JUNE 20, 2025

The services they offer are great differentiators and help make advisors a go-to resource for navigating the intricacies of retirement income planning (which is very complex), healthcare-cost planning (a too often overlooked major expense), and as an end-of-life services guide (in the case of bQuest).

Wealth Management

Wealth Management

AUGUST 6, 2025

Concept of digital social marketing. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Wealth Management

Nerd's Eye View

OCTOBER 30, 2024

As fiduciaries, financial advisors are required to disclose any conflicts of interest that exist between themselves and their current and potential clients. But the downside to using the "conflict-free" label was put into sharp focus recently, when the SEC announced that it had fined several RIA firms for violating its Marketing Rule.

Advertising

Wealth Management

AUGUST 12, 2025

Concept of digital social marketing. However, within the municipal bond market, AMT-designated bonds are quietly offering one of the most attractive opportunities in today’s investment-grade sector. 12, 2025) 11 Investment Must Reads for This Week (Aug. 12, 2025) 11 Investment Must Reads for This Week (Aug.

Marketing

Wealth Management

JUNE 11, 2025

In between all the fun and games, the likes of Focus Financial CEO Michael Nathanson, Rise Growth Partners founder Joe Duran, TradePMR President and CEO Robb Baldwin and others took the stage in front of an audience of 1,600 attendees, including 1,000 financial advisors, at The Boca Raton resort in Boca Raton, Fla.

Wealth Management

Wealth Management

JULY 31, 2025

Raymond James Practice Mercer Advisors Lands $1.2B Concept of digital social marketing. SMArtX first introduced these private market funds to select clients in 2024. The fintech world has been awash in announcements about adding private market assets to custom model portfolios, UMAs and SMAs.

Estate Planning

Wealth Management

JUNE 10, 2025

Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Wealth Management

Wealth Management

JUNE 26, 2025

She's also the host of The Healthy Advisor , a podcast focused on advisor health and wellbeing. A native of Los Angeles, she now lives in Rocklin, Calif. Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Clients

Wealth Management

JULY 2, 2025

Disclaimer: Anthony Stich is the Chief Marketing Officer at Moran Wealth Management. Tony is an industry speaker, consultant, trusted advisor, and active investor that specializes in GTM strategies—with a heavy emphasis on marketing—for financial services firms, RIAs, and FinTech companies. It’s to reimagine everything.

Wealth Management

Nerd's Eye View

AUGUST 12, 2025

Welcome to the 450th episode of the Financial Advisor Success Podcast ! What's unique about Ryan, though, is how he has added $80 million of client assets during the past seven years primarily by holding in-person educational retirement planning seminars that attract his ideal target client. Welcome everyone! Read More.

Education

Nerd's Eye View

NOVEMBER 12, 2024

Welcome to the 411th episode of the Financial Advisor Success Podcast ! Larry is the Chairman of Measured Risk Portfolios, an RIA based in San Diego, California, that oversees $350 million in assets under management for a combination of internal retail clients and external financial advisor clients. Read More.

Clients

Wealth Management

AUGUST 6, 2025

Concept of digital social marketing. Osaic Recruits Ex-LPL Affiliated Advisors Osaic has brought over three LPL Financial advisors who manage a combined $175 million in client assets. PE firm Reverence Capital Partners owns Osaic, which has a network of about 11,000 financial advisors.

Estate Planning

Wealth Management

JUNE 27, 2025

My co-founder and I knew that if we could apply AI—and by that I really mean machine learning—we could help the wealth management industry scale to new markets and demographics, there is such an untapped demand, especially among the mass affluent,” said Markowitz. “We Q&A: What Was Behind Schechter’s Decision to Sell to Arax?

Wealth Management

Wealth Management

AUGUST 6, 2025

Concept of digital social marketing. These technologies enable advisors to spend less time on routine analysis and more time building meaningful client relationships. Financial advisors handle highly sensitive data regularly and already operate in a highly regulated sector, so they’re primed to approach AI with risk management in mind.

Wealth Management